| Douglas Charles Heske | Stifel, Nicolaus & Company, Incorporated national BD | Newday other | Other | Feb 25, 2016 | Jan 1, 2026 (3598 d) |
| Edison F Parker Jr. | Stifel, Nicolaus & Company, Incorporated national BD | Cary Street Partners other | Other | Feb 23, 2016 | Mar 11, 2016 |
| Jerry Gayle Alley | Stifel, Nicolaus & Company, Incorporated national BD | Capitol Securities Management, Inc. other | Other | Feb 23, 2016 | Feb 5, 2016 |
| Annette Marie Holt | Stifel, Nicolaus & Company, Incorporated national BD | Raymond James Financial Services Advisors, Inc other | Other | Feb 23, 2016 | Mar 4, 2016 |
| Daniel Davis Parker | Stifel, Nicolaus & Company, Incorporated national BD | Cary Street Partners other | Other | Feb 23, 2016 | Feb 12, 2016 |
| Robert Charles Stevens | Stifel, Nicolaus & Company, Incorporated national BD | Cambridge Investment Research Advisors, Inc. other | Other | Feb 22, 2016 | Jan 27, 2016 |
| Larry James Kimo Goeas | Stifel, Nicolaus & Company, Incorporated national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Feb 18, 2016 | Feb 10, 2016 |
| Leo Douglas Goeas | Stifel, Nicolaus & Company, Incorporated national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Feb 18, 2016 | Jul 16, 2020 (1610 d) |
| Loren E Cole | Stifel, Nicolaus & Company, Incorporated national BD | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Feb 4, 2016 | Feb 1, 2016 |
| Jonathan Luke Meador | Stifel, Nicolaus & Company, Incorporated national BD | MML Investors Services, LLC other | Other | Feb 2, 2016 | Apr 25, 2016 (83 d) |
| Melissa Joanne Hereim | Stifel, Nicolaus & Company, Incorporated national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 21, 2016 | Jan 28, 2016 |
| David Dziubek | Stifel, Nicolaus & Company, Incorporated national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jan 20, 2016 | Jan 8, 2016 |
| Ashley Hall Coake | Stifel, Nicolaus & Company, Incorporated national BD | Wealthcare Capital Management LLC other | Other | Jan 19, 2016 | Feb 2, 2016 |
| Gerald Hannah | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 13, 2016 | Jan 7, 2016 |
| Peter Wright Bell | Stifel, Nicolaus & Company, Incorporated national BD | LPL Financial LLC other | Other | Jan 12, 2016 | Jan 11, 2016 |
| Brandon Charles Lopez | Stifel, Nicolaus & Company, Incorporated national BD | LPL Financial LLC other | Other | Jan 12, 2016 | Jan 11, 2016 |
| James Michael Mercurio | Stifel, Nicolaus & Company, Incorporated national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 11, 2016 | Jan 26, 2016 |
| Steven Randall Potter | Stifel, Nicolaus & Company, Incorporated national BD | Benjamin F. Edwards & Company, Incorporated other | Other | Jan 7, 2016 | Feb 17, 2016 (41 d) |
| Kristen Marie Makari | Stifel, Nicolaus & Company, Incorporated national BD | LPL Financial LLC other | Other | Jan 5, 2016 | Jan 26, 2016 |
| Christopher Milam Black | Stifel, Nicolaus & Company, Incorporated national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Dec 28, 2015 | Jan 18, 2016 |
| Harold Blaine Miller | Stifel, Nicolaus & Company, Incorporated national BD | Concourse Financial Group Advisors other | Other | Dec 22, 2015 | Jan 5, 2016 |
| Judy Lin | Stifel, Nicolaus & Company, Incorporated national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 4, 2015 | Jan 15, 2016 (42 d) |
| Amanda Christine Long | Stifel, Nicolaus & Company, Incorporated national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 4, 2015 | May 16, 2016 (164 d) |
| Mollie Becker Taylor | Stifel, Nicolaus & Company, Incorporated national BD | Capital One Advisors, LLC no RAUM | Other | Dec 4, 2015 | Dec 17, 2015 |
| Justin Adam Aisenbaum | Stifel, Nicolaus & Company, Incorporated national BD | Citigroup Global Markets Inc. other | Other | Dec 3, 2015 | Feb 14, 2017 (439 d) |
| Alan Michael Eppers | Stifel, Nicolaus & Company, Incorporated national BD | Lantern Wealth Advisors, LLC other | Other | Nov 23, 2015 | Feb 18, 2016 (87 d) |
| Kevin Leon Koski | Stifel, Nicolaus & Company, Incorporated national BD | Investacorp Advisory Services Inc other | Other | Nov 17, 2015 | Jan 6, 2017 (416 d) |
| Kristine Adams Boelte | Stifel, Nicolaus & Company, Incorporated national BD | Boelte O'Hara Wealth Management state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 16, 2015 | Nov 17, 2015 |
| Harvey Jay Mcinerney | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 13, 2015 | Nov 30, 2015 |
| Cindy Ngoc Duong | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 12, 2015 | Nov 25, 2015 |
