DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Independent Financial Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Christopher Michael Weber | Independent Financial Group, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 5, 2024 | Feb 7, 2025 (64 d) |
| Thomas Leonard Mckenzie | Independent Financial Group, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2024 | Jan 22, 2025 (50 d) |
| William Nicholas Yakobovich | Independent Financial Group, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2024 | Dec 2, 2024 |
| David Albin | Independent Financial Group, LLC BD affiliated | Stratos Wealth Partners, Ltd BD affiliated | Affiliated broker-dealer or bank to another | Nov 29, 2024 | Jan 14, 2025 (46 d) |
| Rohin Lawrence Ullberg | Independent Financial Group, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 16, 2024 | Oct 15, 2024 |
| Kimberly Ann Barentsen | Independent Financial Group, LLC BD affiliated | Aegis Capital Corp. BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2024 | Oct 28, 2024 (53 d) |
| Douglas Gene Mccowen | Independent Financial Group, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 3, 2024 | Aug 30, 2024 |
| Craig Mitchel Cohn | Independent Financial Group, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2024 | Aug 5, 2024 |
| Michaela R Brickley | Independent Financial Group, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2024 | Aug 5, 2024 |
| Sandra Gayle Cohn | Independent Financial Group, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2024 | Aug 6, 2024 |
| Travis Leigh Bator | Independent Financial Group, LLC BD affiliated | Capstone Investment Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 2, 2024 | May 1, 2025 (272 d) |
| David A Simpson | Independent Financial Group, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2024 | Jul 31, 2024 |
| Nicholas Francis White | Independent Financial Group, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2024 | Jul 29, 2024 |
| Shirley Jamil Coria | Independent Financial Group, LLC BD affiliated | Hawley Advisors state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 26, 2024 | Jan 26, 2026 (549 d) |
| John Lodge Farmer | Independent Financial Group, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 10, 2024 | Jul 11, 2024 |
| Aj Allen Smith | Independent Financial Group, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2024 | May 28, 2025 (337 d) |
| Christopher John Cummock | Independent Financial Group, LLC BD affiliated | O'Donnell Financial Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 17, 2024 | May 28, 2024 |
| Yvonne Monique Cabral | Independent Financial Group, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2024 | Jun 4, 2024 |
| James P Naldi | Independent Financial Group, LLC BD affiliated | Virtus Investment Advisers, LLC asset manager | Other | May 31, 2024 | Jun 21, 2024 |
| Sylvain David Templeman | Independent Financial Group, LLC BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Apr 30, 2024 | Sep 4, 2025 (492 d) |
| William Craig Milton | Independent Financial Group, LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Apr 2, 2024 | Apr 16, 2024 |
| Xiomara Maribel Vielman | Independent Financial Group, LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Mar 19, 2024 | Mar 15, 2024 |
| Jordan Allen Tuchek | Independent Financial Group, LLC BD affiliated | Comprehensive Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 11, 2024 | Mar 11, 2024 |
| Sophie Thilenius | Independent Financial Group, LLC BD affiliated | Comprehensive Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 11, 2024 | Mar 11, 2024 |
| Lisa Ann Gallo | Independent Financial Group, LLC BD affiliated | Encompass More Asset Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 30, 2024 | Feb 2, 2024 |
| Tony Jay Thomas | Independent Financial Group, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 3, 2024 | Jan 3, 2024 |
| Lisa Ann Gallo | Independent Financial Group, LLC BD affiliated | O'Donnell Financial Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 14, 2023 | Oct 25, 2018 |
| Don Hosea Williams | Independent Financial Group, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 7, 2023 | Jan 1, 2025 (391 d) |
| Bobb Arthur Meckenstock | Independent Financial Group, LLC BD affiliated | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | Oct 16, 2023 | Oct 17, 2023 |
| Redginal Van Johnson | Independent Financial Group, LLC BD affiliated | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | Oct 16, 2023 | Oct 16, 2023 |
