DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Robert W. Baird & Co. Incorporated

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
David MathersRobert W. Baird & Co. Incorporated mixed wealthValmark Advisers, Inc. BD affiliatedRIA to affiliated broker-dealer or bankApr 6, 2021Mar 20, 2023 (713 d)
Olabode Steve OniyaRobert W. Baird & Co. Incorporated mixed wealthCharles Schwab & Co., Inc. national BDRIA to affiliated broker-dealer or bankApr 6, 2021Apr 19, 2021
Kelly Marie StanicarRobert W. Baird & Co. Incorporated mixed wealthAmeriprise Financial Services, LLC national BDRIA to affiliated broker-dealer or bankMar 26, 2021Mar 23, 2021
Krista Marie BelscamperRobert W. Baird & Co. Incorporated mixed wealthNorthwestern Mutual Investment Services,LLC no RAUMOtherMar 25, 2021Jan 1, 2025 (1378 d)
Matthew Osborne GarriganRobert W. Baird & Co. Incorporated mixed wealthWells Fargo Advisors wirehouseRIA to wirehouseMar 17, 2021Feb 26, 2021
Timothy KoepkeRobert W. Baird & Co. Incorporated mixed wealthWells Fargo Advisors wirehouseRIA to wirehouseMar 17, 2021Feb 26, 2021
Jeremy Alan EllisRobert W. Baird & Co. Incorporated mixed wealthCampbell Newman Asset Management Inc independent RIARIA to RIAMar 1, 2021Feb 24, 2021
Zachary T VandeyachtRobert W. Baird & Co. Incorporated mixed wealthRussell Investments otherOtherMar 1, 2021Feb 25, 2021
Patrick Conley MilfordRobert W. Baird & Co. Incorporated mixed wealthAmeriprise Financial Services, LLC national BDRIA to affiliated broker-dealer or bankFeb 18, 2021Mar 31, 2021 (41 d)
Courtney M KrogstadRobert W. Baird & Co. Incorporated mixed wealthRichmond Investment Services LLC no RAUMRIA to a newly registered adviserJan 19, 2021May 21, 2024 (1218 d)
Sophia Reyes Bradshaw ZundelRobert W. Baird & Co. Incorporated mixed wealthTower View Wealth Management LLC independent RIARIA to RIAJan 14, 2021Jan 21, 2021
Tomiko Reyelle ArthurRobert W. Baird & Co. Incorporated mixed wealthMariner BD affiliatedRIA to affiliated broker-dealer or bankDec 21, 2020Apr 7, 2021 (107 d)
David BrownRobert W. Baird & Co. Incorporated mixed wealthPnc Wealth Management BD affiliatedRIA to affiliated broker-dealer or bankDec 21, 2020Dec 22, 2020
Alexander R. MarmittRobert W. Baird & Co. Incorporated mixed wealthJ.P. Morgan Securities LLC wirehouseRIA to wirehouseDec 21, 2020Jan 11, 2021
Noah PolkRobert W. Baird & Co. Incorporated mixed wealthLPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 8, 2020Dec 7, 2020
William Maurice GribbleRobert W. Baird & Co. Incorporated mixed wealthLPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 4, 2020Dec 7, 2020
James Moorhead VermilyeRobert W. Baird & Co. Incorporated mixed wealthMorgan Stanley wirehouseRIA to wirehouseDec 2, 2020Nov 18, 2020
Roger Edward GodinRobert W. Baird & Co. Incorporated mixed wealthRegal Investment Advisors LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 2, 2020Jan 4, 2021 (33 d)
Stephen J IslanderRobert W. Baird & Co. Incorporated mixed wealthPruco Securities, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 2, 2020Jun 1, 2022 (546 d)
