| Byron Richard Smith | Td Ameritrade Investment Management, LLC other | Cuso Financial Services, L.P. other | Other | Apr 20, 2009 | Apr 20, 2009 |
| Joseph Daniel Murphy | The Mutual Fund Store unclassified | Cuso Financial Services, L.P. other | Other | Apr 17, 2009 | Jul 30, 2009 (104 d) |
| Brad Michael Decker | Edward Jones national BD | Cuso Financial Services, L.P. other | Other | Apr 6, 2009 | Sep 1, 2010 (513 d) |
| Quang Thi Phan | Banc Of America Investment Services, Inc. unclassified | Cuso Financial Services, L.P. other | Other | Apr 2, 2009 | Apr 2, 2009 |
| Kristen Marie Dunder | U.S. Bancorp Investments, Inc. other | Cuso Financial Services, L.P. other | Other | Mar 17, 2009 | Oct 12, 2009 (209 d) |
| Adelbert Francis Duffy | UBS Financial Services Inc. wirehouse | Cuso Financial Services, L.P. other | Other | Mar 17, 2009 | Mar 24, 2009 |
| Michael James Rodgers | First Trust Advisors LP other | Cuso Financial Services, L.P. other | Other | Feb 24, 2009 | May 7, 2009 (72 d) |
| Timothy Mark Scholten | Huntington Financial Advisors other | Cuso Financial Services, L.P. other | Other | Feb 23, 2009 | Oct 28, 2011 (977 d) |
| Cathy Ann Jackson | Woodbury Financial Services, Inc. other | Cuso Financial Services, L.P. other | Other | Feb 3, 2009 | Feb 3, 2009 |
| Donald Lee Fitzsimmons | Securities America Advisors, Inc. other | Cuso Financial Services, L.P. other | Other | Jan 13, 2009 | Jun 8, 2010 (511 d) |
| Caroline Helen Georgiadis | Raymond James Financial Services, Inc. unclassified | Cuso Financial Services, L.P. other | Other | Jan 2, 2009 | Jan 15, 2009 |
| Denney R Domantay | LPL Financial LLC other | Cuso Financial Services, L.P. other | Other | Dec 26, 2008 | Dec 23, 2008 |
| Stephen Lo | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Cuso Financial Services, L.P. other | Other | Dec 22, 2008 | Mar 11, 2009 (79 d) |
| Arlis Bernard Ortman | UBS Financial Services Inc. wirehouse | Cuso Financial Services, L.P. other | Other | Dec 8, 2008 | Apr 25, 2014 (1964 d) |
| Michael Robert Gennawey | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Cuso Financial Services, L.P. other | Other | Dec 5, 2008 | Jun 3, 2009 (180 d) |
| James Arthur Simpson | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Cuso Financial Services, L.P. other | Other | Dec 2, 2008 | Mar 13, 2009 (101 d) |
| Kenneth Dean Quiat | Wells Fargo Investments, LLC unclassified | Cuso Financial Services, L.P. other | Other | Dec 1, 2008 | Dec 3, 2008 |
| Stephen James Landersman | Cetera Advisor Networks LLC other | Cuso Financial Services, L.P. other | Other | Oct 23, 2008 | Oct 20, 2008 |
| Lori Anne Mondello | Equitable Advisors, LLC national BD | Cuso Financial Services, L.P. other | Other | Oct 17, 2008 | Nov 7, 2008 |
| Jennifer Alice Harris | Northwestern Mutual Investment Services,LLC other | Cuso Financial Services, L.P. other | Other | Sep 23, 2008 | Oct 1, 2008 |
| Emmanuel Pablo | Countrywide Investment Services, Inc. unclassified | Cuso Financial Services, L.P. other | Other | Sep 3, 2008 | Nov 6, 2008 (64 d) |
| Clinton Robert Smedley | Vanguard Advisers, Inc. other | Cuso Financial Services, L.P. other | Other | Aug 29, 2008 | Apr 3, 2009 (217 d) |
| Stephanie E. Gudka | Countrywide Investment Services, Inc. unclassified | Cuso Financial Services, L.P. other | Other | Aug 26, 2008 | Jan 12, 2009 (139 d) |
| Luzaida Vazquez Pietri | Edward Jones national BD | Cuso Financial Services, L.P. other | Other | Jul 31, 2008 | Nov 6, 2008 (98 d) |
| Geoffrey Helming Palenik | Ameriprise Financial Services, LLC national BD | Cuso Financial Services, L.P. other | Other | Jul 10, 2008 | Sep 16, 2008 (68 d) |
| Richard Stephen Seals | U.S. Bancorp Investments, Inc. other | Cuso Financial Services, L.P. other | Other | Jun 18, 2008 | Jun 16, 2008 |
| Ryan Hugh James Mcgraw | Wells Fargo Investments, LLC unclassified | Cuso Financial Services, L.P. other | Other | Jun 3, 2008 | Feb 1, 2010 (608 d) |
| Ryan Anthony Gallo | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Cuso Financial Services, L.P. other | Other | May 12, 2008 | Oct 20, 2008 (161 d) |
| Thomas J. Brunz | Edward Jones national BD | Cuso Financial Services, L.P. other | Other | May 1, 2008 | Jun 27, 2008 (57 d) |
