DFX Intelligence
Advisor moves
Departures from Commonwealth Financial NetworkWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
2,264 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Dylan Justice | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2024 | May 8, 2024 |
| Jonathan Holden Harris | Commonwealth Financial Network national BD | Black Point Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 1, 2024 | Apr 10, 2024 |
| Daniel Richard Beaudette | Commonwealth Financial Network national BD | Black Point Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 1, 2024 | Apr 10, 2024 |
| Jason Didio | Commonwealth Financial Network national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Apr 30, 2024 | Jun 17, 2024 (48 d) |
| Joanne Martin | Commonwealth Financial Network national BD | Diastole Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 29, 2024 | May 29, 2024 |
| Reggie Alilonu | Commonwealth Financial Network national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Apr 24, 2024 | May 22, 2024 |
| Susan K Roth | Commonwealth Financial Network national BD | Essex Financial Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 22, 2024 | Apr 30, 2024 |
| Matthew A Weber | Commonwealth Financial Network national BD | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 22, 2024 | Jul 16, 2024 (85 d) |
| Tracy Ford | Commonwealth Financial Network national BD | Normandy Investment Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 22, 2024 | Apr 23, 2024 |
| Sean Paul Gross | Commonwealth Financial Network national BD | Telos Wealth state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 16, 2024 | Mar 11, 2024 |
| Thomas David Weber | Commonwealth Financial Network national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 16, 2024 | Apr 16, 2024 |
| Brandon Wolk | Commonwealth Financial Network national BD | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 16, 2024 | Aug 7, 2024 (113 d) |
| Bradley Troy Vander Velde | Commonwealth Financial Network national BD | Telos Wealth state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 16, 2024 | Mar 11, 2024 |
| Erik J Pedersen | Commonwealth Financial Network national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Apr 10, 2024 | Jun 25, 2025 (441 d) |
| Jonathan Coffin Wolff | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 28, 2024 | Apr 9, 2024 |
| George Scott Schutte | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 28, 2024 | Mar 28, 2024 |
| Justin Lee Turcotte | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 28, 2024 | Apr 2, 2024 |
| Evan Andrew Mattern | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 28, 2024 | Mar 28, 2024 |
| Jonathan Coffin Wolff | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 28, 2024 | Apr 2, 2024 |
| Erin Concorde Babineau | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 28, 2024 | Apr 2, 2024 |
| Anton Tkachenko | Commonwealth Financial Network national BD | LPL Enterprise, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 25, 2024 | Aug 22, 2024 (150 d) |
| Michael Scott Caprai | Commonwealth Financial Network national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 12, 2024 | Mar 13, 2024 |
| Kelly Leann Conner Haslbeck | Commonwealth Financial Network national BD | Eversource Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 11, 2024 | Mar 8, 2024 |
| Nicholas Hart | Commonwealth Financial Network national BD | Eversource Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 11, 2024 | Mar 8, 2024 |
| David William Young | Commonwealth Financial Network national BD | Eversource Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 8, 2024 | Mar 8, 2024 |
| Christian Robert Polito | Commonwealth Financial Network national BD | Eversource Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 8, 2024 | Mar 8, 2024 |
| Cole Presley Thomas | Commonwealth Financial Network national BD | Stonebridge Financial Planning Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 8, 2024 | Mar 4, 2024 |
| David Robert Haas | Commonwealth Financial Network national BD | Haas Financial, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 1, 2024 | Jun 11, 2024 (102 d) |
| Eric Boyd Philips | Commonwealth Financial Network national BD | Sugarloaf Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 28, 2024 | Jun 27, 2024 (120 d) |
| Scott Richard Wernecke | Commonwealth Financial Network national BD | Mma Securities LLC no RAUM | Other | Feb 22, 2024 | Mar 8, 2024 |
| Adam S Locke | Commonwealth Financial Network national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Feb 6, 2024 | Aug 14, 2024 (190 d) |
