DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Fsc Securities Corporation

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Shannon J WebbFsc Securities Corporation BD affiliatedWebb Financial Group state registeredAffiliated broker-dealer or bank to a state-registered adviserMay 21, 2018Jan 19, 2018
Ian Philip GordonFsc Securities Corporation BD affiliatedLPL Financial LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 14, 2018May 10, 2018
Paul John PfeifferFsc Securities Corporation BD affiliatedNorthpoint Financial Planning LLC state registeredAffiliated broker-dealer or bank to a state-registered adviserMay 9, 2018May 18, 2018
Debra GagliotiFsc Securities Corporation BD affiliatedCapital Planning Associates, Incorporated state registeredAffiliated broker-dealer or bank to a state-registered adviserMay 9, 2018Jan 1, 2026 (2794 d)
Ryan Christopher WilliamsFsc Securities Corporation BD affiliatedLPL Financial LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 4, 2018May 2, 2018
Steve Howard NelsonFsc Securities Corporation BD affiliatedAmeriprise Financial Services, LLC national BDAffiliated broker-dealer or bank to anotherApr 17, 2018Apr 1, 2018
James Bernard PlummerFsc Securities Corporation BD affiliatedCsenge Advisory Group, LLC otherOtherApr 16, 2018Jan 5, 2015
Joseph Mccarrell PiszczorFsc Securities Corporation BD affiliatedCsenge Advisory Group, LLC otherOtherApr 16, 2018Apr 1, 2013
Roger Paul BedillionFsc Securities Corporation BD affiliatedCsenge Advisory Group, LLC otherOtherApr 16, 2018Oct 18, 2011
Christopher L LafountainFsc Securities Corporation BD affiliatedCiccarelli Advisory Services Inc otherOtherApr 12, 2018Jun 23, 2015
Dawn Denigmann O'RourkeFsc Securities Corporation BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseMar 27, 2018Mar 28, 2018
Juling YangFsc Securities Corporation BD affiliatedE*Trade Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 6, 2018Apr 10, 2018 (63 d)
Raymundo Gutierrez ValenciaFsc Securities Corporation BD affiliatedCsenge Advisory Group, LLC otherOtherJan 19, 2018Sep 2, 2016
Joe Neil HaywoodFsc Securities Corporation BD affiliatedThe Retirement Group, LLC otherOtherJan 17, 2018Mar 18, 2015
Michael Taylor SilverioFsc Securities Corporation BD affiliatedLPL Financial LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 16, 2018Jan 23, 2018
Ralph Gerard AdamoFsc Securities Corporation BD affiliatedCsenge Advisory Group, LLC otherOtherDec 22, 2017Oct 11, 2016
Philip James FlueggeFsc Securities Corporation BD affiliatedSpire Wealth Management, LLC otherOtherDec 20, 2017Feb 28, 2018 (70 d)
Cory James ChapmanFsc Securities Corporation BD affiliatedThe Retirement Group, LLC otherOtherDec 18, 2017Aug 19, 2014
James Warren BakerFsc Securities Corporation BD affiliatedH. Beck, Inc. otherOtherDec 8, 2017Dec 5, 2017
Clifford Anthony DownieFsc Securities Corporation BD affiliatedDownie Financial Group state registeredAffiliated broker-dealer or bank to a state-registered adviserDec 6, 2017Jul 18, 2017
Leonard Wong Ling Howe KingsleyFsc Securities Corporation BD affiliated1stto50th LLC state registeredAffiliated broker-dealer or bank to a state-registered adviserNov 17, 2017Jan 1, 2026 (2967 d)
Jonathan Hunter BodwellFsc Securities Corporation BD affiliatedSouthland Equity Partners, LLC. no RAUMOtherNov 16, 2017Sep 10, 2015
Dean Gregory RingdahlFsc Securities Corporation BD affiliatedAgnello Financial Group, Inc. otherOtherNov 8, 2017Sep 21, 2007
Santo BlumkeFsc Securities Corporation otherSpire Wealth Management, LLC otherOtherOct 26, 2017Oct 18, 2017
Tyson FullerFsc Securities Corporation otherPnc Managed Account Solutions, Inc. otherOtherSep 13, 2017Sep 5, 2017
David Scott HatcherFsc Securities Corporation otherCompass Advisory Partners LLC otherOtherSep 5, 2017Aug 20, 2007
John Jerome JablonskiFsc Securities Corporation otherOsaic Wealth, Inc. otherOtherAug 31, 2017Aug 15, 2017