| Mark Serby | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 10, 2015 | Feb 1, 2016 (83 d) |
| Paul Steinbiss | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 9, 2015 | Oct 29, 2015 |
| Gary Bruce Whittaker | Stifel, Nicolaus & Company, Incorporated national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Oct 27, 2015 | Oct 26, 2015 |
| Marc Andrew Luciani | Stifel, Nicolaus & Company, Incorporated national BD | Cantor Fitzgerald Wealth Partners, LLC other | Other | Oct 21, 2015 | Sep 19, 2016 (334 d) |
| Brian Joseph Nethery | Stifel, Nicolaus & Company, Incorporated national BD | Robert W. Baird & Co. Incorporated other | Other | Oct 20, 2015 | Oct 16, 2015 |
| Brian Craig Moran | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 16, 2015 | Oct 13, 2015 |
| Brian Mark Daniel | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 16, 2015 | Oct 13, 2015 |
| Michael Peter Mansur | Stifel, Nicolaus & Company, Incorporated national BD | Castleview Partners, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 16, 2015 | Oct 9, 2015 |
| Peter Charles Contino | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 16, 2015 | Oct 9, 2015 |
| Michael David Martin | Stifel, Nicolaus & Company, Incorporated national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 12, 2015 | Nov 3, 2015 |
| Joseph Daniel Krueger | Stifel, Nicolaus & Company, Incorporated national BD | Robert W. Baird & Co. Incorporated other | Other | Oct 6, 2015 | Oct 19, 2015 |
| Mary Jean Hiss | Stifel, Nicolaus & Company, Incorporated national BD | Orgel Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 30, 2015 | Jun 4, 2018 (978 d) |
| Miller S Kreider | Stifel, Nicolaus & Company, Incorporated national BD | 1919 Investment Counsel, LLC other | Other | Sep 22, 2015 | Sep 23, 2015 |
| Donald Anthony Henry | Stifel, Nicolaus & Company, Incorporated national BD | Citigroup Global Markets Inc. other | Other | Sep 17, 2015 | Sep 21, 2015 |
| Jonathan David Daniels | Stifel, Nicolaus & Company, Incorporated national BD | Stifel Independent Advisors, LLC other | Other | Sep 16, 2015 | Mar 11, 2016 (177 d) |
| Andrew Alan Waggoner | Stifel, Nicolaus & Company, Incorporated national BD | Msi Financial Services, Inc. other | Other | Sep 14, 2015 | Nov 12, 2015 (59 d) |
| Carrie Lind | Stifel, Nicolaus & Company, Incorporated national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Sep 11, 2015 | Sep 11, 2015 |
| Deborah Lopez Eagen | Stifel, Nicolaus & Company, Incorporated national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 8, 2015 | Sep 18, 2015 |
| Philip Sullivan Scarborough | Stifel, Nicolaus & Company, Incorporated national BD | Citigroup Global Markets Inc. other | Other | Aug 25, 2015 | Aug 20, 2015 |
| Ladonna Lynn Beaumont | Stifel, Nicolaus & Company, Incorporated national BD | Cuna Brokerage Services, Inc. other | Other | Aug 10, 2015 | Aug 24, 2015 |
| Michael Starr | Stifel, Nicolaus & Company, Incorporated national BD | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Aug 3, 2015 | Jul 31, 2015 |
| Lawrence Joseph Marciano | Stifel, Nicolaus & Company, Incorporated national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Aug 3, 2015 | Jul 10, 2015 |
| Aspasia Ioana Machairas | Stifel, Nicolaus & Company, Incorporated national BD | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Aug 3, 2015 | Jul 31, 2015 |
| Chris John Plechy | Stifel, Nicolaus & Company, Incorporated national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Aug 3, 2015 | Jul 10, 2015 |
| William Rodrick Carrillo | Stifel, Nicolaus & Company, Incorporated national BD | Bancwest Investment Services, Inc. (Bwis) other | Other | Aug 3, 2015 | Aug 15, 2015 |
| Roxanne Calabrese | Stifel, Nicolaus & Company, Incorporated national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 23, 2015 | Sep 29, 2015 (68 d) |
| Eric Brandon Bates | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 15, 2015 | Jun 30, 2015 |
| Steven Otto Medo | Stifel, Nicolaus & Company, Incorporated national BD | Kg Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 10, 2015 | May 5, 2017 (665 d) |
| Rebecca Jean Head | Stifel, Nicolaus & Company, Incorporated national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jul 10, 2015 | Jul 20, 2015 |
| Tina Marie Yarnell | Stifel, Nicolaus & Company, Incorporated national BD | Raymond James Financial Services Advisors, Inc other | Other | Jun 29, 2015 | Mar 17, 2016 (262 d) |