| Jason Lee Mccaleb | Waddell & Reed other | Private Advisor Group, LLC other | Other | Jul 29, 2013 | Aug 5, 2013 |
| Steven Blaine Cunningham | Vsr Advisory Services other | Private Advisor Group, LLC BD affiliated | Other | Jul 29, 2013 | Sep 19, 2023 (3704 d) |
| Robert James Ellis | LPL Financial LLC other | Private Advisor Group, LLC other | Other | Jul 26, 2013 | Aug 6, 2013 |
| Christopher Anthony Rondinelli | Waddell & Reed other | Private Advisor Group, LLC other | Other | Jul 22, 2013 | Jul 22, 2013 |
| Randall Carroll Gillespie | Concourse Financial Group Advisors other | Private Advisor Group, LLC other | Other | Jul 17, 2013 | Jul 2, 2013 |
| Gary Michael Pryka | Strategic Advisers LLC national BD | Private Advisor Group, LLC other | Other | Jul 10, 2013 | Aug 19, 2013 (40 d) |
| Ana Maria Salas | Concourse Financial Group Advisors other | Private Advisor Group, LLC other | Other | Jul 10, 2013 | Jul 2, 2013 |
| Amy Jo Bouchie | Ameriprise Financial Services, LLC national BD | Private Advisor Group, LLC other | Other | Jul 2, 2013 | May 21, 2013 |
| Anne Huth | Gwn Securities Inc. other | Private Advisor Group, LLC other | Other | Jul 1, 2013 | Aug 13, 2013 (43 d) |
| Traci Ann Provost | Jackson, Grant Investment Advisers, Inc. other | Private Advisor Group, LLC other | Other | Jun 22, 2013 | Aug 7, 2013 (46 d) |
| Robert Adam Wiswell | Morgan Stanley wirehouse | Private Advisor Group, LLC other | Other | Jun 18, 2013 | Jul 31, 2013 (43 d) |
| Mark Joseph Byelich | LPL Financial LLC other | Private Advisor Group, LLC other | Other | Jun 14, 2013 | Feb 14, 2012 |
| Michael William Coffey | Pnc Wealth Management other | Private Advisor Group, LLC other | Other | Jun 3, 2013 | Jun 3, 2013 |
| Glenn S Dydak | Pnc Wealth Management other | Private Advisor Group, LLC other | Other | Jun 3, 2013 | Jun 14, 2013 |
| Richard B Shuster | Voya Financial Advisors, Inc. other | Private Advisor Group, LLC other | Other | May 13, 2013 | May 14, 2013 |
| David Joseph Tushingham | Voya Financial Advisors, Inc. other | Private Advisor Group, LLC other | Other | May 13, 2013 | May 16, 2013 |
| Daniel Martin Ciez | Waddell & Reed other | Private Advisor Group, LLC other | Other | May 8, 2013 | May 20, 2013 |
| Timothy Ray Pollard | LPL Financial LLC other | Private Advisor Group, LLC other | Other | May 8, 2013 | May 8, 2013 |
| William Stark Mcneer | LPL Financial LLC other | Private Advisor Group, LLC other | Other | May 8, 2013 | May 8, 2013 |
| Anthony Joseph Marino | LPL Financial LLC other | Private Advisor Group, LLC other | Other | Apr 24, 2013 | Nov 8, 2011 |
| Richard Austin Pond | Morgan Stanley wirehouse | Private Advisor Group, LLC other | Other | Apr 12, 2013 | Mar 28, 2013 |
| Isaac Robert Cockfield | Regal Investment Advisors LLC other | Private Advisor Group, LLC other | Other | Apr 2, 2013 | Jul 10, 2015 (829 d) |
| Donald Joseph Savino | LPL Financial LLC other | Private Advisor Group, LLC other | Other | Mar 28, 2013 | Aug 8, 2012 |
| Frank Robert Euvino | UBS Financial Services Inc. wirehouse | Private Advisor Group, LLC other | Other | Mar 27, 2013 | Mar 19, 2013 |
| Debra Helen Taylor | LPL Financial LLC other | Private Advisor Group, LLC other | Other | Mar 27, 2013 | Jul 7, 2011 |
| Michael David Mason | LPL Financial LLC other | Private Advisor Group, LLC other | Other | Mar 27, 2013 | Aug 8, 2012 |
| Joseph Barbara | UBS Financial Services Inc. wirehouse | Private Advisor Group, LLC other | Other | Mar 27, 2013 | Mar 22, 2013 |
| Russell Gerard Nieland | Robert W. Baird & Co. Incorporated other | Private Advisor Group, LLC other | Other | Mar 12, 2013 | Mar 1, 2013 |
| Kandace Lynette Gordy | Robert W. Baird & Co. Incorporated other | Private Advisor Group, LLC other | Other | Mar 12, 2013 | Mar 1, 2013 |
| Gregg Robert Manis | Strategic Advisers LLC national BD | Private Advisor Group, LLC other | Other | Mar 11, 2013 | Mar 18, 2013 |
| James Allen Valis | Strategic Advisers LLC national BD | Private Advisor Group, LLC other | Other | Mar 11, 2013 | Mar 18, 2013 |
