| Kenneth Kestenbaum | Stifel, Nicolaus & Company, Incorporated national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 31, 2008 | Aug 4, 2008 |
| Timothy Michael Mccann | Stifel, Nicolaus & Company, Incorporated national BD | Equitycompass Investment Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 17, 2008 | May 29, 2008 |
| Michael Scott Scherer | Stifel, Nicolaus & Company, Incorporated national BD | Equitycompass Investment Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 17, 2008 | May 28, 2008 |
| Paul John Pallo | Stifel, Nicolaus & Company, Incorporated national BD | Oppenheimer & Co. Inc. other | Other | Jul 14, 2008 | Jul 29, 2008 |
| Christopher Ronald Digregorio | Stifel, Nicolaus & Company, Incorporated national BD | Oppenheimer & Co. Inc. other | Other | Jul 14, 2008 | Jul 15, 2008 |
| John Keld Madsen | Stifel, Nicolaus & Company, Incorporated national BD | Robert W. Baird & Co. Incorporated other | Other | Jun 16, 2008 | Jun 20, 2008 |
| Jessica Marguerite Humble | Stifel, Nicolaus & Company, Incorporated national BD | Eagle Bluffs Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 14, 2008 | Aug 25, 2020 (4486 d) |
| Gary Lynn Noordam | Stifel, Nicolaus & Company, Incorporated national BD | Robert W. Baird & Co. Incorporated other | Other | May 12, 2008 | May 9, 2008 |
| Karen Ann Walsh | Stifel, Nicolaus & Company, Incorporated national BD | LPL Financial LLC other | Other | May 7, 2008 | Aug 3, 2009 (453 d) |
| Robert Frederic Limmer | Stifel, Nicolaus & Company, Incorporated national BD | Gladstone Wealth Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 15, 2008 | Oct 29, 2018 (3849 d) |
| Robert Steven Zickus | Stifel, Nicolaus & Company, Incorporated national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Mar 11, 2008 | Mar 19, 2008 |
| Joseph Charles Rosenthal | Stifel, Nicolaus & Company, Incorporated national BD | Lincoln Financial Distributors, Inc. unclassified | Other | Mar 4, 2008 | Mar 19, 2008 |
| Margie A Ocello | Stifel, Nicolaus & Company, Incorporated national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Mar 4, 2008 | Mar 14, 2008 |
| Joshua Joel Goodridge | Stifel, Nicolaus & Company, Incorporated national BD | Uvest Financial Services Group, Inc. unclassified | Other | Feb 29, 2008 | Mar 7, 2008 |
| Jason Columbus Dickerman | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 28, 2008 | Feb 13, 2008 |
| Kirk John Halveland | Stifel, Nicolaus & Company, Incorporated national BD | Cutter & Company, Inc. other | Other | Feb 21, 2008 | Feb 4, 2008 |
| David Samuel Rochon | Stifel, Nicolaus & Company, Incorporated national BD | Chase Investment Services Corp. other | Other | Jan 17, 2008 | Jan 25, 2008 |
| Brian Christopher Kutsmeda | Stifel, Nicolaus & Company, Incorporated national BD | Morgan Stanley & Co. LLC unclassified | Other | Dec 4, 2007 | Dec 7, 2007 |
| Robert Dale Bodnar | Stifel, Nicolaus & Company, Incorporated national BD | Uvest Financial Services Group, Inc. unclassified | Other | Nov 26, 2007 | Nov 27, 2007 |
| Brian Joseph White | Stifel, Nicolaus & Company, Incorporated national BD | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 17, 2007 | Jun 14, 2021 (4989 d) |
| Michelle Ruth Damon | Stifel, Nicolaus & Company, Incorporated national BD | Feltl Advisors other | Other | Sep 14, 2007 | Dec 20, 2013 (2289 d) |
| Michael Anthony Mills | Stifel, Nicolaus & Company, Incorporated national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 10, 2007 | Aug 31, 2007 |
| Chad Dana Champion | Stifel, Nicolaus & Company, Incorporated national BD | B Riley Wealth Management other | Other | Aug 8, 2007 | Jul 16, 2007 |
| Anthony Robert Germano | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 14, 2007 | Aug 10, 2007 (57 d) |
| Mark Erwin Towne | Stifel, Nicolaus & Company, Incorporated national BD | Stifel Independent Advisors, LLC other | Other | May 17, 2007 | May 16, 2007 |
| Cynthia Louise Luepke | Stifel, Nicolaus & Company, Incorporated national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | May 14, 2007 | Jun 21, 2007 (38 d) |
| Christa B Garrett | Stifel, Nicolaus & Company, Incorporated national BD | Morgan Stanley & Co. LLC unclassified | Other | May 14, 2007 | Jun 11, 2007 |
| Dale L Rosenthal | Stifel, Nicolaus & Company, Incorporated national BD | Msi Financial Services, Inc. other | Other | May 1, 2007 | Mar 19, 2010 (1053 d) |
| Chad Michael Vandenbusch | Stifel, Nicolaus & Company, Incorporated national BD | Wintrust Investments other | Other | Apr 17, 2007 | Mar 30, 2007 |
| Robert David Bourland | Stifel, Nicolaus & Company, Incorporated national BD | Stifel Independent Advisors, LLC other | Other | Apr 17, 2007 | Apr 16, 2007 |
