DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Waddell & Reed

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Colin Jay OverwegWaddell & Reed BD affiliatedAdvize Wealth Management state registeredAffiliated broker-dealer or bank to a state-registered adviserMay 3, 2018Oct 25, 2021 (1271 d)
Matthew Joseph O'HaraWaddell & Reed BD affiliatedRaymond James & Associates, Inc. national BDAffiliated broker-dealer or bank to anotherMay 3, 2018Jul 17, 2018 (75 d)
Randal Warren BestWaddell & Reed BD affiliatedTd Ameritrade, Inc. no RAUMOtherApr 26, 2018Sep 4, 2018 (131 d)
Kristina K DahlWaddell & Reed BD affiliatedVerus Capital Partners, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 26, 2018Apr 24, 2018
Stephen R DempseyWaddell & Reed BD affiliatedSecurities America Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherApr 23, 2018Apr 17, 2018
Kevin David ThompsonWaddell & Reed BD affiliatedRoss, Sinclaire & Associates, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 20, 2018Jun 13, 2018 (54 d)
Ross Sterling WolffWaddell & Reed BD affiliatedSeverin Investments LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 19, 2018Apr 20, 2018
Giancarlo Antonio FotiWaddell & Reed BD affiliatedNext Financial Group, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAApr 18, 2018Apr 23, 2018
Robert Taylor WilliamsWaddell & Reed BD affiliatedFidelity Personal And Workplace Advisors BD affiliatedAffiliated broker-dealer or bank to anotherApr 17, 2018Apr 12, 2019 (360 d)
Dilworth Dean LymanWaddell & Reed BD affiliatedYour Financial Partnership state registeredAffiliated broker-dealer or bank to a state-registered adviserApr 17, 2018May 15, 2018
James Christopher SlaughterWaddell & Reed BD affiliatedNext Financial Group, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAApr 17, 2018Apr 23, 2018
Robert Glynn MooreWaddell & Reed BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseApr 6, 2018Sep 12, 2018 (159 d)
Bradley Justin MaudererWaddell & Reed BD affiliatedCopper Financial independent RIAAffiliated broker-dealer or bank to independent RIAApr 3, 2018Apr 5, 2018
James Alan HaugWaddell & Reed BD affiliatedLPL Financial LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 3, 2018Mar 27, 2018
Stanley August ShursonWaddell & Reed BD affiliatedLPL Financial LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 3, 2018Mar 27, 2018
Tyler John TongWaddell & Reed BD affiliatedLPL Financial LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 3, 2018Mar 27, 2018
William Courtney FayWaddell & Reed BD affiliatedAmeriprise Financial Services, LLC national BDAffiliated broker-dealer or bank to anotherMar 29, 2018Apr 5, 2018
Michael David HeatwoleWaddell & Reed otherThe Dala Group, LLC no RAUMOtherMar 27, 2018Mar 21, 2018
Kenneth LazziniWaddell & Reed otherCambridge Investment Research Advisors, Inc. otherOtherMar 27, 2018Mar 14, 2018
Craig Allen LarsenWaddell & Reed otherOn Investment Management Co otherOtherMar 22, 2018Mar 15, 2018
John Tyler LarsenWaddell & Reed otherOn Investment Management Co otherOtherMar 22, 2018Mar 15, 2018
Gabriel BarajasWaddell & Reed otherLPL Financial LLC independent RIAOtherMar 22, 2018Mar 19, 2018
Olga GartonWaddell & Reed otherSecurities America Advisors, Inc. otherOtherMar 21, 2018Mar 15, 2018
Ralph Leslie ThrushWaddell & Reed otherAmeriprise Financial Services, LLC national BDOtherMar 20, 2018Mar 12, 2018
Brian C LamoneWaddell & Reed otherUnited Advisors America independent RIAOtherMar 20, 2018Mar 13, 2018
Jeremy Matthew BradenWaddell & Reed otherEagle Strategies LLC BD affiliatedOtherMar 20, 2018Apr 27, 2018 (38 d)
Melyssa Cantu-MatkovichWaddell & Reed otherSchulz Wealth, Ltd. independent RIAOtherMar 19, 2018Apr 11, 2018
