| Robert Eric Hoffman | Fsc Securities Corporation other | Sound Trust Wealth Advisors, LLC state registered | Other | Mar 10, 2010 | Feb 4, 2008 |
| Glen Edward Holmes | Fsc Securities Corporation other | H. Beck, Inc. other | Other | Feb 24, 2010 | Mar 1, 2010 |
| James A. Schaller | Fsc Securities Corporation other | Kms Financial Services, Inc other | Other | Feb 18, 2010 | Feb 12, 2010 |
| William Ellis Webb | Fsc Securities Corporation other | Compass Advisory Partners LLC other | Other | Feb 18, 2010 | Dec 10, 2008 |
| Richard Alan Jones | Fsc Securities Corporation other | MML Investors Services, LLC other | Other | Jan 7, 2010 | Jan 21, 2010 |
| James Franklin Calvert | Fsc Securities Corporation other | H. Beck, Inc. other | Other | Dec 31, 2009 | Jan 5, 2010 |
| Hershel Coleman Proffitt | Fsc Securities Corporation other | H. Beck, Inc. other | Other | Dec 31, 2009 | Jan 5, 2010 |
| Clifford Raymond Rayburn | Fsc Securities Corporation other | H. Beck, Inc. other | Other | Dec 31, 2009 | Jan 8, 2010 |
| David Westlund | Fsc Securities Corporation other | Ameriprise Financial Services, LLC national BD | Other | Dec 31, 2009 | Dec 23, 2013 (1453 d) |
| Daniel Xavier Namey | Fsc Securities Corporation other | H. Beck, Inc. other | Other | Dec 31, 2009 | Jan 22, 2010 |
| Mark Gus Mckimmins | Fsc Securities Corporation other | H. Beck, Inc. other | Other | Dec 31, 2009 | Jan 8, 2010 |
| Lois Ann Bratkovich | Fsc Securities Corporation other | H. Beck, Inc. other | Other | Dec 31, 2009 | Jan 12, 2010 |
| Benjamin Christopher Kindred | Fsc Securities Corporation other | H. Beck, Inc. other | Other | Dec 31, 2009 | Jan 8, 2010 |
| Debra K. Barton | Fsc Securities Corporation other | H. Beck, Inc. other | Other | Dec 31, 2009 | Jan 4, 2010 |
| Long Tan | Fsc Securities Corporation other | H. Beck, Inc. other | Other | Dec 31, 2009 | Jan 5, 2010 |
| Anthony Edward Locascio | Fsc Securities Corporation other | Anthony Locascio Consulting, LLC unclassified | Other | Dec 23, 2009 | Sep 5, 2006 |
| Stephen Wesley Brimacombe | Fsc Securities Corporation other | LPL Financial LLC other | Other | Dec 18, 2009 | Dec 16, 2009 |
| John Alvin Reigelman | Fsc Securities Corporation other | Cetera Investment Advisers LLC BD affiliated | Other | Nov 25, 2009 | Mar 21, 2024 (5230 d) |
| Marvin Yue-Chin Shiue | Fsc Securities Corporation other | Strategic Wealth Advisors Group other | Other | Nov 23, 2009 | Feb 16, 2007 |
| Laura Rae Knolle | Fsc Securities Corporation other | Vsr Advisory Services other | Other | Nov 18, 2009 | Nov 17, 2009 |
| Tiiffany Mah Maclean | Fsc Securities Corporation other | Valley Forge Asset Management, LLC other | Other | Nov 4, 2009 | Nov 5, 2009 |
| Wesley Robert Pingelton | Fsc Securities Corporation other | Biltmore Capital Advisors other | Other | Oct 30, 2009 | Feb 4, 2009 |
| Kimberly Ann Stoll | Fsc Securities Corporation other | Vsr Advisory Services other | Other | Oct 27, 2009 | Oct 23, 2009 |
| Tracy Oliff Jackson | Fsc Securities Corporation other | Jackson Financial Management other | Other | Oct 14, 2009 | Oct 10, 1995 |
| Johnson George Andrews | Fsc Securities Corporation other | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Other | Oct 2, 2009 | Oct 12, 2009 |
| Jeffrey Wayne Hansen | Fsc Securities Corporation other | Spc other | Other | Sep 28, 2009 | Sep 28, 2009 |
| James L Schulmire | Fsc Securities Corporation other | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Other | Sep 4, 2009 | Sep 2, 2009 |
| Todd Wayne Mclane | Fsc Securities Corporation other | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Other | Sep 4, 2009 | Sep 2, 2009 |
| Frank Andrew Mclane | Fsc Securities Corporation other | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Other | Sep 4, 2009 | Sep 2, 2009 |
| Christopher John Parios | Fsc Securities Corporation other | Ic Advisory Services, Inc. other | Other | Aug 24, 2009 | Aug 20, 2009 |
| Catherine Chapman Miller | Fsc Securities Corporation other | Atlanta Financial Associates, LLC independent RIA | Other | Aug 18, 2009 | May 9, 2005 |
