DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Wedbush Securities Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
John Alex DrevonWedbush Securities Inc. BD affiliatedEquitable Advisors, LLC national BDAffiliated broker-dealer or bank to anotherDec 20, 2022Dec 5, 2022
Gregory John ChachasWedbush Securities Inc. BD affiliatedIndependent Financial Group, LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 16, 2022Dec 20, 2022
David Wei Keung WongWedbush Securities Inc. BD affiliatedArrowhead Wealth Management Corp. state registeredAffiliated broker-dealer or bank to a state-registered adviserNov 25, 2022Jan 1, 2025 (768 d)
Paul Allen MathesonWedbush Securities Inc. BD affiliatedCheviot Value Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 14, 2022Oct 1, 2022
Michael Paul MasseyWedbush Securities Inc. BD affiliatedBrm Investment Management LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserSep 9, 2022Dec 15, 2022 (97 d)
William Edward RomansWedbush Securities Inc. BD affiliatedBrm Investment Management LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserSep 9, 2022Jan 12, 2023 (125 d)
Mark Gerard MaddenWedbush Securities Inc. BD affiliatedWedbush Asset Management, LLC otherOtherJun 16, 2022Apr 23, 2014
Mikail PeerWedbush Securities Inc. BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseJan 28, 2022Feb 23, 2022
Michael PakWedbush Securities Inc. BD affiliatedPark Avenue Securities LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 2, 2021Nov 30, 2021
James Eugene ElyWedbush Securities Inc. BD affiliatedU.S. Bancorp Investments, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherOct 22, 2021Oct 27, 2021
Mackenzie CunninghamWedbush Securities Inc. BD affiliatedCaptrust institutionalOtherAug 13, 2021Dec 22, 2022 (496 d)
James Wesley LikesWedbush Securities Inc. BD affiliatedEquitable Advisors, LLC national BDAffiliated broker-dealer or bank to anotherJul 16, 2021Mar 18, 2022 (245 d)
Richard Marion BlosserWedbush Securities Inc. BD affiliatedAxxcess Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 22, 2021Jan 5, 2022 (197 d)
Nicole MegowanWedbush Securities Inc. BD affiliatedJ.P. Morgan Private Wealth Advisors LLC BD affiliatedAffiliated broker-dealer or bank to anotherApr 13, 2021Apr 22, 2021
Abraham LopezWedbush Securities Inc. BD affiliatedRBC Securities, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAMar 30, 2021Apr 16, 2021
Ahmad KhalilWedbush Securities Inc. BD affiliatedOppenheimer & Co. Inc. BD affiliatedAffiliated broker-dealer or bank to anotherNov 18, 2020May 17, 2022 (545 d)
Caleb Nathaniel RussellWedbush Securities Inc. BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherOct 15, 2020Oct 9, 2020
Roark Alan HeadWedbush Securities Inc. BD affiliatedRaymond James Financial Services Advisors, Inc BD affiliatedAffiliated broker-dealer or bank to anotherOct 2, 2020Oct 2, 2020
Austin Alan HeadWedbush Securities Inc. BD affiliatedRaymond James Financial Services Advisors, Inc BD affiliatedAffiliated broker-dealer or bank to anotherOct 2, 2020Oct 2, 2020
Hardeep SinghWedbush Securities Inc. BD affiliatedDelta Investment Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 10, 2020Sep 28, 2020
Trisha KennedyWedbush Securities Inc. BD affiliatedPrimerica Advisors national BDAffiliated broker-dealer or bank to anotherAug 6, 2020Feb 26, 2021 (204 d)
Nathan Michael BorchardtWedbush Securities Inc. BD affiliatedRaymond James Financial Services Advisors, Inc BD affiliatedAffiliated broker-dealer or bank to anotherMay 19, 2020Jun 2, 2020
Brian Jonathan MatzWedbush Securities Inc. BD affiliatedGolden State Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 29, 2020Apr 28, 2020
Armen George KeheyanWedbush Securities Inc. BD affiliatedMorgan Stanley wirehouseAffiliated broker-dealer or bank to wirehouseJan 9, 2020Jan 16, 2020
Stephen Chung-Yee LohWedbush Securities Inc. BD affiliatedB. Riley Wealth Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 1, 2019Jul 29, 2019
Liling DengWedbush Securities Inc. BD affiliatedPayden & Rygel otherOtherJul 9, 2019Jul 26, 2019
Timothy PodellWedbush Securities Inc. BD affiliatedWestern International Securities independent RIAAffiliated broker-dealer or bank to independent RIAJun 13, 2019Jun 20, 2019