Austin LinskyRobert W. Baird & Co. Incorporated mixed wealthFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankNov 4, 2020Dec 7, 2020 (33 d)
Brian Andrew ShankRobert W. Baird & Co. Incorporated mixed wealthLsia independent RIARIA to RIANov 4, 2020Oct 3, 2021 (333 d)
Aaron WargoRobert W. Baird & Co. Incorporated mixed wealthE*Trade Capital Management, LLC independent RIARIA to RIANov 3, 2020Nov 9, 2020
Christina Marie HarmonRobert W. Baird & Co. Incorporated mixed wealthNorthwestern Mutual Investment Services,LLC no RAUMOtherOct 30, 2020Nov 5, 2020
Jennifer Lasser EilersRobert W. Baird & Co. Incorporated mixed wealthPark Avenue Securities LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 26, 2020Nov 4, 2020
Michael David BarthRobert W. Baird & Co. Incorporated mixed wealthAmeriprise Financial Services, LLC national BDRIA to affiliated broker-dealer or bankOct 23, 2020Oct 29, 2020
Charu DayalRobert W. Baird & Co. Incorporated mixed wealthRBC Capital Markets, LLC national BDRIA to affiliated broker-dealer or bankOct 7, 2020Sep 21, 2020
Jeanna ClarkRobert W. Baird & Co. Incorporated mixed wealthNorthwestern Mutual Investment Services,LLC no RAUMOtherOct 7, 2020Nov 9, 2020 (33 d)
James Wesley VermillionRobert W. Baird & Co. Incorporated mixed wealthVermillion Private Wealth state registeredRIA to a state-registered adviserOct 7, 2020Dec 3, 2020 (57 d)
Nicholas Tyler CrostaRobert W. Baird & Co. Incorporated mixed wealthRBC Capital Markets, LLC national BDRIA to affiliated broker-dealer or bankSep 8, 2020Aug 17, 2020
Janice Kay CrostaRobert W. Baird & Co. Incorporated mixed wealthRBC Capital Markets, LLC national BDRIA to affiliated broker-dealer or bankSep 8, 2020Aug 17, 2020
Clay Daniel WatkinsRobert W. Baird & Co. Incorporated mixed wealthFacet independent RIARIA to RIAAug 28, 2020Aug 28, 2020
Daren Edward ChambleeRobert W. Baird & Co. Incorporated mixed wealthFirst Advisors National, LLC independent RIARIA to RIAAug 19, 2020Aug 5, 2020
Christopher Matthew GervatRobert W. Baird & Co. Incorporated mixed wealthLifeworks Advisors, LLC independent RIARIA to RIAAug 19, 2020Aug 6, 2020
Justin Lamar RossRobert W. Baird & Co. Incorporated mixed wealthJ.P. Morgan Securities LLC wirehouseRIA to wirehouseAug 19, 2020Sep 25, 2020 (37 d)
James Rork WilliamsRobert W. Baird & Co. Incorporated mixed wealthBenjamin F. Edwards & Company, Incorporated BD affiliatedRIA to affiliated broker-dealer or bankJul 31, 2020Jul 8, 2020
Justin David ReesRobert W. Baird & Co. Incorporated mixed wealthAvantax Advisory Services BD affiliatedRIA to affiliated broker-dealer or bankJul 15, 2020Jun 26, 2020
Amy Frances LoringRobert W. Baird & Co. Incorporated mixed wealthD.A. Davidson & Co. independent RIARIA to RIAJun 18, 2020May 21, 2020
Terry Lee LinebergerRobert W. Baird & Co. Incorporated mixed wealthD.A. Davidson & Co. independent RIARIA to RIAJun 10, 2020May 21, 2020
Lazarus L GoosbyRobert W. Baird & Co. Incorporated mixed wealthNuveen Asset Management, LLC mixed wealthRIA to RIAJun 10, 2020Jun 17, 2020
Kelly Janda LauterjungRobert W. Baird & Co. Incorporated mixed wealthD.A. Davidson & Co. independent RIARIA to RIAJun 10, 2020May 21, 2020
