DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Robert W. Baird & Co. Incorporated

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Stanley Mark ReegRobert W. Baird & Co. Incorporated mixed wealthXcelsior Advisor Partners LLC independent RIARIA to RIAAug 17, 2026Jul 28, 2026
Tiffany Dawn LallyRobert W. Baird & Co. Incorporated mixed wealthParker Financial LLC independent RIARIA to RIAAug 17, 2026Aug 12, 2026
Todd Michael ReegRobert W. Baird & Co. Incorporated mixed wealthXcelsior Advisor Partners LLC independent RIARIA to RIAAug 17, 2026Jul 27, 2026
Colleen Margaret KusyRobert W. Baird & Co. Incorporated mixed wealthStifel, Nicolaus & Company, Incorporated national BDRIA to affiliated broker-dealer or bankAug 17, 2026Aug 25, 2026
Nathan William GundersonRobert W. Baird & Co. Incorporated mixed wealthXcelsior Advisor Partners LLC independent RIARIA to RIAAug 17, 2026Jul 24, 2026
Tyler T OsterlooRobert W. Baird & Co. Incorporated mixed wealthXcelsior Advisor Partners LLC independent RIARIA to RIAAug 17, 2026Aug 26, 2026
Marisa B DollardRobert W. Baird & Co. Incorporated mixed wealthMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseJul 23, 2026Aug 14, 2026
Lisa BenjaminRobert W. Baird & Co. Incorporated mixed wealthEmpower Advisory Group, LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 23, 2026Aug 5, 2026
Michael J PesendorferRobert W. Baird & Co. Incorporated mixed wealthLincoln Investment independent RIARIA to RIAJul 21, 2026Jul 22, 2026
Brandon Kyle PribylRobert W. Baird & Co. Incorporated mixed wealthMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseJul 3, 2026Jun 17, 2026
Tobey Charles PribylRobert W. Baird & Co. Incorporated mixed wealthMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseJul 3, 2026Jun 17, 2026
Bailey K PribylRobert W. Baird & Co. Incorporated mixed wealthMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseJul 3, 2026Jun 17, 2026
Kurt Edwin CarlsonRobert W. Baird & Co. Incorporated mixed wealthRaymond James & Associates, Inc. national BDRIA to affiliated broker-dealer or bankJun 23, 2026Jun 16, 2026
Brian Jesse KobleRobert W. Baird & Co. Incorporated mixed wealthRaymond James & Associates, Inc. national BDRIA to affiliated broker-dealer or bankJun 23, 2026Jun 16, 2026
Kenneth Allen BreadenRobert W. Baird & Co. Incorporated mixed wealthRaymond James & Associates, Inc. national BDRIA to affiliated broker-dealer or bankJun 23, 2026Jun 16, 2026
Cassidy Joy CarlsonRobert W. Baird & Co. Incorporated mixed wealthRaymond James & Associates, Inc. national BDRIA to affiliated broker-dealer or bankJun 23, 2026Jun 16, 2026
Jeffrey Wayne CarrollRobert W. Baird & Co. Incorporated mixed wealthAdvisor Resource Council independent RIARIA to RIAJun 3, 2026May 22, 2026
Keaton Jack WrightRobert W. Baird & Co. Incorporated mixed wealthAlliancebernstein L.P. otherOtherMay 19, 2026Jun 15, 2026
Lisa Marie MorganRobert W. Baird & Co. Incorporated mixed wealthAmara Financial, LLC independent RIARIA to RIAMay 5, 2026May 28, 2026
Jacob Andrew DuffyRobert W. Baird & Co. Incorporated mixed wealthXcelsior Advisor Partners LLC independent RIARIA to RIAApr 28, 2026Apr 23, 2026
