DFX Intelligence
Advisor moves
Arrivals at Hightower Advisors, LLCWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
1,009 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Teresa Emerson Talton | Stearns Financial Group independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 9, 2020 | Nov 2, 2020 |
| Paula Mcmillan | Stearns Financial Group independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 9, 2020 | Nov 6, 2020 |
| Dennis Gale Stearns | Stearns Financial Group independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 9, 2020 | Nov 9, 2020 |
| Gregory Paul Williams | Private Vista, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 6, 2020 | Oct 30, 2020 |
| Jeffrey Michael Toner | Private Vista, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 4, 2020 | Oct 21, 2020 |
| Mary Elizabeth Mclean | Private Vista, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 4, 2020 | Oct 8, 2020 |
| Michael Robert Merdinger | Private Vista, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 4, 2020 | Oct 23, 2020 |
| Nicole Jean Romito | Private Vista, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 4, 2020 | Oct 21, 2020 |
| Gregory Ronald Bogdan | Private Vista, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 4, 2020 | Oct 12, 2020 |
| Stephanie Cole Nanney | Private Vista, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 4, 2020 | Oct 6, 2020 |
| Randy Erven Porzel | Private Vista, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 4, 2020 | Oct 7, 2020 |
| Matthew James Parenti | Private Vista, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 4, 2020 | Oct 5, 2020 |
| Daniel Joseph Rooker | Private Vista, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 4, 2020 | Oct 6, 2020 |
| Delaney Michelle Orozco | Private Vista, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 4, 2020 | Oct 7, 2020 |
| Samuel Albert Awad | Private Vista, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 4, 2020 | Oct 6, 2020 |
| Colleen M. Dwyer | Private Vista, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 4, 2020 | Oct 27, 2020 |
| Michelle Staats | Wells Fargo Advisors wirehouse | Hightower Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 3, 2020 | Jan 25, 2021 (83 d) |
| Patrick Hanlon | LPL Financial LLC BD affiliated | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 28, 2020 | Apr 5, 2023 (889 d) |
| Kalli Arlene Greenlee | MML Investors Services, LLC BD affiliated | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 20, 2020 | Oct 19, 2020 |
| Amy Sue Travis | Raymond James Financial Services Advisors, Inc BD affiliated | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 19, 2020 | Nov 19, 2020 (31 d) |
| James L Barnard | MML Investors Services, LLC BD affiliated | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 19, 2020 | Oct 21, 2020 |
| Andrew Koebel Schwartz | MML Investors Services, LLC BD affiliated | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 19, 2020 | Oct 28, 2020 |
| Bryce Neal Meares | MML Investors Services, LLC BD affiliated | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 19, 2020 | Oct 19, 2020 |
| David Gerald Dunn | MML Investors Services, LLC BD affiliated | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 19, 2020 | Oct 19, 2020 |
| Michael Joseph Mccabe | Rpc Private Wealth, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 7, 2020 | Oct 9, 2020 |
| Lauren Barnett | Dimensional Fund Advisors LP asset manager | Hightower Advisors, LLC BD affiliated | Other | Aug 26, 2020 | Feb 16, 2022 (539 d) |
| David Putnam Osborn | Osborn Williams & Donohoe, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 30, 2020 | Jul 8, 2020 |
| William Thomas Sena | Osborn Williams & Donohoe, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 30, 2020 | Jul 17, 2020 |
| Mary Meneely Wilson | Telemus Capital, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 12, 2020 | Jan 1, 2025 (1664 d) |
| Elizabeth Irene Loutsis | Lincoln Investment BD affiliated | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 16, 2020 | Aug 23, 2024 (1590 d) |
| Joanne Marie Laessig | UBS Financial Services Inc. wirehouse | Hightower Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 2, 2020 | Apr 3, 2020 |
| Kristor John Lawson | Schultz Collins independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 31, 2020 | Feb 21, 2020 |
| Kenneth Alan Clift | Schultz Collins independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 31, 2020 | Feb 20, 2020 |
| Jeremy Scott Wolf | Schultz Collins independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 31, 2020 | Feb 11, 2020 |
| Matthew Scott Eckman | Schultz Collins independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 31, 2020 | Feb 21, 2020 |
| Huy Duc Lam | Schultz Collins independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 31, 2020 | Feb 11, 2020 |
| Jennifer May Weir | Schultz Collins independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 31, 2020 | Feb 20, 2020 |
| Christopher Lee Perego | Crestmont Private Wealth LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 23, 2020 | Jul 20, 2021 (484 d) |
| Ryan Torguson | RBC Capital Markets, LLC national BD | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 1, 2020 | Jan 13, 2020 |
| Francesca M Bolton | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Hightower Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 27, 2020 | Feb 18, 2020 |
| Jaimee Lynn Farrington | Morgan Stanley wirehouse | Hightower Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 21, 2020 | Feb 12, 2020 |
| Jonathan Harper | Altman Advisors independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 10, 2020 | Jan 10, 2020 |
| Catherine Angela Maniscalco Avery | Caim LLC mixed wealth | Hightower Advisors, LLC other | Other | Dec 31, 2019 | Apr 23, 2009 |
| Kristine Marie Porcaro | Lexington Wealth Management, Inc. independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2019 | Oct 18, 2019 |
| Mark Stephen Carley | Lexington Wealth Management, Inc. independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2019 | Oct 30, 2019 |
| Michael Stephen Tucci | Lexington Wealth Management, Inc. independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2019 | Oct 18, 2019 |
| Glenn Edward Frank | Lexington Wealth Management, Inc. independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2019 | Oct 18, 2019 |
| Frank Anthony Censullo | Lexington Wealth Management, Inc. independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2019 | Oct 18, 2019 |
| Kerry Henry Luria | Lexington Wealth Management, Inc. independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2019 | Oct 18, 2019 |
| George Edward Bouton | Lexington Wealth Management, Inc. independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2019 | Oct 18, 2019 |
| James Leo Hastings | Lexington Wealth Management, Inc. independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2019 | Oct 18, 2019 |
| Jason Daniel Hastings | Lexington Wealth Management, Inc. independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2019 | Oct 18, 2019 |
| Aaron Mark Derderian | Lexington Wealth Management, Inc. independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2019 | Oct 18, 2019 |
| Susan Lyn Panduku | Lexington Wealth Management, Inc. independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2019 | Oct 18, 2019 |
| Eric L Wilson | Equitable Advisors, LLC national BD | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 22, 2019 | Mar 18, 2021 (482 d) |
| Stephen Charles Potts | Mora Capital Management, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 28, 2019 | Oct 24, 2019 |
| Patricia Lynn Brady | Principle Wealth independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 25, 2019 | Nov 24, 2020 (396 d) |
| Joseph Edward Fortunato | Advice And Planning Services BD affiliated | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 24, 2019 | Jan 15, 2020 (83 d) |
| Emily Ann Drake | Fairport Asset Management independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 11, 2019 | May 13, 2019 |
| Andrew Robert Connors | Fairport Asset Management independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 11, 2019 | May 13, 2019 |