| Matthew Paul Pettit | Strategic Advisers LLC national BD | Cuso Financial Services, L.P. other | Other | Jan 15, 2015 | Jan 22, 2015 |
| Douglas Ried Daniels | Cuna Brokerage Services, Inc. other | Cuso Financial Services, L.P. other | Other | Jan 14, 2015 | Jan 14, 2015 |
| Ryan Jan Turner | Cuna Brokerage Services, Inc. other | Cuso Financial Services, L.P. other | Other | Jan 14, 2015 | Jan 14, 2015 |
| Eun Joo Kim Hamblin | Cuna Brokerage Services, Inc. other | Cuso Financial Services, L.P. other | Other | Jan 14, 2015 | Jan 14, 2015 |
| Jason Stephen Morrow | Citizens Securities, Inc. other | Cuso Financial Services, L.P. other | Other | Jan 2, 2015 | Jan 6, 2015 |
| Glen C Kellam | Cetera Advisors LLC other | Cuso Financial Services, L.P. other | Other | Jan 2, 2015 | Jan 14, 2015 |
| Donita S Baze | Nfp Advisor Services, LLC other | Cuso Financial Services, L.P. other | Other | Dec 22, 2014 | Jan 5, 2015 |
| Thoeurn Indy | U.S. Bancorp Investments, Inc. other | Cuso Financial Services, L.P. other | Other | Dec 19, 2014 | Dec 17, 2014 |
| Amy Jean Komis | Cuna Brokerage Services, Inc. other | Cuso Financial Services, L.P. other | Other | Dec 15, 2014 | Dec 10, 2014 |
| Robert J Cortes | LPL Financial LLC other | Cuso Financial Services, L.P. other | Other | Dec 15, 2014 | Jan 14, 2015 |
| Robert Dwane Pencil | Cuna Brokerage Services, Inc. other | Cuso Financial Services, L.P. other | Other | Dec 10, 2014 | Dec 10, 2014 |
| Donna Hicko | LPL Financial LLC other | Cuso Financial Services, L.P. other | Other | Nov 20, 2014 | Apr 1, 2015 (132 d) |
| Michael T Lucenti | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Cuso Financial Services, L.P. other | Other | Nov 17, 2014 | Jun 23, 2015 (218 d) |
| Ryan Rand Tingey | North Capital other | Cuso Financial Services, L.P. other | Other | Nov 7, 2014 | Nov 10, 2014 |
| Donald Lee Fitzsimmons | LPL Financial LLC other | Cuso Financial Services, L.P. other | Other | Oct 21, 2014 | Oct 13, 2014 |
| Rodney Alan Smith | First Financial Equity Corporation other | Cuso Financial Services, L.P. other | Other | Oct 17, 2014 | Oct 10, 2014 |
| Francisco Rene Gonzalez | Wfg Advisors, LP other | Cuso Financial Services, L.P. other | Other | Oct 14, 2014 | Oct 20, 2014 |
| Eric Laurin Johnson | J.P. Morgan Securities LLC wirehouse | Cuso Financial Services, L.P. other | Other | Oct 13, 2014 | Oct 22, 2014 |
| Thomas W Huddleston | Osaic Institutions, Inc. other | Cuso Financial Services, L.P. other | Other | Oct 1, 2014 | Oct 16, 2014 |
| Mary Turner Masters | Osaic Wealth, Inc. other | Cuso Financial Services, L.P. other | Other | Sep 26, 2014 | Oct 21, 2014 |
| Melody Brady | Charles Schwab & Co., Inc. national BD | Cuso Financial Services, L.P. other | Other | Sep 11, 2014 | Sep 10, 2014 |
| Suzanne Covert Wagner | Principal Securities, Inc. other | Cuso Financial Services, L.P. other | Other | Aug 28, 2014 | Mar 20, 2015 (204 d) |
| Julie Anne Lynch | J.P. Morgan Securities LLC wirehouse | Cuso Financial Services, L.P. other | Other | Aug 20, 2014 | Aug 26, 2014 |
| Jason Lee Rennecker | J.P. Morgan Securities LLC wirehouse | Cuso Financial Services, L.P. other | Other | Aug 7, 2014 | Apr 20, 2015 (256 d) |
| Gary Edward Henderson | Cetera Investment Advisers LLC other | Cuso Financial Services, L.P. other | Other | Aug 1, 2014 | Jan 7, 2015 (159 d) |
| Steven Lee Barnes | H. Beck, Inc. other | Cuso Financial Services, L.P. other | Other | Jun 27, 2014 | Jun 30, 2014 |
| Sarah Kay Swearinger | Wells Fargo Advisors wirehouse | Cuso Financial Services, L.P. other | Other | Jun 25, 2014 | May 28, 2015 (337 d) |
| Kevin Gyan Masih | Park Avenue Securities LLC other | Cuso Financial Services, L.P. other | Other | Jun 20, 2014 | Jul 7, 2014 |
| Drew Michael Smart | J.P. Morgan Securities LLC wirehouse | Cuso Financial Services, L.P. other | Other | Jun 19, 2014 | Jun 20, 2014 |
| Gerald Robert Rose | Citizens Securities, Inc. other | Cuso Financial Services, L.P. other | Other | Jun 18, 2014 | Mar 5, 2015 (260 d) |