Seema KinraRobert W. Baird & Co. Incorporated mixed wealthMorgan Stanley wirehouseRIA to wirehouseApr 28, 2026May 4, 2026
David E MathiasRobert W. Baird & Co. Incorporated mixed wealthXcelsior Advisor Partners LLC independent RIARIA to RIAApr 28, 2026Apr 23, 2026
Julie Anne LaffertyRobert W. Baird & Co. Incorporated mixed wealthXcelsior Advisor Partners LLC independent RIARIA to RIAApr 28, 2026May 14, 2026
Cayden Anthony BrotzRobert W. Baird & Co. Incorporated mixed wealthXcelsior Advisor Partners LLC independent RIARIA to RIAApr 28, 2026May 20, 2026
Jordan Scott RosenbergRobert W. Baird & Co. Incorporated mixed wealthRosenberg Wealth Advisors no RAUMRIA to a newly registered adviserApr 17, 2026Mar 20, 2026
Laura Rubens HartmanRobert W. Baird & Co. Incorporated mixed wealthRosenberg Wealth Advisors no RAUMRIA to a newly registered adviserApr 17, 2026Mar 20, 2026
Maretta Elizabeth MenzRobert W. Baird & Co. Incorporated mixed wealthNorthwest Asset Management independent RIARIA to RIAApr 9, 2026Mar 19, 2026
Justin Lee MartinRobert W. Baird & Co. Incorporated mixed wealthStrategic Advisers LLC national BDRIA to affiliated broker-dealer or bankApr 9, 2026May 7, 2026
Rachel K SterchiRobert W. Baird & Co. Incorporated mixed wealth55 Wealth state registeredRIA to a state-registered adviserApr 9, 2026Jun 12, 2026 (64 d)
Margaret Shirey EdmundsRobert W. Baird & Co. Incorporated mixed wealthRaymond James & Associates, Inc. national BDRIA to affiliated broker-dealer or bankMar 17, 2026Mar 23, 2026
Sara SpringerRobert W. Baird & Co. Incorporated mixed wealthAmeriprise Financial Services, LLC national BDRIA to affiliated broker-dealer or bankMar 17, 2026Apr 28, 2026 (42 d)
Tamara Lawson HackettRobert W. Baird & Co. Incorporated mixed wealthProspera Financial Services, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMar 6, 2026Sep 16, 2026 (194 d)
Matthew MonroeRobert W. Baird & Co. Incorporated mixed wealth55 Wealth state registeredRIA to a state-registered adviserFeb 12, 2026Jan 30, 2026
Anthony Joseph CulottaRobert W. Baird & Co. Incorporated mixed wealthFreedom Family Office, LLC independent RIARIA to RIAJan 29, 2026Mar 10, 2026 (40 d)
Nicholas E TheisRobert W. Baird & Co. Incorporated mixed wealthCetera Investment Advisers LLC BD affiliatedRIA to affiliated broker-dealer or bankJan 29, 2026Jan 30, 2026
Stephen Hallett EllsworthRobert W. Baird & Co. Incorporated mixed wealthRBC Capital Markets, LLC national BDRIA to affiliated broker-dealer or bankJan 20, 2026Jan 8, 2026
Marcus A FairRobert W. Baird & Co. Incorporated mixed wealthRBC Capital Markets, LLC national BDRIA to affiliated broker-dealer or bankJan 20, 2026Jan 8, 2026
Michael Elliot FowlerRobert W. Baird & Co. Incorporated mixed wealthRBC Capital Markets, LLC national BDRIA to affiliated broker-dealer or bankJan 20, 2026Jan 13, 2026
Eliana A AkoughRobert W. Baird & Co. Incorporated mixed wealthNorthwestern Mutual Investment Services,LLC no RAUMOtherJan 20, 2026Feb 17, 2026
Jay GentryRobert W. Baird & Co. Incorporated mixed wealthRBC Capital Markets, LLC national BDRIA to affiliated broker-dealer or bankJan 20, 2026Jan 13, 2026