| Melissa Diane Dresnok | Fsc Securities Corporation other | Mercer Global Advisors Inc. independent RIA | Other | Aug 18, 2009 | Mar 22, 2022 (4599 d) |
| Donnie Wayne Robinson | Fsc Securities Corporation other | Atlanta Financial Associates, LLC independent RIA | Other | Aug 18, 2009 | Oct 30, 2013 (1534 d) |
| Deborah Stavis | Fsc Securities Corporation other | Pnc Managed Account Solutions, Inc. other | Other | Aug 3, 2009 | Jul 5, 2005 |
| Larry Arlen Harvey | Fsc Securities Corporation other | Hfg Wealth Management, LLC other | Other | Jul 10, 2009 | Jun 1, 2010 (326 d) |
| Bennie Wanda Hargrove | Fsc Securities Corporation other | Lincoln Investment other | Other | Jul 7, 2009 | Jul 1, 2009 |
| George Theodore Temel | Fsc Securities Corporation other | Associated Securities Corp. unclassified | Other | Jun 25, 2009 | Jun 24, 2009 |
| Michael Gavan Griesmeyer | Fsc Securities Corporation other | Wealth Management Group state registered | Other | Jun 17, 2009 | Jun 21, 2004 |
| Keith David Dumas | Fsc Securities Corporation other | Spc other | Other | Jun 16, 2009 | Oct 6, 2009 (112 d) |
| John Stuart | Fsc Securities Corporation other | Ironwood Asset Management, LLC unclassified | Other | Jun 8, 2009 | Mar 31, 2009 |
| Thomas Edward Gardner | Fsc Securities Corporation other | LPL Financial LLC other | Other | Jun 5, 2009 | Jun 9, 2009 |
| Mark M Black | Fsc Securities Corporation other | Cambridge Investment Research Advisors, Inc. other | Other | Jun 2, 2009 | Jun 1, 2009 |
| Moiz Husain | Fsc Securities Corporation other | Cambridge Investment Research Advisors, Inc. other | Other | May 6, 2009 | Apr 1, 2010 (330 d) |
| Robert Andrew Paoni | Fsc Securities Corporation other | Sikich Financial other | Other | May 4, 2009 | Jan 8, 2010 (249 d) |
| Michael Ray Childs | Fsc Securities Corporation other | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Other | May 1, 2009 | Apr 29, 2009 |
| Alan Edward Wyse | Fsc Securities Corporation other | Childs Investment Group, Inc state registered | Other | May 1, 2009 | Dec 17, 2003 |
| Andres Peterson | Fsc Securities Corporation other | Childs Investment Group, Inc state registered | Other | May 1, 2009 | Sep 7, 2006 |
| Michael Anthony Flanagan | Fsc Securities Corporation other | Associated Securities Corp. unclassified | Other | Apr 29, 2009 | May 6, 2009 |
| David Joe Moore | Fsc Securities Corporation other | Compass Efficient Model Portfolios, LLC other | Other | Apr 27, 2009 | Mar 28, 2007 |
| Zahra Panjwani Guest | Fsc Securities Corporation other | Strategic Advisers LLC national BD | Other | Apr 27, 2009 | May 18, 2010 (386 d) |
| William Michael Leeb | Fsc Securities Corporation other | Commonwealth Financial Network national BD | Other | Apr 22, 2009 | Apr 23, 2009 |
| Dax James Welsheimer | Fsc Securities Corporation other | Invest Financial Corporation other | Other | Apr 21, 2009 | Apr 24, 2009 |
| John Dale Hauserman | Fsc Securities Corporation other | Commonwealth Financial Network national BD | Other | Apr 20, 2009 | Apr 16, 2009 |
| Dale Thomas Woodring | Fsc Securities Corporation other | Commonwealth Financial Network national BD | Other | Apr 20, 2009 | Apr 16, 2009 |
| David Raymond Travis | Fsc Securities Corporation other | Commonwealth Financial Network national BD | Other | Apr 20, 2009 | Apr 16, 2009 |
| Peter David Dixon | Fsc Securities Corporation other | Commonwealth Financial Network national BD | Other | Apr 20, 2009 | Apr 16, 2009 |
| Leah Brooks Waldrip | Fsc Securities Corporation other | Cambridge Investment Research Advisors, Inc. other | Other | Apr 15, 2009 | Oct 29, 2009 (197 d) |
| Michael Ryan Fontenot | Fsc Securities Corporation other | Kovack Advisors, Inc. other | Other | Apr 15, 2009 | Apr 13, 2009 |
| Jacqueline Ann Mayer | Fsc Securities Corporation other | Associated Securities Corp. unclassified | Other | Apr 9, 2009 | Apr 8, 2009 |
| Anthony Shia Vargo | Fsc Securities Corporation other | Coury Investment Advisors, Inc. unclassified | Other | Apr 7, 2009 | Jan 12, 2010 (280 d) |