Arrivals at Osaic Institutions, Inc.

808 moves

Advisor	From	To	Type	Left	Registered
Vincent Nicholas Martino	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Osaic Institutions, Inc. other	Other	Dec 11, 2012	Jan 16, 2013 (36 d)
Allen Dale Smith	LPL Financial LLC other	Osaic Institutions, Inc. other	Other	Nov 15, 2012	Dec 13, 2012
William Stanley Campbell	LPL Financial LLC other	Osaic Institutions, Inc. other	Other	Nov 9, 2012	Nov 6, 2012
Daniel Brian Smith	Pnc Wealth Management other	Osaic Institutions, Inc. other	Other	Oct 4, 2012	Oct 17, 2012
Clayton Robert Benway	Lucia Capital Group other	Osaic Institutions, Inc. BD affiliated	Other	Oct 4, 2012	Oct 31, 2022 (3679 d)
David A Yaffee	People'S Securities, Inc. other	Osaic Institutions, Inc. other	Other	Oct 1, 2012	Sep 28, 2012
James Baglini	Ameriprise Financial Services, LLC national BD	Osaic Institutions, Inc. other	Other	Sep 19, 2012	Sep 9, 2014 (720 d)
Frederick C. Brose	LPL Financial LLC other	Osaic Institutions, Inc. other	Other	Sep 18, 2012	Nov 15, 2012 (58 d)
Angie Elizabeth Waters	LPL Financial LLC other	Osaic Institutions, Inc. other	Other	Sep 13, 2012	Jul 2, 2012
Lance Wayne Roe	Fifth Third Securities, Inc. other	Osaic Institutions, Inc. other	Other	Sep 6, 2012	Oct 3, 2012
Eric Jose Garcia	Essex National Securities, Inc. other	Osaic Institutions, Inc. other	Other	Aug 30, 2012	Mar 13, 2017 (1656 d)
Nickles Gregory Spryn	Chesapeake Wealth Management other	Osaic Institutions, Inc. other	Other	Aug 21, 2012	Nov 20, 2012 (91 d)
Rafiq Austin Wiley	Invest Financial Corporation other	Osaic Institutions, Inc. BD affiliated	Other	Aug 20, 2012	Mar 7, 2023 (3851 d)
Adam Eliot Truitt	Sorrento Pacific Financial, LLC other	Osaic Institutions, Inc. other	Other	Jul 18, 2012	Jul 18, 2012
Thomas David Mckeon	Citizens Securities, Inc. other	Osaic Institutions, Inc. other	Other	Jul 9, 2012	Jul 10, 2012
Michael Aaron Heroux	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Osaic Institutions, Inc. other	Other	Jun 4, 2012	May 15, 2012
Luke Robichaud	Cleararc Capital, Inc. other	Osaic Institutions, Inc. other	Other	May 10, 2012	Dec 23, 2013 (592 d)
Georgeanne Graydon Aist	Pnc Wealth Management other	Osaic Institutions, Inc. other	Other	May 4, 2012	May 11, 2012
George Thomas Haskins	LPL Financial LLC other	Osaic Institutions, Inc. other	Other	Apr 5, 2012	Apr 2, 2012
Michelle Lee Cooper-Mcnally	Mutual Of Omaha Investor Services, Inc. no RAUM	Osaic Institutions, Inc. other	Other	Feb 24, 2012	Feb 22, 2012
Paul Richard Coggins	Sii Investments, Inc. other	Osaic Institutions, Inc. other	Other	Feb 13, 2012	Feb 10, 2012
Bethany Anne Dever	Citizens Securities, Inc. other	Osaic Institutions, Inc. other	Other	Jan 24, 2012	Feb 6, 2012
Stephen John Koorey	Pnc Wealth Management other	Osaic Institutions, Inc. other	Other	Jan 3, 2012	Jun 4, 2012 (153 d)
Nicholas Alexander Wychocki	Commonwealth Financial Network national BD	Osaic Institutions, Inc. other	Other	Dec 31, 2011	Feb 8, 2012 (39 d)
Gregory Brian Paine	Morgan Stanley wirehouse	Osaic Institutions, Inc. other	Other	Dec 12, 2011	Nov 28, 2011
Jeffery Scott Bracewell	Wells Fargo Advisors wirehouse	Osaic Institutions, Inc. other	Other	Dec 8, 2011	Apr 14, 2012 (128 d)
Patrick George Rehm	Uvest Financial Services Group, Inc. unclassified	Osaic Institutions, Inc. other	Other	Nov 16, 2011	Oct 18, 2011
Clay Everett Bell	Edward Jones national BD	Osaic Institutions, Inc. other	Other	Oct 31, 2011	Nov 2, 2011
Gary Todd Cooper	Pnc Wealth Management other	Osaic Institutions, Inc. other	Other	Oct 27, 2011	Nov 10, 2011
Cristine Joan Furey	Uvest Financial Services Group, Inc. unclassified	Osaic Institutions, Inc. other	Other	Oct 20, 2011	Oct 18, 2011
Dow William Lindholm	Uvest Financial Services Group, Inc. unclassified	Osaic Institutions, Inc. other	Other	Oct 20, 2011	Oct 18, 2011