| Anamika Bala Madan | Commonwealth Financial Network national BD | J.J. Burns & Company independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 1, 2024 | May 7, 2024 (96 d) |
| Gregory T Monaco | Commonwealth Financial Network national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 29, 2024 | Feb 2, 2024 |
| Jacqueline M Scalise | Commonwealth Financial Network national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 29, 2024 | Feb 16, 2024 |
| Armand Michel Overstreet | Commonwealth Financial Network national BD | New Millennium Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 23, 2024 | Jan 30, 2024 |
| Cameron Mackoul | Commonwealth Financial Network national BD | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 19, 2024 | May 13, 2025 (480 d) |
| Jamar Joseph Anderson | Commonwealth Financial Network national BD | Triumph Capital Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 16, 2024 | Jan 25, 2024 |
| Margaret Mclaughlin | Commonwealth Financial Network national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 2, 2024 | Jul 28, 2025 (573 d) |
| Daniel Gerard Lowry | Commonwealth Financial Network national BD | Lowry Financial Services state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 31, 2023 | Sep 11, 2023 |
| Tony Edward Dalton | Commonwealth Financial Network national BD | Kintra Investments, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2023 | Dec 21, 2023 |
| Wesley Wayne Bean | Commonwealth Financial Network national BD | Kintra Investments, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2023 | Dec 21, 2023 |
| Daniel Anthony Toman | Commonwealth Financial Network national BD | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2023 | Jan 9, 2024 |
| James B Cox | Commonwealth Financial Network national BD | Kintra Investments, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2023 | Dec 21, 2023 |
| Mark Robert Finney | Commonwealth Financial Network national BD | Kintra Investments, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2023 | Dec 21, 2023 |
| Ryan Edwin Mickelson | Commonwealth Financial Network national BD | Kintra Investments, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2023 | Dec 21, 2023 |
| Megan Mccarthy Collins | Commonwealth Financial Network national BD | Kintra Investments, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2023 | Dec 21, 2023 |
| Jonathan Wade Lawrence | Commonwealth Financial Network national BD | Kintra Investments, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2023 | Dec 21, 2023 |
| Quinn Mickelson | Commonwealth Financial Network national BD | Kintra Investments, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2023 | Dec 21, 2023 |
| Walter F Buettel | Commonwealth Financial Network national BD | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 14, 2023 | Feb 28, 2024 (76 d) |
| Alexander Felix Arellano | Commonwealth Financial Network national BD | Lakeshore Capital Group, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 13, 2023 | Oct 20, 2025 (677 d) |
| John Robert Bleier | Commonwealth Financial Network national BD | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | Dec 12, 2023 | Dec 1, 2023 |
| Tonya Bongiovanni Wester | Commonwealth Financial Network national BD | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | Dec 12, 2023 | Dec 1, 2023 |
| Lisa Marie Capizzi | Commonwealth Financial Network national BD | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | Dec 11, 2023 | Dec 1, 2023 |
| Meeshan Antonio Reid | Commonwealth Financial Network national BD | Widmann Financial Services independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 11, 2023 | Nov 22, 2023 |
| Anthony J Bertocchini | Commonwealth Financial Network national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 7, 2023 | Dec 7, 2023 |
| Christine Ann Lane | Commonwealth Financial Network national BD | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | Dec 4, 2023 | Dec 1, 2023 |
| Daniel K Palmer | Commonwealth Financial Network national BD | Creative Planning Institutional Advisors, LLC institutional | Other | Dec 4, 2023 | Dec 20, 2023 |
| Charles Alfred Constantino | Commonwealth Financial Network national BD | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | Dec 4, 2023 | Dec 1, 2023 |
| Jessica L. Ferrindino | Commonwealth Financial Network national BD | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | Dec 4, 2023 | Dec 1, 2023 |
| Angela Marie Pack | Commonwealth Financial Network national BD | Slp Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 29, 2023 | Jan 2, 2024 (34 d) |