Isabel Maria PereiraRobert W. Baird & Co. Incorporated mixed wealthModera Wealth Management, LLC independent RIARIA to RIAJan 15, 2026Jan 23, 2026
Alexander CoatsRobert W. Baird & Co. Incorporated mixed wealthAtlas Wealth Management, LLC state registeredRIA to a state-registered adviserJan 14, 2026Mar 5, 2026 (50 d)
Hunter Wells RobertsonRobert W. Baird & Co. Incorporated mixed wealthLPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankJan 14, 2026Jan 14, 2026
Princess D DavisRobert W. Baird & Co. Incorporated mixed wealthMorgan Stanley wirehouseRIA to wirehouseDec 9, 2025Dec 15, 2025
Brian Patrick JohnsRobert W. Baird & Co. Incorporated mixed wealthEmpower Advisory Group, LLC BD affiliatedRIA to affiliated broker-dealer or bankNov 20, 2025Dec 2, 2025
Krysia A GannonRobert W. Baird & Co. Incorporated mixed wealthSagespring Wealth Partners independent RIARIA to RIANov 20, 2025Jan 12, 2026 (53 d)
Emily R NangleRobert W. Baird & Co. Incorporated mixed wealthRaymond James & Associates, Inc. national BDRIA to affiliated broker-dealer or bankNov 20, 2025Aug 27, 2026 (280 d)
Thomas Matthew GlynnRobert W. Baird & Co. Incorporated mixed wealthXcelsior Advisor Partners LLC independent RIARIA to RIAOct 28, 2025Oct 20, 2025
Peter LisickyRobert W. Baird & Co. Incorporated mixed wealthXcelsior Advisor Partners LLC independent RIARIA to RIAOct 28, 2025Oct 17, 2025
Connor J AllenRobert W. Baird & Co. Incorporated mixed wealthAnnex Wealth Management, LLC independent RIARIA to RIAOct 28, 2025Oct 31, 2025
Laura M HornRobert W. Baird & Co. Incorporated mixed wealthRaymond James & Associates, Inc. national BDRIA to affiliated broker-dealer or bankOct 28, 2025Nov 17, 2025
April Renee PunchRobert W. Baird & Co. Incorporated mixed wealthEp Wealth Advisors independent RIARIA to RIASep 10, 2025Sep 22, 2025
Aisha Ann RadaRobert W. Baird & Co. Incorporated mixed wealthAmeriprise Financial Services, LLC national BDRIA to affiliated broker-dealer or bankSep 10, 2025Feb 6, 2026 (149 d)
Hyunsoo Joseph JangRobert W. Baird & Co. Incorporated mixed wealthBuck Wealth Strategies, LLC independent RIARIA to RIASep 10, 2025Jan 23, 2026 (135 d)
Brian HughesRobert W. Baird & Co. Incorporated mixed wealthMorgan Stanley wirehouseRIA to wirehouseSep 10, 2025Apr 22, 2026 (224 d)
Rebecca L GadusRobert W. Baird & Co. Incorporated mixed wealthXcelsior Advisor Partners LLC independent RIARIA to RIAAug 25, 2025Aug 15, 2025
Owen Fred GartrellRobert W. Baird & Co. Incorporated mixed wealthRaymond James & Associates, Inc. national BDRIA to affiliated broker-dealer or bankAug 25, 2025Aug 20, 2025
Traci Jeanine BrysonRobert W. Baird & Co. Incorporated mixed wealthMoneta Group Investment Advisors, LLC independent RIARIA to RIAAug 25, 2025Aug 26, 2025
David Tyson EubanksRobert W. Baird & Co. Incorporated mixed wealthXcelsior Advisor Partners LLC independent RIARIA to RIAAug 25, 2025Aug 16, 2025
Adrianna KoveckRobert W. Baird & Co. Incorporated mixed wealthMorgan Stanley wirehouseRIA to wirehouseAug 13, 2025Aug 25, 2025
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797 moves match.