DFX Intelligence
RIA Intelligence
Advisor moves
Departures from UBS Financial Services Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Andrew Raz | UBS Financial Services Inc. wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | May 5, 2026 | Apr 24, 2026 |
| Kelly Vasel | UBS Financial Services Inc. wirehouse | Thornburg Investment Management Inc asset manager | Other | May 5, 2026 | Jun 10, 2026 (36 d) |
| Adam Hospodar | UBS Financial Services Inc. wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 4, 2026 | Jun 17, 2026 (44 d) |
| Jesse Perez | UBS Financial Services Inc. wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | May 1, 2026 | May 6, 2026 |
| Jason Jerome Hull | UBS Financial Services Inc. wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Apr 30, 2026 | Apr 21, 2026 |
| Diane Margaret Lillis | UBS Financial Services Inc. wirehouse | UBS Asset Management (Americas) LLC mixed wealth | Wirehouse to independent RIA | Apr 30, 2026 | Apr 29, 2026 |
| Jessica L Penza | UBS Financial Services Inc. wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Apr 30, 2026 | Apr 21, 2026 |
| David Bement | UBS Financial Services Inc. wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 30, 2026 | Apr 24, 2026 |
| Robert Michael Viglione | UBS Financial Services Inc. wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | Apr 30, 2026 | May 14, 2026 |
| Annie Yu Zhang | UBS Financial Services Inc. wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Apr 30, 2026 | May 29, 2026 |
| Jeffrey I Wolfe | UBS Financial Services Inc. wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | Apr 29, 2026 | Apr 17, 2026 |
| Braden Blackwelder | UBS Financial Services Inc. wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Apr 28, 2026 | May 11, 2026 |
| Ethan Daniel Hafner | UBS Financial Services Inc. wirehouse | Indivisible Partners independent RIA | Wirehouse to independent RIA | Apr 28, 2026 | Apr 17, 2026 |
| Philip J Yohannan | UBS Financial Services Inc. wirehouse | Schwab Wealth Advisory, Inc. no RAUM | Other | Apr 28, 2026 | May 1, 2026 |
| Andrew M Cardillo | UBS Financial Services Inc. wirehouse | Indivisible Partners independent RIA | Wirehouse to independent RIA | Apr 28, 2026 | Apr 17, 2026 |
| Jonathan David Eskridge | UBS Financial Services Inc. wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Apr 27, 2026 | Apr 16, 2026 |
| Edward Joseph Folisi | UBS Financial Services Inc. wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Apr 27, 2026 | Apr 16, 2026 |
| Thomas Jeffrey Barber | UBS Financial Services Inc. wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Apr 27, 2026 | Apr 16, 2026 |
| Chad Edward Henry | UBS Financial Services Inc. wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | Apr 27, 2026 | Apr 16, 2026 |
| Eric Lee Eskridge | UBS Financial Services Inc. wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Apr 27, 2026 | Apr 16, 2026 |
| Kyle Matthew Diaz | UBS Financial Services Inc. wirehouse | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wirehouse to wirehouse | Apr 27, 2026 | Jun 9, 2026 (43 d) |
| Ashley Chouinard | UBS Financial Services Inc. wirehouse | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wirehouse to wirehouse | Apr 27, 2026 | May 26, 2026 |
| Tyler Stephens | UBS Financial Services Inc. wirehouse | Evertern Wealth, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Apr 24, 2026 | Jul 23, 2026 (90 d) |
| Kenneth James Wise | UBS Financial Services Inc. wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Apr 21, 2026 | Apr 10, 2026 |
| Spencer Decker Stone | UBS Financial Services Inc. wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Apr 21, 2026 | Apr 10, 2026 |
| Kristie Howe | UBS Financial Services Inc. wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Apr 21, 2026 | Apr 10, 2026 |
| Jason Bradford Tyo | UBS Financial Services Inc. wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Apr 21, 2026 | Apr 10, 2026 |
| Michael Scott Mccullough | UBS Financial Services Inc. wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Apr 21, 2026 | Apr 10, 2026 |
| Mitchel J Wise | UBS Financial Services Inc. wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Apr 21, 2026 | Apr 10, 2026 |
| Kenneth James Wise | UBS Financial Services Inc. wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Apr 21, 2026 | Apr 10, 2026 |