Eric Dennis BoldgerRobert W. Baird & Co. Incorporated mixed wealthSheridan Road Advisors, LLC, A Hub International Company institutionalOtherMay 29, 2020Oct 6, 2020 (130 d)
Rebecca Lea KlahnRobert W. Baird & Co. Incorporated mixed wealthWells Fargo Advisors wirehouseRIA to wirehouseMay 13, 2020Aug 11, 2020 (90 d)
Ryan N ZutterRobert W. Baird & Co. Incorporated mixed wealthAlly Invest Advisors independent RIARIA to RIAApr 30, 2020Oct 27, 2021 (545 d)
Matthew Aaron LusardiRobert W. Baird & Co. Incorporated mixed wealthOppenheimer & Co. Inc. BD affiliatedRIA to affiliated broker-dealer or bankApr 24, 2020Feb 10, 2023 (1022 d)
Joseph Anthony HamiltonRobert W. Baird & Co. Incorporated mixed wealthRaymond James & Associates, Inc. national BDRIA to affiliated broker-dealer or bankApr 9, 2020Mar 30, 2020
Harmony SmithRobert W. Baird & Co. Incorporated mixed wealthMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseApr 9, 2020May 12, 2020 (33 d)
Brian Matthew KelsoRobert W. Baird & Co. Incorporated mixed wealthPtma Investment Advisors asset managerOtherApr 3, 2020May 28, 2020 (55 d)
Alexander Todd OverbeekRobert W. Baird & Co. Incorporated mixed wealthLPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 26, 2020Mar 2, 2020
Emily Christin MillsapRobert W. Baird & Co. Incorporated mixed wealthFacet independent RIARIA to RIAFeb 28, 2020Feb 10, 2020
Brian John EllenbeckerRobert W. Baird & Co. Incorporated mixed wealthShakespeare Wealth Management, LLC independent RIARIA to RIAFeb 28, 2020Feb 10, 2020
Reyna Lynn ParcellsRobert W. Baird & Co. Incorporated mixed wealthMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseFeb 28, 2020Mar 2, 2020
David Wingate D'AlessandroRobert W. Baird & Co. Incorporated mixed wealthAxiom Private Wealth, LLC state registeredRIA to a state-registered adviserFeb 28, 2020Mar 19, 2020
Molly A HagaRobert W. Baird & Co. Incorporated mixed wealthRaymond James & Associates, Inc. national BDRIA to affiliated broker-dealer or bankFeb 28, 2020Feb 17, 2020
Kayla Jeanne CardozaRobert W. Baird & Co. Incorporated mixed wealthMorgan Stanley wirehouseRIA to wirehouseFeb 20, 2020Feb 7, 2020
Jason M BednarRobert W. Baird & Co. Incorporated mixed wealthPiper Sandler & Co. otherOtherFeb 20, 2020May 13, 2022 (813 d)
Robert Louis StilesRobert W. Baird & Co. Incorporated mixed wealthAmeriprise Financial Services, LLC national BDRIA to affiliated broker-dealer or bankFeb 20, 2020Jan 22, 2020
Jason Martin SchlesingerRobert W. Baird & Co. Incorporated mixed wealthUBS Financial Services Inc. wirehouseRIA to wirehouseFeb 14, 2020Jan 22, 2020
Stephanie Wai Yi WongRobert W. Baird & Co. Incorporated mixed wealthUBS Financial Services Inc. wirehouseRIA to wirehouseFeb 14, 2020Jan 22, 2020
Jason Stephen CheuRobert W. Baird & Co. Incorporated mixed wealthUBS Financial Services Inc. wirehouseRIA to wirehouseFeb 14, 2020Jan 22, 2020
Bradley Nelson StewartRobert W. Baird & Co. Incorporated mixed wealthD.A. Davidson & Co. independent RIARIA to RIAFeb 14, 2020Apr 3, 2020 (49 d)
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798 moves match.