| Michael Anthony Thomason | Wells Fargo Advisors wirehouse | Cuso Financial Services, L.P. other | Other | Jun 17, 2014 | Jun 16, 2014 |
| Colm F Bailey | Cuna Brokerage Services, Inc. other | Cuso Financial Services, L.P. other | Other | May 15, 2014 | May 14, 2014 |
| Carolyn Dee Bare | LPL Financial LLC other | Cuso Financial Services, L.P. other | Other | May 8, 2014 | May 19, 2014 |
| Therese Illeene Misner | J.P. Morgan Securities LLC wirehouse | Cuso Financial Services, L.P. other | Other | May 2, 2014 | Jan 13, 2015 (256 d) |
| Steve Ching Huang Chen | U.S. Bancorp Investments, Inc. other | Cuso Financial Services, L.P. other | Other | Apr 9, 2014 | Apr 8, 2014 |
| David John Kimura | Usadvisors Wealth Management, LLC other | Cuso Financial Services, L.P. other | Other | Apr 3, 2014 | Aug 19, 2013 |
| Felix Alberto Bartolomei | Santander Securities other | Cuso Financial Services, L.P. other | Other | Mar 12, 2014 | Nov 6, 2014 (239 d) |
| Daniel Bennett Goldman Levine | MML Investors Services, LLC other | Cuso Financial Services, L.P. other | Other | Mar 10, 2014 | Mar 4, 2014 |
| Michal B Caro | Wells Fargo Advisors wirehouse | Cuso Financial Services, L.P. other | Other | Feb 28, 2014 | Mar 4, 2014 |
| Andrew Jospeh Miller | Thrivent Investment Management Inc. other | Cuso Financial Services, L.P. other | Other | Feb 25, 2014 | Feb 24, 2014 |
| Kevin Lee Friddle | Edward Jones national BD | Cuso Financial Services, L.P. other | Other | Feb 11, 2014 | Feb 20, 2014 |
| Aman Ullah Awan | Fifth Third Securities, Inc. other | Cuso Financial Services, L.P. other | Other | Feb 7, 2014 | Mar 11, 2014 (32 d) |
| Marc Paul Sultan | Msi Financial Services, Inc. other | Cuso Financial Services, L.P. other | Other | Jan 22, 2014 | May 6, 2015 (469 d) |
| Stanley Nick Tzikas | Pruco Securities, LLC other | Cuso Financial Services, L.P. other | Other | Jan 14, 2014 | Sep 14, 2015 (608 d) |
| Michael Mcdonald Sander | Sander Capital Advisors, Inc. other | Cuso Financial Services, L.P. other | Other | Jan 10, 2014 | May 19, 2014 (129 d) |
| Jacqueline Hanson Aime | Opes Capital Management, LLC unclassified | Cuso Financial Services, L.P. other | Other | Jan 2, 2014 | Dec 10, 2013 |
| Marcel Stephen Theriot | Swbc Investment Company other | Cuso Financial Services, L.P. other | Other | Dec 31, 2013 | Dec 17, 2015 (716 d) |
| Matthew Jason Szabad | H. Beck, Inc. other | Cuso Financial Services, L.P. other | Other | Dec 31, 2013 | Dec 9, 2013 |
| Duane F. Porter | Cuna Brokerage Services, Inc. other | Cuso Financial Services, L.P. other | Other | Dec 26, 2013 | Feb 28, 2014 (64 d) |
| Sean J Badgett | LPL Financial LLC other | Cuso Financial Services, L.P. other | Other | Dec 17, 2013 | May 19, 2014 (153 d) |
| Jay Allan Bendesky | B. C. Ziegler And Company other | Cuso Financial Services, L.P. other | Other | Dec 13, 2013 | Dec 19, 2013 |
| James Joseph Tillman | Concourse Financial Group Advisors other | Cuso Financial Services, L.P. other | Other | Nov 29, 2013 | Nov 4, 2013 |
| Wade Robert Schertenleib | Cuna Brokerage Services, Inc. other | Cuso Financial Services, L.P. other | Other | Nov 15, 2013 | Nov 13, 2013 |
| Eric Javin Coltrain | Cuna Brokerage Services, Inc. other | Cuso Financial Services, L.P. other | Other | Nov 14, 2013 | Nov 13, 2013 |
| Victor Sang Tawn | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Cuso Financial Services, L.P. other | Other | Nov 11, 2013 | Oct 14, 2014 (337 d) |
| David L Ballantyne | Key Investment Services LLC other | Cuso Financial Services, L.P. other | Other | Nov 7, 2013 | Oct 28, 2013 |
| Andrew Vito Maniaci | Spc other | Cuso Financial Services, L.P. other | Other | Oct 14, 2013 | Oct 24, 2013 |
| Logan Scofield Lepe | Essex National Securities, Inc. other | Cuso Financial Services, L.P. other | Other | Oct 2, 2013 | Oct 8, 2013 |
| John Jacobson | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Cuso Financial Services, L.P. other | Other | Sep 9, 2013 | Sep 9, 2013 |
| Tiffany Elizabeth Clark | Morgan Stanley wirehouse | Cuso Financial Services, L.P. other | Other | Sep 4, 2013 | Aug 21, 2013 |