DFX Intelligence
Advisor moves
Departures from Waddell & ReedWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
2,486 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| John Joseph Capece | Waddell & Reed other | Voya Financial Advisors, Inc. other | Other | May 7, 2003 | May 5, 2003 |
| Frank Christopher Adams | Waddell & Reed other | Voya Financial Advisors, Inc. other | Other | May 7, 2003 | May 5, 2003 |
| Ryan Mathew Fleischer | Waddell & Reed other | Cetera Investment Services LLC other | Other | May 7, 2003 | Jun 3, 2003 |
| Heather Litz Pacheco | Waddell & Reed other | Voya Financial Advisors, Inc. other | Other | May 7, 2003 | Feb 7, 2013 (3564 d) |
| James David Burney | Waddell & Reed other | Usaa Financial Planning Services no RAUM | Other | May 7, 2003 | Dec 17, 2007 (1685 d) |
| Peter Joseph Cowen | Waddell & Reed other | Voya Financial Advisors, Inc. other | Other | May 7, 2003 | May 9, 2003 |
| Kurt Gary Underhill | Waddell & Reed other | Ifg Advisory Services Inc unclassified | Other | May 6, 2003 | May 6, 2003 |
| Wes Allen Owens | Waddell & Reed other | Edward Jones national BD | Other | May 2, 2003 | Nov 7, 2006 (1285 d) |
| Mark Quincy Wright | Waddell & Reed other | Wells Fargo Investments, LLC unclassified | Other | Apr 28, 2003 | May 30, 2003 (32 d) |
| Reginald Lowell Bridges | Waddell & Reed other | Eagle Financial Advisors, LLC independent RIA | Other | Apr 25, 2003 | Oct 17, 2014 (4193 d) |
| Michael Scroggins | Waddell & Reed other | Raymond James Financial Services, Inc. unclassified | Other | Apr 23, 2003 | Apr 22, 2003 |
| Todd Arthur Slingerland | Waddell & Reed other | Wealthone, LLC independent RIA | Other | Apr 15, 2003 | Apr 12, 2018 (5476 d) |
| Heather Irene Hutchinson | Waddell & Reed other | Hutchinson Financial Management unclassified | Other | Apr 15, 2003 | Apr 3, 2003 |
| Pamela Mahan Zschoche | Waddell & Reed other | Msi Financial Services, Inc. other | Other | Apr 15, 2003 | Apr 4, 2003 |
| James Fielding Nelson | Waddell & Reed other | Edward Jones national BD | Other | Apr 8, 2003 | Nov 7, 2006 (1309 d) |
| Robert Kent Hiss | Waddell & Reed other | Sterne, Agee & Leach, Inc. unclassified | Other | Apr 7, 2003 | Jan 26, 2004 (294 d) |
| Andrew Lewis | Waddell & Reed other | Sagepoint Financial, Inc. other | Other | Apr 2, 2003 | Oct 31, 2005 (943 d) |
| John Charles Dixon | Waddell & Reed other | Wamu Investments, Inc. unclassified | Other | Mar 28, 2003 | Jul 16, 2003 (110 d) |
| William Patrick Mcdonald | Waddell & Reed other | Avantax Advisory Services other | Other | Mar 25, 2003 | Apr 23, 2003 |
| Michael Reid Havlik | Waddell & Reed other | Msi Financial Services, Inc. other | Other | Mar 20, 2003 | May 12, 2003 (53 d) |
| Brandon Baxter | Waddell & Reed other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Mar 17, 2003 | Oct 28, 2008 (2052 d) |
| Erica Lynn Young | Waddell & Reed other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Mar 13, 2003 | May 20, 2003 (68 d) |
| Kate Cardillo Brown | Waddell & Reed other | Msi Financial Services, Inc. other | Other | Mar 13, 2003 | May 8, 2003 (56 d) |
| Eric Martin Blockhus | Waddell & Reed other | Quick & Reilly, Inc. unclassified | Other | Mar 6, 2003 | Mar 4, 2003 |
| Bradley Howell Cantrill | Waddell & Reed other | Osaic Fa, Inc. other | Other | Feb 10, 2003 | Feb 21, 2003 |
| Chris Ambrose | Waddell & Reed other | 1717 Capital Management Company unclassified | Other | Feb 6, 2003 | Apr 28, 2003 (81 d) |
| Jesse T Abercrombie | Waddell & Reed other | Edward Jones national BD | Other | Feb 3, 2003 | Jan 3, 2007 (1430 d) |
| Michael Chester Kirk | Waddell & Reed other | Next Financial Group, Inc. other | Other | Jan 31, 2003 | Feb 17, 2006 (1113 d) |
| Thomas Michael Pittala | Waddell & Reed other | Commerce Brokerage Services, Inc other | Other | Jan 31, 2003 | May 5, 2006 (1190 d) |
