DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Merrill Lynch, Pierce, Fenner & Smith Incorporated

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Lauren Kimberly HauckMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCastlekeep Investment Advisors mixed wealthWirehouse to independent RIAAug 21, 2026Sep 11, 2026
Ebenezer Frank NoonooMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseAug 21, 2026Aug 31, 2026
Manuel MadrizMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseAug 21, 2026Aug 21, 2026
Daphne ChanMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseAug 21, 2026Aug 26, 2026
Jordan NarcisseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseAug 21, 2026Sep 16, 2026
Lucas Alexander SegalMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseEdward Jones national BDWirehouse to affiliated broker-dealer or bankAug 21, 2026Aug 21, 2026
Christy BerglundMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseAug 21, 2026Aug 19, 2026
Seung Ho NaMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseAug 21, 2026Sep 3, 2026
Brian Conde-MartinezMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMorgan Stanley wirehouseWirehouse to wirehouseAug 21, 2026Sep 9, 2026
Christopher J KheirallahMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseVoya Financial Advisors, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankAug 21, 2026Sep 14, 2026
Quinn Patrick McinerneyMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankAug 20, 2026Aug 26, 2026
Estevan David EscarsegaMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAdvice And Planning Services BD affiliatedWirehouse to affiliated broker-dealer or bankAug 20, 2026Sep 4, 2026
Anthony Jorge ConsiglioMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRBC Capital Markets, LLC national BDWirehouse to affiliated broker-dealer or bankAug 19, 2026Sep 16, 2026
Stephen WilkinsonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMorgan Stanley wirehouseWirehouse to wirehouseAug 19, 2026Aug 18, 2026
Melissa Anne JacobsenMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMorgan Stanley wirehouseWirehouse to wirehouseAug 19, 2026Sep 10, 2026
Ryan Joseph HallerMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankAug 19, 2026Aug 19, 2026
Jesus Manuel AmadorMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFisher Investments independent RIAWirehouse to independent RIAAug 19, 2026Sep 17, 2026
Richard Victor GerrityMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOnedigital institutionalOtherAug 19, 2026Aug 10, 2026
Andrew MeloMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehousePnc Wealth Management BD affiliatedWirehouse to affiliated broker-dealer or bankAug 18, 2026Aug 25, 2026
Vishal BharadwajMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseAug 18, 2026Aug 7, 2026
Brandon Leigh BurleighMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseUBS Financial Services Inc. wirehouseWirehouse to wirehouseAug 18, 2026Aug 17, 2026
Jeffrey Hunter CorneliusMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAmeriprise Financial Services, LLC national BDWirehouse to affiliated broker-dealer or bankAug 18, 2026Aug 31, 2026
John RialMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMorgan Stanley wirehouseWirehouse to wirehouseAug 17, 2026Aug 13, 2026
Samantha Leisel Clyne-RolandMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseEmpower Advisory Group, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankAug 17, 2026Sep 15, 2026
Rohnne SaadMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFifth Third Securities, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankAug 17, 2026Aug 6, 2026
John BorkowiczMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseAug 17, 2026Aug 19, 2026
William D WeldonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCharles Schwab & Co., Inc. national BDWirehouse to affiliated broker-dealer or bankAug 17, 2026Aug 28, 2026
Aashish BhattaraiMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseAug 17, 2026Aug 26, 2026
Nicholas Noel MannaMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseAug 17, 2026Sep 16, 2026
Jon BrittMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseEdward Jones national BDWirehouse to affiliated broker-dealer or bankAug 17, 2026Aug 18, 2026
Craig Andrew ForemanMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMorgan Stanley wirehouseWirehouse to wirehouseAug 14, 2026Aug 13, 2026
Gregory MccabeMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseInvesco Advisers, Inc. asset managerOtherAug 14, 2026Aug 17, 2026
Christopher Neville IshackMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSavvy independent RIAWirehouse to independent RIAAug 14, 2026Jul 20, 2026
Rachel R TeoMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMorgan Stanley wirehouseWirehouse to wirehouseAug 14, 2026Aug 13, 2026
Cole John ForemanMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMorgan Stanley wirehouseWirehouse to wirehouseAug 14, 2026Aug 13, 2026
Ha Thi Ngoc TranMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMorgan Stanley wirehouseWirehouse to wirehouseAug 14, 2026Aug 13, 2026
Eric StevensMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseT. Rowe Price Advisory Services, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankAug 14, 2026Sep 16, 2026 (33 d)
Julio CerdaMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseAug 14, 2026Aug 5, 2026
Allen M JudkinsMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseKey Investment Services LLC BD affiliatedWirehouse to affiliated broker-dealer or bankAug 14, 2026Aug 19, 2026
Ivan FloresMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseAug 13, 2026Aug 13, 2026
Caden ClampMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseIndependent Advisor Alliance, LLC independent RIAWirehouse to independent RIAAug 13, 2026Aug 13, 2026
Griffen T MacleodMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankAug 13, 2026Aug 3, 2026
Kevin A MeekMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRockefeller Capital Management BD affiliatedWirehouse to affiliated broker-dealer or bankAug 12, 2026Aug 7, 2026
Meghan L. MartinMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseAug 11, 2026Sep 1, 2026
Sidney Glenn JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRockefeller Capital Management BD affiliatedWirehouse to affiliated broker-dealer or bankAug 10, 2026Aug 7, 2026
Wilhelmina G LoMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseAug 10, 2026Aug 13, 2026
Ryan Scott MckayMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRockefeller Capital Management BD affiliatedWirehouse to affiliated broker-dealer or bankAug 10, 2026Aug 7, 2026
Lisa Ann D'AmicoMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRockefeller Capital Management BD affiliatedWirehouse to affiliated broker-dealer or bankAug 10, 2026Aug 7, 2026
Sherri L ClayMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRockefeller Capital Management BD affiliatedWirehouse to affiliated broker-dealer or bankAug 10, 2026Aug 7, 2026
Natalie M LaricciaMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRockefeller Capital Management BD affiliatedWirehouse to affiliated broker-dealer or bankAug 10, 2026Aug 7, 2026
Xiaping LinMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCharles Schwab & Co., Inc. national BDWirehouse to affiliated broker-dealer or bankAug 10, 2026Sep 15, 2026 (36 d)
Quinn Sidney JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRockefeller Capital Management BD affiliatedWirehouse to affiliated broker-dealer or bankAug 10, 2026Aug 7, 2026
David B WalkerMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRaymond James & Associates, Inc. national BDWirehouse to affiliated broker-dealer or bankAug 10, 2026Sep 8, 2026
John Wayne ChristmanMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRockefeller Capital Management BD affiliatedWirehouse to affiliated broker-dealer or bankAug 10, 2026Aug 7, 2026
Dominic James CorsoMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRockefeller Capital Management BD affiliatedWirehouse to affiliated broker-dealer or bankAug 10, 2026Aug 7, 2026
Liam Ian JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRockefeller Capital Management BD affiliatedWirehouse to affiliated broker-dealer or bankAug 10, 2026Aug 7, 2026
Stefanos William NewmanMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRockefeller Capital Management BD affiliatedWirehouse to affiliated broker-dealer or bankAug 10, 2026Aug 7, 2026
Rosendo Garcia CortesMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseEmpower Advisory Group, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankAug 10, 2026Aug 21, 2026
Miguel G CarvalloMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseAug 10, 2026Aug 10, 2026
Khoi DuongMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCharles Schwab & Co., Inc. national BDWirehouse to affiliated broker-dealer or bankAug 10, 2026Sep 14, 2026 (35 d)
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28,318 moves match.