Ryan Matthew GilbertWaddell & Reed otherAmeriprise Financial Services, LLC national BDOtherMar 19, 2018Mar 8, 2018
John Raymond LandryWaddell & Reed otherVoya Financial Advisors, Inc. otherOtherMar 16, 2018Feb 27, 2018
Jeffrey Allen MillsWaddell & Reed otherCambridge Investment Research Advisors, Inc. BD affiliatedOtherMar 14, 2018Apr 6, 2018
Samuel David GurvitchWaddell & Reed otherOxinas Partners Wealth Management independent RIAOtherMar 8, 2018Dec 2, 2021 (1365 d)
Amy Renee ClemensWaddell & Reed otherAmeriprise Financial Services, LLC national BDOtherMar 2, 2018Feb 26, 2018
Armen John GuleserianWaddell & Reed otherLPL Financial LLC independent RIAOtherFeb 28, 2018Feb 26, 2018
Patrick Joseph WalshWaddell & Reed otherAmeriprise Financial Services, LLC national BDOtherFeb 28, 2018Feb 22, 2018
David Martin SolomonWaddell & Reed otherPruco Securities, LLC BD affiliatedOtherFeb 27, 2018Mar 7, 2018
James HoodenpyleWaddell & Reed otherEagle Strategies LLC BD affiliatedOtherFeb 27, 2018Apr 10, 2018 (42 d)
Jeremy A ShookWaddell & Reed otherMML Investors Services, LLC BD affiliatedOtherFeb 26, 2018Apr 11, 2022 (1505 d)
Tanner Kenneth JohnsonWaddell & Reed otherOak Lane Advisors otherOtherFeb 23, 2018Mar 1, 2018
Larry Troy ClaytonWaddell & Reed otherOak Lane Advisors otherOtherFeb 23, 2018Mar 2, 2018
Aimee Kirsten ButlerWaddell & Reed otherMerriman independent RIAOtherFeb 14, 2018Mar 2, 2018
Brian Andrew BurgesonWaddell & Reed otherNationwide Investment Advisors, LLC otherOtherFeb 14, 2018Mar 1, 2018
Justin Victor SchnursteinWaddell & Reed otherUBS Financial Services Inc. wirehouseOtherFeb 9, 2018Mar 22, 2018 (41 d)
Joyce CaveWaddell & Reed otherAllstate Financial Advisors, LLC BD affiliatedOtherFeb 6, 2018Nov 8, 2019 (640 d)
Sibyl Steverson SladeWaddell & Reed otherInvestacorp Advisory Services Inc otherOtherFeb 2, 2018Jan 25, 2018
Ryan Brenton TapeWaddell & Reed otherBlack Card Circle state registeredOtherFeb 2, 2018Jan 1, 2025 (2525 d)
Barry William CoursonWaddell & Reed otherCitizens Securities, Inc. BD affiliatedOtherFeb 1, 2018Feb 1, 2018
Roseann Mary PinciottoWaddell & Reed otherPruco Securities, LLC BD affiliatedOtherJan 31, 2018Jan 29, 2018
Robert Thomas SmalanskasWaddell & Reed otherPnc Wealth Management BD affiliatedOtherJan 29, 2018Feb 1, 2018
Jean R MetayerWaddell & Reed otherPruco Securities, LLC BD affiliatedOtherJan 29, 2018Jan 29, 2018
Leslie Saye BuschWaddell & Reed otherAdvice And Planning Services otherOtherJan 29, 2018Feb 2, 2018
William Patrick HackettWaddell & Reed otherWave & Breakout L.L.C. state registeredOtherJan 26, 2018May 10, 2018 (104 d)
Marie Anne BurnsWaddell & Reed otherWise World Investment Planning state registeredOtherJan 26, 2018Jun 8, 2018 (133 d)
Scott Allen BoschWaddell & Reed otherWoodbury Financial Services, Inc. BD affiliatedOtherJan 25, 2018Jan 25, 2018
Christopher Eugene JohnsonWaddell & Reed otherJacobson & Schmitt Advisors, LLC otherOtherJan 25, 2018Feb 1, 2018
Mary Kathleen Van SickleWaddell & Reed otherAllstate Financial Advisors, LLC no RAUMOtherJan 19, 2018Feb 6, 2018
Jeremy Lee PardueWaddell & Reed otherAvantax Advisory Services BD affiliatedOtherJan 18, 2018Sep 16, 2020 (972 d)
Todd Michael NussWaddell & Reed otherTouchstone Advisors Inc otherOtherJan 17, 2018Jan 19, 2018
Kevin William MeyerWaddell & Reed otherIndependent Financial Partners otherOtherJan 11, 2018Jan 3, 2018
Michael E FogartyWaddell & Reed otherPruco Securities, LLC BD affiliatedOtherJan 10, 2018Apr 13, 2018 (93 d)
Kevin Dale EngebretsonWaddell & Reed otherEquitable Advisors, LLC national BDOtherJan 10, 2018Jan 8, 2018
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2,486 moves match.