| Ann Elizabeth Krieger | Waddell & Reed other | LPL Financial LLC other | Other | Jan 29, 2003 | Mar 10, 2003 (40 d) |
| Nathan Lawrence Eads | Waddell & Reed other | Ehlert Financial Group, Inc. unclassified | Other | Jan 27, 2003 | Dec 20, 2006 (1423 d) |
| Minh Ngoc Dinh | Waddell & Reed other | Edward Jones national BD | Other | Jan 27, 2003 | Nov 6, 2006 (1379 d) |
| Alvin Lavern Wolcott | Waddell & Reed other | Moser Wealth Advisors other | Other | Jan 21, 2003 | Oct 29, 2009 (2473 d) |
| Abel Araujo | Waddell & Reed other | Wells Fargo Advisors wirehouse | Other | Jan 17, 2003 | Feb 1, 2007 (1476 d) |
| Dax Richard Fletcher | Waddell & Reed other | Wamu Investments, Inc. unclassified | Other | Jan 16, 2003 | May 31, 2006 (1231 d) |
| Keith Austin Madrigal | Waddell & Reed other | Msi Financial Services, Inc. other | Other | Jan 9, 2003 | Feb 5, 2004 (392 d) |
| Justin Charles Bradford | Waddell & Reed other | Banc Of America Investment Services, Inc. unclassified | Other | Jan 9, 2003 | Feb 27, 2003 (49 d) |
| John Andrew Stewart | Waddell & Reed other | Sundvold Financial other | Other | Dec 31, 2002 | Jan 30, 2003 |
| Richard Clayton Pogue | Waddell & Reed other | Principal Securities, Inc. other | Other | Dec 31, 2002 | Dec 14, 2012 (3636 d) |
| Jamie Tabor Stone | Waddell & Reed other | Signator Financial Services, Inc. other | Other | Dec 31, 2002 | Dec 12, 2002 |
| Nathan D Young | Waddell & Reed other | Strategic Advisers LLC national BD | Other | Dec 31, 2002 | Mar 5, 2004 (430 d) |
| Jason W Plemons | Waddell & Reed other | U.S. Bancorp Investments, Inc. other | Other | Dec 31, 2002 | May 21, 2007 (1602 d) |
| Jeffrey Neil Current | Waddell & Reed other | Valic Financial Advisors, Inc. other | Other | Dec 19, 2002 | Dec 18, 2002 |
| David Douglas Kuncho | Waddell & Reed other | Cuna Brokerage Services, Inc. other | Other | Dec 12, 2002 | Jan 27, 2003 (46 d) |
| Stephen Lawrence Mathiason | Waddell & Reed other | Carillon Investments, Inc. unclassified | Other | Dec 9, 2002 | Apr 3, 2003 (115 d) |
| George Patrick Hentges | Waddell & Reed other | Ameritas Advisory Services, LLC BD affiliated | Other | Dec 9, 2002 | Nov 1, 2021 (6902 d) |
| Nona Parmelee Belous | Waddell & Reed other | Ameriprise Financial Services, LLC national BD | Other | Dec 3, 2002 | Jan 3, 2003 (31 d) |
| Jean Elzayek | Waddell & Reed other | Gladstone Wealth Partners independent RIA | Other | Nov 27, 2002 | Sep 23, 2020 (6510 d) |
| Kevin David Gargano | Waddell & Reed other | Msi Financial Services, Inc. other | Other | Nov 25, 2002 | Jan 21, 2003 (57 d) |
| Alexander Kanghee Lee | Waddell & Reed other | Raymond James Financial Services, Inc. unclassified | Other | Nov 14, 2002 | Nov 22, 2002 |
| Angelica Roxas | Waddell & Reed other | Quest Capital Strategies, Inc. other | Other | Nov 14, 2002 | Jul 16, 2004 (610 d) |
| Kevin Robert Tulk | Waddell & Reed other | Bear Creek Asset Management, LLC other | Other | Nov 7, 2002 | Mar 7, 2013 (3773 d) |
| Douglas Jay Sattler | Waddell & Reed other | Osaic Fa, Inc. other | Other | Nov 6, 2002 | May 2, 2003 (177 d) |
| Andrew Valentine Pool | Waddell & Reed other | Regatta Research & Money Management L.L.C. other | Other | Nov 1, 2002 | Jul 1, 2004 (608 d) |
| Michael Thomas Gill | Waddell & Reed other | Msi Financial Services, Inc. other | Other | Oct 31, 2002 | Nov 20, 2002 |
| James Floyd Lyon | Waddell & Reed other | LPL Financial LLC other | Other | Oct 30, 2002 | Oct 17, 2002 |
| Laurie Lynnette Clark | Waddell & Reed other | LPL Financial LLC other | Other | Oct 24, 2002 | Oct 17, 2002 |
| Jason Michael Mckinney | Waddell & Reed other | John Hancock Distributors LLC unclassified | Other | Oct 24, 2002 | Nov 5, 2003 (377 d) |
| Matthew Allen Hamilton | Waddell & Reed other | Credit Union Investment Services state registered | Other | Oct 23, 2002 | Sep 18, 2007 (1791 d) |
| Daniel Meisenheimer | Waddell & Reed other | LPL Financial LLC other | Other | Oct 15, 2002 | Oct 25, 2002 |