| Carlos Enrique Caceres | U.S. Bancorp Advisors, LLC other | Cuso Financial Services, L.P. other | Other | Apr 15, 2008 | Apr 23, 2008 |
| Victor Taylor Caron | Cetera Investment Services LLC other | Cuso Financial Services, L.P. other | Other | Apr 10, 2008 | Apr 16, 2008 |
| Michael J Calandruccio | Nfp Advisor Services, LLC other | Cuso Financial Services, L.P. other | Other | Apr 8, 2008 | Apr 2, 2008 |
| Denise Michelle Zapata | Citigroup Global Markets Inc. other | Cuso Financial Services, L.P. other | Other | Mar 25, 2008 | Mar 14, 2008 |
| Jorge Christian Chain | Equitable Advisors, LLC national BD | Cuso Financial Services, L.P. other | Other | Mar 11, 2008 | Mar 18, 2008 |
| David Osborne Gillaspy | Td Ameritrade Investment Management, LLC other | Cuso Financial Services, L.P. other | Other | Jan 9, 2008 | Mar 19, 2009 (435 d) |
| David Osborne Gillaspy | Td Ameritrade, Inc. no RAUM | Cuso Financial Services, L.P. other | Other | Jan 9, 2008 | Mar 19, 2009 (435 d) |
| Kevin Dwayne Martin | LPL Financial LLC other | Cuso Financial Services, L.P. other | Other | Jan 7, 2008 | Jan 3, 2008 |
| Ralph Curtis Miller | Suntrust Investment Services, Inc. other | Cuso Financial Services, L.P. other | Other | Oct 3, 2007 | Sep 20, 2007 |
| James Clayton Mcconnell | Investment Professionals, Inc. other | Cuso Financial Services, L.P. other | Other | Sep 13, 2007 | Sep 24, 2007 |
| Robert Walter Cribbs | Edward Jones national BD | Cuso Financial Services, L.P. other | Other | Aug 29, 2007 | Sep 10, 2007 |
| Mark Wade Wierda | Ameriprise Financial Services, LLC national BD | Cuso Financial Services, L.P. other | Other | Apr 30, 2007 | May 31, 2007 (31 d) |
| Brandon James Grundy | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Cuso Financial Services, L.P. other | Other | Apr 17, 2007 | Apr 25, 2007 |
| Shuyi Kong | Wamu Investments, Inc. unclassified | Cuso Financial Services, L.P. other | Other | Apr 10, 2007 | Apr 20, 2007 |
| James Thomas Tait | Citizens Securities, Inc. other | Cuso Financial Services, L.P. other | Other | Feb 22, 2007 | Feb 12, 2007 |
| Frank Colasuono | Colonial Asset Management Inc unclassified | Cuso Financial Services, L.P. other | Other | Feb 14, 2007 | Feb 5, 2008 (356 d) |
| Scott James Walker | Wells Fargo Investments, LLC unclassified | Cuso Financial Services, L.P. other | Other | Feb 13, 2007 | Feb 13, 2007 |
| Philip James Macdonald | Mutual Service Corporation unclassified | Cuso Financial Services, L.P. other | Other | Feb 8, 2007 | Mar 5, 2007 |
| Brian Christopher Karl | Ameriprise Advisor Services, Inc. unclassified | Cuso Financial Services, L.P. other | Other | Nov 7, 2006 | Nov 2, 2006 |
| Mark Gregory Spirk | Vision Asset Management Inc unclassified | Cuso Financial Services, L.P. other | Other | Oct 19, 2006 | Nov 10, 2008 (753 d) |
| Gavin Clayton Chinn | UBS Financial Services Inc. wirehouse | Cuso Financial Services, L.P. other | Other | Sep 5, 2006 | Aug 23, 2006 |
| Carrie Lynn Foote | Commonwealth Financial Network national BD | Cuso Financial Services, L.P. other | Other | Sep 5, 2006 | Nov 1, 2006 (57 d) |
| Glenn Andrew Gardiner | Citizens Securities, Inc. other | Cuso Financial Services, L.P. other | Other | Aug 25, 2006 | Aug 21, 2006 |
| Barbara Ann Koontz | U.S. Bancorp Investments, Inc. other | Cuso Financial Services, L.P. other | Other | Jul 25, 2006 | Aug 15, 2006 |
| Steven Joe Harrell | Key Investment Services LLC other | Cuso Financial Services, L.P. other | Other | Jun 26, 2006 | Aug 3, 2006 (38 d) |
| Delores Nuamah | UBS Financial Services Inc. wirehouse | Cuso Financial Services, L.P. other | Other | May 25, 2006 | May 22, 2006 |
| Dean E Eisenbraun | Morgan Stanley Dw Inc. unclassified | Cuso Financial Services, L.P. other | Other | May 25, 2006 | Aug 16, 2006 (83 d) |
| Christopher Brandon Tavares | LPL Financial LLC other | Cuso Financial Services, L.P. other | Other | May 8, 2006 | May 8, 2006 |
| William Bryant Keith | Citigroup Global Markets Inc. other | Cuso Financial Services, L.P. other | Other | Apr 28, 2006 | Apr 28, 2006 |
| Tom Haipei Tan | Wamu Investments, Inc. unclassified | Cuso Financial Services, L.P. other | Other | Apr 25, 2006 | May 5, 2009 (1106 d) |
| Joseph Earl Long | Securian Financial Services, Inc. other | Cuso Financial Services, L.P. other | Other | Apr 19, 2006 | Apr 20, 2006 |