| David Wayne Verhille | Sunset Financial Services, Inc. other | Private Advisor Group, LLC other | Other | Mar 1, 2013 | Mar 4, 2013 |
| Kevin Joseph Welu | Berthel Fisher & Company Financial Services, Inc. other | Private Advisor Group, LLC other | Other | Mar 1, 2013 | Mar 1, 2013 |
| James Bode | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Private Advisor Group, LLC other | Other | Feb 21, 2013 | Feb 20, 2013 |
| Benjamin W Beck | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Private Advisor Group, LLC other | Other | Feb 21, 2013 | Feb 20, 2013 |
| Christopher George Groeber | Ameriprise Financial Services, LLC national BD | Private Advisor Group, LLC other | Other | Feb 13, 2013 | Feb 8, 2013 |
| Michael Paul Wicks | Fifth Third Securities, Inc. other | Private Advisor Group, LLC BD affiliated | Other | Feb 8, 2013 | Oct 25, 2023 (3911 d) |
| Hubert Anthony Ross | First Command Financial Planning, Inc. other | Private Advisor Group, LLC other | Other | Jan 15, 2013 | Dec 19, 2012 |
| John William Murphy | J.P. Morgan Securities LLC wirehouse | Private Advisor Group, LLC other | Other | Jan 4, 2013 | Mar 18, 2013 (73 d) |
| Joseph David Battaglini | Avantax Advisory Services other | Private Advisor Group, LLC other | Other | Jan 4, 2013 | Dec 17, 2012 |
| Scot Andrew Millen | Stratos Wealth Partners, Ltd other | Private Advisor Group, LLC other | Other | Dec 31, 2012 | Nov 30, 2012 |
| Nancy Ann Briguglio | Stratos Wealth Partners, Ltd other | Private Advisor Group, LLC other | Other | Dec 31, 2012 | Nov 30, 2012 |
| D. G. (Chip) Kensinger | RBC Capital Markets, LLC national BD | Private Advisor Group, LLC other | Other | Dec 21, 2012 | Dec 21, 2012 |
| Neal Anthony Mcgrath | Ameriprise Financial Services, LLC national BD | Private Advisor Group, LLC other | Other | Dec 21, 2012 | Dec 19, 2012 |
| Thomas Scott Brown | Ameriprise Financial Services, LLC national BD | Private Advisor Group, LLC other | Other | Dec 21, 2012 | Dec 19, 2012 |
| Thomas A. Cavaliere | Ameriprise Financial Services, LLC national BD | Private Advisor Group, LLC other | Other | Dec 21, 2012 | Dec 17, 2012 |
| Justin Nicholson Kensinger | RBC Capital Markets, LLC national BD | Private Advisor Group, LLC other | Other | Dec 20, 2012 | Dec 19, 2012 |
| John Patrick Countryman | Raymond James & Associates, Inc. national BD | Private Advisor Group, LLC other | Other | Dec 19, 2012 | Dec 19, 2012 |
| Scott Alton Ueckert | Concourse Financial Group Advisors other | Private Advisor Group, LLC other | Other | Dec 19, 2012 | Nov 30, 2012 |
| Bryan Gilbert Kelly | Concourse Financial Group Advisors other | Private Advisor Group, LLC other | Other | Dec 19, 2012 | Nov 30, 2012 |
| William Joseph Schorp | Concourse Financial Group Advisors other | Private Advisor Group, LLC other | Other | Dec 19, 2012 | Nov 30, 2012 |
| Christopher David Knight | LPL Financial LLC other | Private Advisor Group, LLC other | Other | Dec 18, 2012 | Jan 30, 2013 (43 d) |
| Robert Daniel Anderson | New England Securities Corporation other | Private Advisor Group, LLC other | Other | Dec 17, 2012 | Dec 18, 2012 |
| Jeffrey Alan Phillips | Wells Fargo Advisors wirehouse | Private Advisor Group, LLC other | Other | Dec 14, 2012 | Dec 21, 2012 |
| Thomas J Levy | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Private Advisor Group, LLC other | Other | Dec 12, 2012 | Jan 4, 2013 |
| Louis Joseph Butera | Cuna Brokerage Services, Inc. other | Private Advisor Group, LLC other | Other | Dec 11, 2012 | Feb 22, 2018 (1899 d) |
| Adam Bernard Strouse | Cambridge Investment Research Advisors, Inc. other | Private Advisor Group, LLC other | Other | Nov 30, 2012 | Nov 9, 2012 |
| Linda Louise Borst | LPL Financial LLC other | Private Advisor Group, LLC other | Other | Nov 29, 2012 | Aug 23, 2012 |
| Daniel Matthew Polizzano | Morgan Stanley wirehouse | Private Advisor Group, LLC other | Other | Nov 29, 2012 | Nov 21, 2012 |
| Nicholas Randall Sangermano | Commonwealth Financial Network national BD | Private Advisor Group, LLC other | Other | Nov 29, 2012 | Dec 6, 2012 |