| Alicia Marie Monday | UBS Financial Services Inc. wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Apr 21, 2026 | Aug 19, 2026 (120 d) |
| Jordan Alec Farron | UBS Financial Services Inc. wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | Apr 21, 2026 | Apr 29, 2026 |
| John Jacob Graf | UBS Financial Services Inc. wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Apr 20, 2026 | Apr 16, 2026 |
| James Aquilina | UBS Financial Services Inc. wirehouse | Charles Schwab & Co., Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Apr 20, 2026 | Apr 30, 2026 |
| Javier Villanueva | UBS Financial Services Inc. wirehouse | Bbva Global Wealth Advisors, Inc. independent RIA | Wirehouse to independent RIA | Apr 20, 2026 | Apr 21, 2026 |
| Salvador Ramos Carmona | UBS Financial Services Inc. wirehouse | Mora Capital Management, LLC independent RIA | Wirehouse to independent RIA | Apr 20, 2026 | Apr 17, 2026 |
| Tyler Maddox | UBS Financial Services Inc. wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Apr 17, 2026 | Apr 9, 2026 |
| Vanessa G. Anderson | UBS Financial Services Inc. wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 15, 2026 | Apr 29, 2026 |
| David Louis Danby Warren | UBS Financial Services Inc. wirehouse | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wirehouse to wirehouse | Apr 13, 2026 | Apr 2, 2026 |
| Andrew Yanway Low | UBS Financial Services Inc. wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Apr 13, 2026 | Apr 1, 2026 |
| Michael Hodges Heiser | UBS Financial Services Inc. wirehouse | Evertern Wealth, LLC independent RIA | Wirehouse to independent RIA | Apr 13, 2026 | Jul 28, 2026 (106 d) |
| John Fearnow | UBS Financial Services Inc. wirehouse | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wirehouse to wirehouse | Apr 13, 2026 | Apr 2, 2026 |
| Ana Laurence Orriols | UBS Financial Services Inc. wirehouse | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wirehouse to wirehouse | Apr 13, 2026 | Apr 2, 2026 |
| Patrick Finn Reilly | UBS Financial Services Inc. wirehouse | Lazard Asset Management LLC other | Other | Apr 13, 2026 | Apr 20, 2026 |
| Michael James Lundon | UBS Financial Services Inc. wirehouse | Evertern Wealth, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Apr 10, 2026 | Apr 6, 2026 |
| Jason Erik Stephens | UBS Financial Services Inc. wirehouse | Evertern Wealth, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Apr 10, 2026 | Apr 6, 2026 |
| Daniel John Novosel | UBS Financial Services Inc. wirehouse | Edward Jones national BD | Wirehouse to affiliated broker-dealer or bank | Apr 10, 2026 | Apr 13, 2026 |
| Brett Jordan Schumbacker | UBS Financial Services Inc. wirehouse | Evertern Wealth, LLC independent RIA | Wirehouse to independent RIA | Apr 10, 2026 | Aug 20, 2026 (132 d) |
| Sudhicha Bob Vasavanont | UBS Financial Services Inc. wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Apr 9, 2026 | Apr 7, 2026 |
| Mark Oles | UBS Financial Services Inc. wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 8, 2026 | Apr 23, 2026 |
| Samuel Glickman | UBS Financial Services Inc. wirehouse | Pnc Wealth Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 8, 2026 | Apr 14, 2026 |
| Phillip Antonio Pinedo | UBS Financial Services Inc. wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 8, 2026 | Apr 6, 2026 |
| Andrea Murphy Doolan | UBS Financial Services Inc. wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Apr 7, 2026 | Mar 27, 2026 |
| Sabrina Suen | UBS Financial Services Inc. wirehouse | Schwab Wealth Advisory, Inc. no RAUM | Other | Apr 7, 2026 | Apr 14, 2026 |
| Benjamin Rockower | UBS Financial Services Inc. wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | Apr 7, 2026 | Apr 9, 2026 |
| Allie Koch | UBS Financial Services Inc. wirehouse | Moneco Advisors independent RIA | Wirehouse to independent RIA | Apr 7, 2026 | Apr 23, 2026 |
| Mark Christopher Hutchinson | UBS Financial Services Inc. wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | Apr 3, 2026 | Mar 25, 2026 |
| Jessica Dunda | UBS Financial Services Inc. wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | Apr 3, 2026 | Mar 25, 2026 |
| Noel A Becker | UBS Financial Services Inc. wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 2, 2026 | Mar 9, 2026 |
| John A. Watson | UBS Financial Services Inc. wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | Apr 2, 2026 | Apr 10, 2026 |
11,763 moves match.