Allison Barbara ClagoWedbush Securities Inc. BD affiliatedB. Riley Wealth Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJun 6, 2019Jul 29, 2019 (53 d)
Matthew Gafoa FetuiWedbush Securities Inc. BD affiliatedU.S. Bancorp Investments, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 14, 2019May 10, 2019
Victoria Nell NabaggalaWedbush Securities Inc. BD affiliatedAmeriprise Financial Services, LLC national BDAffiliated broker-dealer or bank to anotherDec 19, 2018Aug 5, 2025 (2421 d)
Quin Ferraren SolamoWedbush Securities Inc. BD affiliatedCetera Advisor Networks LLC BD affiliatedAffiliated broker-dealer or bank to anotherOct 12, 2018Nov 14, 2018 (33 d)
Stephen NzeremWedbush Securities Inc. BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseOct 5, 2018Oct 23, 2018
Chase Toberman HeidenWedbush Securities Inc. otherOppenheimer & Co. Inc. BD affiliatedOtherJun 26, 2018Jun 7, 2018
Arthur Everett ChandlerWedbush Securities Inc. otherOppenheimer & Co. Inc. BD affiliatedOtherApr 4, 2018Mar 29, 2018
Guy Masaji MasudaWedbush Securities Inc. otherRaymond James Financial Services Advisors, Inc otherOtherNov 2, 2017Nov 1, 2017
Willis Takehisa KatoWedbush Securities Inc. otherRaymond James Financial Services Advisors, Inc otherOtherNov 2, 2017Nov 1, 2017
Ivan LunaWedbush Securities Inc. otherGuggenheim Partners Investment Management, LLC otherOtherSep 29, 2017Oct 17, 2017
Charles Victor FreemontWedbush Securities Inc. otherSovereign Investment Advisors LLC otherOtherAug 11, 2017Sep 12, 2017 (32 d)
Anton TkachenkoWedbush Securities Inc. otherWealthfront Advisers LLC otherOtherMay 31, 2017Jul 8, 2017 (38 d)
Lauren Melissa WilliamsWedbush Securities Inc. otherRaymond James Financial Services Advisors, Inc otherOtherMay 5, 2017Jun 9, 2017 (35 d)
Jill Laverne WilsonWedbush Securities Inc. otherStifel, Nicolaus & Company, Incorporated national BDOtherApr 27, 2017May 2, 2017
Ronald Benjamin LeftonWedbush Securities Inc. otherButtonwood Tree Management, LLC unclassifiedOtherDec 12, 2016Dec 12, 2016
Matthew Gafoa FetuiWedbush Securities Inc. otherButtonwood Tree Management, LLC unclassifiedOtherDec 12, 2016Dec 12, 2016
Gary Lee TruaxWedbush Securities Inc. otherAmeriprise Financial Services, LLC national BDOtherNov 22, 2016Nov 21, 2016
Douglas George NewstromWedbush Securities Inc. otherAmeriprise Financial Services, LLC national BDOtherNov 22, 2016Aug 1, 2024 (2809 d)
Kimberly Ann LeachWedbush Securities Inc. otherAmeriprise Financial Services, LLC national BDOtherNov 22, 2016Nov 21, 2016
William Arthur KearneyWedbush Securities Inc. otherBenjamin F. Edwards & Company, Incorporated otherOtherOct 14, 2016Oct 13, 2016
Lois Evelyn ParkerWedbush Securities Inc. otherBenjamin F. Edwards & Company, Incorporated otherOtherOct 14, 2016Oct 13, 2016
Gregory ZiniWedbush Securities Inc. otherBenjamin F. Edwards & Company, Incorporated otherOtherOct 14, 2016Oct 13, 2016
Jeffery Lane MallulaWedbush Securities Inc. otherRaymond James & Associates, Inc. national BDOtherSep 28, 2016Sep 29, 2016
Robert Neff SackersonWedbush Securities Inc. otherWells Fargo Advisors wirehouseOtherSep 15, 2016Sep 15, 2016
Paul ChenWedbush Securities Inc. otherJ.P. Morgan Securities LLC wirehouseOtherJul 5, 2016Sep 11, 2017 (433 d)
Sydney WalkerWedbush Securities Inc. otherStifel, Nicolaus & Company, Incorporated national BDOtherMay 27, 2016May 26, 2016
Eric Zachary RosenWedbush Securities Inc. otherSignature Intelligent Portfolios, LLC independent RIAOtherMay 13, 2016Aug 9, 2018 (818 d)
Arnold SamuelWedbush Securities Inc. otherSagepoint Financial, Inc. otherOtherMar 10, 2016Mar 10, 2016
Tatiane Miglorini MinettiWedbush Securities Inc. otherUBS Financial Services Inc. wirehouseOtherFeb 17, 2016Mar 1, 2016
John Hollis IngrahamWedbush Securities Inc. otherOppenheimer & Co. Inc. otherOtherFeb 12, 2016Feb 11, 2016
Shaun Elizabeth BrackenWedbush Securities Inc. otherBridgelight Capital LLC otherOtherOct 5, 2015Oct 8, 2015
Christy Ann Pater SchmittWedbush Securities Inc. otherBridgelight Capital LLC otherOtherOct 5, 2015Oct 8, 2015
Justin Thoreau PollackWedbush Securities Inc. otherSagepoint Financial, Inc. otherOtherAug 24, 2015Dec 10, 2015 (108 d)
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187 moves match.