Raymond V HayesFsc Securities Corporation otherAmeriprise Financial Services, LLC national BDOtherJul 17, 2017Jul 19, 2017
Richard Nelson StewartFsc Securities Corporation otherNational Planning Corporation ("Npc Of America" In Fl & Ny) otherOtherJul 11, 2017Jul 3, 2017
Thomas M DowlingFsc Securities Corporation otherAegis Capital Corp. otherOtherJun 30, 2017Jun 27, 2017
Eric Paul AposhianFsc Securities Corporation otherLewis Asset Management otherOtherJun 19, 2017Jun 10, 2017
Mark PhillipsFsc Securities Corporation otherIntegrated Capital Management, Inc. otherOtherJun 19, 2017Jun 7, 2011
Quinton GreenFsc Securities Corporation otherCetera Investment Advisers LLC BD affiliatedOtherMay 15, 2017Mar 23, 2023 (2138 d)
Nicholas Jon DamicoFsc Securities Corporation otherBfs Advisory Group, LLC unclassifiedOtherMay 10, 2017Sep 2, 2014
Timothy Andrew HollowayFsc Securities Corporation otherOsaic Wealth, Inc. otherOtherApr 26, 2017Apr 7, 2017
Jared D KenneyFsc Securities Corporation otherOak Harvest Investment Services independent RIAOtherApr 13, 2017Apr 13, 2017
Gary Scott DemeraFsc Securities Corporation otherRb Capital Management, LLC otherOtherMar 23, 2017Jun 28, 2016
Willington Tai FongFsc Securities Corporation otherRb Capital Management, LLC otherOtherMar 23, 2017Mar 9, 2018 (351 d)
Kofi Sule CoaxumFsc Securities Corporation otherCetera Investment Advisers LLC BD affiliatedOtherMar 20, 2017Mar 23, 2023 (2194 d)
Claude Andre GregoryFsc Securities Corporation otherNationwide Investment Advisors, LLC otherOtherMar 2, 2017Dec 19, 2017 (292 d)
Ethan RussmanFsc Securities Corporation otherTmd & Associates, Inc. otherOtherFeb 27, 2017Jun 22, 2017 (115 d)
Eric Edward SnodgrassFsc Securities Corporation otherAvantax Advisory Services otherOtherFeb 15, 2017Feb 13, 2017
Jacqueline Schlup DanielsFsc Securities Corporation otherBrennan Wealth Advisors, LLC unclassifiedOtherFeb 10, 2017Feb 17, 2017
Tae Bum KimFsc Securities Corporation otherCetera Advisor Networks LLC otherOtherFeb 3, 2017Jul 14, 2017 (161 d)
Karen Anne Van HyningFsc Securities Corporation otherUSA Financial Securities LLC otherOtherFeb 3, 2017Feb 1, 2017
James Edward LatiolaisFsc Securities Corporation otherCetera Advisor Networks LLC otherOtherJan 3, 2017Jan 4, 2017
Eric TaylorFsc Securities Corporation otherSouthland Equity Partners, LLC. independent RIAOtherJan 3, 2017Jan 23, 2024 (2576 d)
Stacy Y BarromFsc Securities Corporation otherCalton & Associates, Inc. otherOtherJan 3, 2017Jan 3, 2017
Robert Burks WoodFsc Securities Corporation otherSouthland Equity Partners, LLC. no RAUMOtherDec 31, 2016Sep 17, 2014
Isaac OrtizFsc Securities Corporation otherScf Investment Advisors, Inc. otherOtherDec 22, 2016Dec 19, 2016
Jason Anthony MullinsFsc Securities Corporation otherScf Investment Advisors, Inc. otherOtherDec 22, 2016Dec 22, 2016
Yonghui HuangFsc Securities Corporation otherScf Private Wealth Holdings, LLC otherOtherNov 22, 2016Jul 1, 2016
Anthony PaganoFsc Securities Corporation otherCreativeone Securities, LLC otherOtherNov 11, 2016Nov 7, 2016
Kris Alan WrightFsc Securities Corporation otherAmeriprise Financial Services, LLC national BDOtherNov 2, 2016Nov 11, 2016
Robert Thomas GuitermanFsc Securities Corporation otherAmeriprise Financial Services, LLC national BDOtherOct 18, 2016Oct 14, 2016
Leslie Alexander SzarkaFsc Securities Corporation otherCambridge Investment Research Advisors, Inc. otherOtherOct 5, 2016Oct 3, 2016
Alexander MenassaFsc Securities Corporation otherCambridge Investment Research Advisors, Inc. otherOtherOct 5, 2016Oct 3, 2016
Rickard S MartinFsc Securities Corporation otherCambridge Investment Research Advisors, Inc. otherOtherOct 5, 2016Oct 3, 2016
Charles ConradFsc Securities Corporation otherCambridge Investment Research Advisors, Inc. otherOtherOct 5, 2016Oct 5, 2016
Alexander Edward SzarkaFsc Securities Corporation otherCambridge Investment Research Advisors, Inc. otherOtherOct 5, 2016Oct 3, 2016
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903 moves match.