Joshua David Forkey	Wells Fargo Advisors wirehouse	Osaic Institutions, Inc. other	Other	Oct 19, 2011	Feb 14, 2012 (118 d)
Nicholas Schmitt	Uvest Financial Services Group, Inc. unclassified	Osaic Institutions, Inc. other	Other	Oct 14, 2011	Oct 12, 2011
Chad Allen Bell	Uvest Financial Services Group, Inc. unclassified	Osaic Institutions, Inc. other	Other	Oct 14, 2011	Oct 17, 2011
David Neyland Alford	Uvest Financial Services Group, Inc. unclassified	Osaic Institutions, Inc. other	Other	Sep 21, 2011	Sep 27, 2011
William Herman Hopkins	Uvest Financial Services Group, Inc. unclassified	Osaic Institutions, Inc. other	Other	Sep 15, 2011	Sep 6, 2011
Frank Cleveland Jones	Uvest Financial Services Group, Inc. unclassified	Osaic Institutions, Inc. other	Other	Sep 15, 2011	Sep 6, 2011
Rickey Dale Hughes	Uvest Financial Services Group, Inc. unclassified	Osaic Institutions, Inc. other	Other	Sep 15, 2011	Sep 6, 2011
Corey Davis Quattlebaum	Uvest Financial Services Group, Inc. unclassified	Osaic Institutions, Inc. other	Other	Sep 15, 2011	Sep 6, 2011
Angela Harrell Futrell	Uvest Financial Services Group, Inc. unclassified	Osaic Institutions, Inc. other	Other	Sep 15, 2011	Sep 6, 2011
Mark Joseph Zakoski	Uvest Financial Services Group, Inc. unclassified	Osaic Institutions, Inc. other	Other	Aug 29, 2011	Aug 23, 2011
Ronald Douglas Coltrane Jr	Invest Financial Corporation other	Osaic Institutions, Inc. other	Other	Aug 17, 2011	Aug 30, 2011
Nathan Joseph Rego	Morgan Stanley wirehouse	Osaic Institutions, Inc. other	Other	Aug 17, 2011	Feb 1, 2012 (168 d)
Cara Solimine Rhodes	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Osaic Institutions, Inc. other	Other	Aug 5, 2011	Dec 5, 2011 (122 d)
William Bruce Floyd	Uvest Financial Services Group, Inc. unclassified	Osaic Institutions, Inc. other	Other	Jul 18, 2011	Jul 26, 2011
Troy Fredrick Sterba	LPL Financial LLC other	Osaic Institutions, Inc. other	Other	Jul 7, 2011	Sep 23, 2011 (78 d)
Stephen Dakin Pattison	Bb&T Investment Services, Inc. no RAUM	Osaic Institutions, Inc. other	Other	Jun 30, 2011	Oct 3, 2012 (461 d)
Arthur Garofalo	Osaic Wealth, Inc. other	Osaic Institutions, Inc. other	Other	Jun 27, 2011	Jun 23, 2011
Mary Jean Robbins	New England Securities Corporation other	Osaic Institutions, Inc. other	Other	Jun 22, 2011	Jun 27, 2011
James Carroll Richardson	Uvest Financial Services Group, Inc. unclassified	Osaic Institutions, Inc. other	Other	Jun 10, 2011	Jun 7, 2011
James Thomas Ziebarth	Capital Financial Services, Inc. other	Osaic Institutions, Inc. other	Other	Jun 1, 2011	Jun 9, 2011
John Charles Salvaggio	Marblehead Capital, LLC unclassified	Osaic Institutions, Inc. other	Other	Apr 6, 2011	May 2, 2011
Jermaine Curtis Matthews	Chase Investment Services Corp. other	Osaic Institutions, Inc. BD affiliated	Other	Feb 15, 2011	Aug 12, 2021 (3831 d)
John Robert Bond	Uvest Financial Services Group, Inc. unclassified	Osaic Institutions, Inc. other	Other	Feb 9, 2011	Feb 10, 2011
John Paul Kinney	Waddell & Reed other	Osaic Institutions, Inc. BD affiliated	Other	Dec 31, 2010	May 22, 2020 (3430 d)
John Paul Palen	Edward Jones national BD	Osaic Institutions, Inc. other	Other	Dec 3, 2010	Dec 9, 2010
Thomas Michael Burke	Investment Professionals, Inc. other	Osaic Institutions, Inc. other	Other	Nov 17, 2010	Nov 18, 2010
Mark Narrell	Valic Financial Advisors, Inc. other	Osaic Institutions, Inc. other	Other	Oct 20, 2010	Oct 6, 2010
Darla Lynn Leblanc	Uvest Financial Services Group, Inc. unclassified	Osaic Institutions, Inc. other	Other	Oct 12, 2010	Oct 12, 2010
Steven Christopher Phipps	Uvest Financial Services Group, Inc. unclassified	Osaic Institutions, Inc. other	Other	Oct 12, 2010	Oct 8, 2010

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