| Rodney Brian Smith | Independent Financial Group, LLC BD affiliated | Main Street Advisors, LLC other | Other | Oct 16, 2023 | Sep 24, 2019 |
| Tia Jay Mcnamara | Independent Financial Group, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Oct 5, 2023 | Oct 5, 2023 |
| Constance Miller Cook | Independent Financial Group, LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Oct 4, 2023 | Oct 4, 2023 |
| Jennifer Lynn Langstaff | Independent Financial Group, LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Oct 4, 2023 | Oct 4, 2023 |
| Ryan Jeffrey Langstaff | Independent Financial Group, LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Oct 4, 2023 | Oct 4, 2023 |
| Keith Ronan Nielsen | Independent Financial Group, LLC BD affiliated | Waterloo Capital independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 18, 2023 | Sep 22, 2023 |
| Robert Leo Vonderharr | Independent Financial Group, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 15, 2023 | Sep 14, 2023 |
| Mackenzie Brittain Martin | Independent Financial Group, LLC BD affiliated | Executive Investment Services, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 6, 2023 | May 17, 2010 |
| Danny Earl Thomas | Independent Financial Group, LLC BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 1, 2023 | Mar 12, 2024 (193 d) |
| Douglas Christopher Hall | Independent Financial Group, LLC BD affiliated | United Planners' Financial Services Of America A Limited Partner independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 31, 2023 | Aug 27, 2024 (362 d) |
| Marilyn Freed Allen | Independent Financial Group, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 25, 2023 | Aug 24, 2023 |
| Travis Lee Buck | Independent Financial Group, LLC BD affiliated | Kusske Financial, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 7, 2023 | Jan 16, 2020 |
| Anahid Dana Luke | Independent Financial Group, LLC BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2023 | Aug 1, 2023 |
| Victor Frank Luke | Independent Financial Group, LLC BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2023 | Aug 1, 2023 |
| Daniel Gerard Meehan | Independent Financial Group, LLC BD affiliated | The Strategic Financial Alliance BD affiliated | Affiliated broker-dealer or bank to another | Jul 28, 2023 | Aug 4, 2023 |
| Kevin Anthony Govero | Independent Financial Group, LLC BD affiliated | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | Jul 17, 2023 | Jul 17, 2023 |
| Daniel Ross Heironimus | Independent Financial Group, LLC BD affiliated | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | Jul 17, 2023 | Jul 17, 2023 |
| Richard Lee Wagner | Independent Financial Group, LLC BD affiliated | Interwise no RAUM | Other | Jul 17, 2023 | Oct 27, 2021 |
| Steven Andrew Addison | Independent Financial Group, LLC BD affiliated | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | Jul 17, 2023 | Jul 17, 2023 |
| Ryan Michael Merideth | Independent Financial Group, LLC BD affiliated | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | Jul 17, 2023 | Jul 17, 2023 |
| Matthew Nielsen Walker | Independent Financial Group, LLC BD affiliated | Interwise no RAUM | Other | Jul 17, 2023 | Oct 27, 2021 |
| Hunter Dylan Crowley | Independent Financial Group, LLC BD affiliated | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | Jul 17, 2023 | Jul 17, 2023 |
| Taylor Wagner | Independent Financial Group, LLC BD affiliated | Interwise no RAUM | Other | Jul 17, 2023 | Oct 27, 2021 |
| Parker Jenkins Wagner | Independent Financial Group, LLC BD affiliated | Interwise independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 17, 2023 | Nov 30, 2022 |
| Garrett Benny Gibson | Independent Financial Group, LLC BD affiliated | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | May 15, 2023 | May 15, 2023 |
| Anayansi Testa | Independent Financial Group, LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 28, 2023 | Jun 8, 2023 (41 d) |
| Anthony Robert Johnson | Independent Financial Group, LLC BD affiliated | Kusske Financial, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 19, 2023 | Dec 6, 2023 (231 d) |
| Tyler Jeff Peterson | Independent Financial Group, LLC BD affiliated | Kindred Financial LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 31, 2023 | Dec 4, 2025 (979 d) |
| Thomas Charles Martin | Independent Financial Group, LLC BD affiliated | Osaic Fa, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 24, 2023 | Mar 27, 2023 |
| Dalton Grant Engle | Independent Financial Group, LLC BD affiliated | Creative Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 24, 2023 | Apr 18, 2023 |
430 moves match.