| Gregory Dale Stein | Stifel, Nicolaus & Company, Incorporated national BD | Stifel Independent Advisors, LLC other | Other | Apr 2, 2007 | Apr 3, 2007 |
| David Aaron Lanson | Stifel, Nicolaus & Company, Incorporated national BD | LPL Financial LLC other | Other | Mar 9, 2007 | Mar 26, 2007 |
| Frank Luigi Tenuta | Stifel, Nicolaus & Company, Incorporated national BD | Stifel Independent Advisors, LLC other | Other | Dec 6, 2006 | Nov 30, 2006 |
| Jeffrey Scott Patterson | Stifel, Nicolaus & Company, Incorporated national BD | Bolton Global Asset Management other | Other | Dec 1, 2006 | Apr 27, 2007 (147 d) |
| Kenneth Edward Schimpf | Stifel, Nicolaus & Company, Incorporated national BD | A. G. Edwards & Sons, Inc. unclassified | Other | Oct 17, 2006 | Nov 1, 2006 |
| Peter Kevin Johnson | Stifel, Nicolaus & Company, Incorporated national BD | B Riley Wealth Management other | Other | Oct 9, 2006 | Feb 25, 2008 (504 d) |
| Robert Francis Martin | Stifel, Nicolaus & Company, Incorporated national BD | J.P. Morgan Securities Inc. unclassified | Other | Sep 18, 2006 | Dec 7, 2006 (80 d) |
| Donald Brace Cummings | Stifel, Nicolaus & Company, Incorporated national BD | Blue Haven Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 1, 2006 | Oct 18, 2006 (47 d) |
| Nathan James Vanstippen | Stifel, Nicolaus & Company, Incorporated national BD | Packerland Brokerage Services, Inc. other | Other | Aug 22, 2006 | Nov 6, 2006 (76 d) |
| Michelle Dawn Chester | Stifel, Nicolaus & Company, Incorporated national BD | J.P. Morgan Securities Inc. unclassified | Other | Jul 10, 2006 | Oct 12, 2006 (94 d) |
| Jeffrey Michael Koeppen | Stifel, Nicolaus & Company, Incorporated national BD | Missionsquare Retirement other | Other | May 17, 2006 | Mar 3, 2008 (656 d) |
| Michelle Wolfe Proctor | Stifel, Nicolaus & Company, Incorporated national BD | Crown Capital Securities, L.P. other | Other | Apr 21, 2006 | Jul 10, 2012 (2272 d) |
| Timothy John Diomis | Stifel, Nicolaus & Company, Incorporated national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Apr 5, 2006 | Aug 30, 2006 (147 d) |
| Douglas Alfred Barker | Stifel, Nicolaus & Company, Incorporated national BD | Halbert Hargrove other | Other | Mar 17, 2006 | Feb 11, 2013 (2523 d) |
| Richard James Graff | Stifel, Nicolaus & Company, Incorporated national BD | Stifel Independent Advisors, LLC other | Other | Mar 13, 2006 | Mar 13, 2006 |
| Robert John Sawyer | Stifel, Nicolaus & Company, Incorporated national BD | Stifel Independent Advisors, LLC other | Other | Mar 6, 2006 | Aug 7, 2006 (154 d) |
| Suzie P Sawyer | Stifel, Nicolaus & Company, Incorporated national BD | Stifel Independent Advisors, LLC other | Other | Mar 6, 2006 | Apr 7, 2006 (32 d) |
| Preston Thomas Gann | Stifel, Nicolaus & Company, Incorporated national BD | A. G. Edwards & Sons, Inc. unclassified | Other | Dec 21, 2005 | Jan 18, 2006 |
| Sean Patrick Smith | Stifel, Nicolaus & Company, Incorporated national BD | Accredited Investors Wealth Management other | Other | Dec 1, 2005 | Jan 30, 2014 (2982 d) |
| Nicholas Charles Vladuchick | Stifel, Nicolaus & Company, Incorporated national BD | Schwab Wealth Advisory, Inc. other | Other | Nov 2, 2005 | Jan 28, 2015 (3374 d) |
| Steven Edward Farris | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 25, 2005 | Oct 21, 2005 |
| Thomas Kevin Kyle | Stifel, Nicolaus & Company, Incorporated national BD | J.J.B. Hilliard, W.L. Lyons, LLC other | Other | Oct 24, 2005 | Oct 21, 2005 |
| Ronald Allen Montgomery | Stifel, Nicolaus & Company, Incorporated national BD | Raymond James Financial Services, Inc. unclassified | Other | Aug 8, 2005 | Aug 24, 2005 |
| Emiliano Alonso | Stifel, Nicolaus & Company, Incorporated national BD | Ameriprise Advisor Services, Inc. unclassified | Other | Aug 1, 2005 | Aug 5, 2005 |
| Gary P Merryman | Stifel, Nicolaus & Company, Incorporated national BD | Chase Investment Services Corp. other | Other | Jul 11, 2005 | Sep 16, 2005 (67 d) |
| David Michael Hogan | Stifel, Nicolaus & Company, Incorporated national BD | Lci Advisors state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 24, 2005 | Jul 13, 2005 |
| Jeffrey Joseph Oprondek | Stifel, Nicolaus & Company, Incorporated national BD | Stifel Independent Advisors, LLC other | Other | Mar 1, 2005 | Mar 1, 2005 |
| Joseph William Leuchtmann | Stifel, Nicolaus & Company, Incorporated national BD | Securities America Advisors, Inc. other | Other | Feb 28, 2005 | Mar 2, 2005 |
| Michael Jacobs | Stifel, Nicolaus & Company, Incorporated national BD | Encompass Capital Advisors LLC other | Other | Dec 1, 2004 | May 11, 2012 (2718 d) |
| Lechelle Lee Moore | Stifel, Nicolaus & Company, Incorporated national BD | Suntrust Investment Services, Inc. other | Other | Nov 4, 2004 | Nov 22, 2004 |