| Jerime Michael Mordew | First Allied Securities, Inc. other | Msi Financial Services, Inc. other | Other | Feb 18, 2004 | Nov 15, 2007 (1366 d) |
| Steven Joseph Devlin | Signator Investors, Inc. other | Msi Financial Services, Inc. other | Other | Jan 30, 2004 | Feb 2, 2004 |
| Rajiv Shah | Pruco Securities, LLC other | Msi Financial Services, Inc. other | Other | Jan 26, 2004 | Mar 3, 2004 (37 d) |
| Brett Eugene Dalton | 1717 Capital Management Company unclassified | Msi Financial Services, Inc. other | Other | Jan 20, 2004 | Jan 28, 2004 |
| Martino Mezza | A. G. Edwards & Sons, Inc. unclassified | Msi Financial Services, Inc. other | Other | Jan 9, 2004 | Jan 23, 2004 |
| Daniel Tuan Kien Loy | Citicorp Investment Services unclassified | Msi Financial Services, Inc. other | Other | Jan 5, 2004 | Sep 15, 2004 (254 d) |
| William Warren Crozier | Cincinnati Analysts, Inc other | Msi Financial Services, Inc. other | Other | Jan 2, 2004 | Dec 9, 2005 (707 d) |
| Timothy Steven Smisek | Mony Securities Corporation unclassified | Msi Financial Services, Inc. other | Other | Dec 16, 2003 | Feb 25, 2004 (71 d) |
| Harold Alvarado | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Msi Financial Services, Inc. other | Other | Dec 5, 2003 | Nov 13, 2008 (1805 d) |
| Charles Alan Wayne | Valic Financial Advisors, Inc. other | Msi Financial Services, Inc. other | Other | Dec 3, 2003 | Nov 19, 2014 (4004 d) |
| Bing C Michael | Morgan Stanley Dw Inc. unclassified | Msi Financial Services, Inc. other | Other | Dec 2, 2003 | Apr 29, 2004 (149 d) |
| Grant Wesley Armstrong | Quick & Reilly, Inc. unclassified | Msi Financial Services, Inc. other | Other | Nov 26, 2003 | Feb 23, 2004 (89 d) |
| William Joseph Feudale | Amp Asset Management, Inc. unclassified | Msi Financial Services, Inc. other | Other | Oct 21, 2003 | Aug 31, 2007 (1410 d) |
| Sang Pham Walker | Ameriprise Financial Services, LLC national BD | Msi Financial Services, Inc. other | Other | Oct 21, 2003 | Jun 21, 2004 (244 d) |
| John Daniel Sabio | Pines Financial Group, Inc. unclassified | Msi Financial Services, Inc. other | Other | Oct 10, 2003 | Oct 16, 2003 |
| John Daniel Sabio | Osaic Wealth, Inc. other | Msi Financial Services, Inc. other | Other | Oct 10, 2003 | Oct 16, 2003 |
| William Garth Edwards | Ameriprise Financial Services, LLC national BD | Msi Financial Services, Inc. other | Other | Oct 9, 2003 | Oct 9, 2003 |
| Mark Scott Ellis | UBS Financial Services Inc. wirehouse | Msi Financial Services, Inc. other | Other | Oct 2, 2003 | Oct 17, 2003 |
| Bradley Martin Underwood | Ameriprise Financial Services, LLC national BD | Msi Financial Services, Inc. other | Other | Sep 22, 2003 | Oct 25, 2004 (399 d) |
| Richard George Drisko | Ws Griffith Securities, Inc. unclassified | Msi Financial Services, Inc. other | Other | Sep 18, 2003 | Nov 25, 2003 (68 d) |
| Raquel Sue Hinman | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Msi Financial Services, Inc. other | Other | Sep 9, 2003 | Aug 10, 2004 (336 d) |
| Brenda Patricia Catugno | Wells Fargo Advisors wirehouse | Msi Financial Services, Inc. other | Other | Sep 4, 2003 | Sep 15, 2003 |
| Christina Maria Lee | Equitable Advisors, LLC national BD | Msi Financial Services, Inc. other | Other | Aug 28, 2003 | Jun 9, 2004 (286 d) |
| Craig Edmund Lytle | Equitable Advisors, LLC national BD | Msi Financial Services, Inc. other | Other | Aug 6, 2003 | Mar 3, 2004 (210 d) |
| Kirtus Gregory Brutsman | Ameriprise Financial Services, LLC national BD | Msi Financial Services, Inc. other | Other | Aug 4, 2003 | Jan 12, 2004 (161 d) |
| Timothy Don Mills | Morgan Stanley Dw Inc. unclassified | Msi Financial Services, Inc. other | Other | Aug 1, 2003 | Oct 22, 2003 (82 d) |
| Ketan B Shah | Ameriprise Financial Services, LLC national BD | Msi Financial Services, Inc. other | Other | Jul 29, 2003 | Jul 29, 2003 |
| Vincent Ross Townsend | LPL Financial LLC other | Msi Financial Services, Inc. other | Other | Jul 24, 2003 | Jul 28, 2003 |
| Kirk Michael Blaise | Quick & Reilly, Inc. unclassified | Msi Financial Services, Inc. other | Other | Jul 10, 2003 | Jul 22, 2003 |
| Richard Bruno Casolari | Re-Direct Securities Corp unclassified | Msi Financial Services, Inc. other | Other | Jul 1, 2003 | Mar 23, 2007 (1361 d) |
| Edmund Francis Bosse | Fsc Securities Corporation other | Msi Financial Services, Inc. other | Other | Jun 18, 2003 | Jul 9, 2003 |
| Robert William Quinlan | Equitable Advisors, LLC national BD | Msi Financial Services, Inc. other | Other | Jun 16, 2003 | Jun 24, 2003 |
| Linda Ann Read | Equitable Advisors, LLC national BD | Msi Financial Services, Inc. other | Other | Jun 10, 2003 | Feb 13, 2004 (248 d) |
| Stephen Andrew Serati | Osaic Wealth, Inc. other | Msi Financial Services, Inc. other | Other | Jun 9, 2003 | Mar 19, 2003 |
| Charles Clemons | Equitable Advisors, LLC national BD | Msi Financial Services, Inc. other | Other | Jun 9, 2003 | Aug 14, 2003 (66 d) |
| Michael William Lynch | Ameriprise Financial Services, LLC national BD | Msi Financial Services, Inc. other | Other | Jun 4, 2003 | Jun 4, 2003 |
| Sherman Phillip Ober | Veravest Investment Advisors, Inc. unclassified | Msi Financial Services, Inc. other | Other | May 29, 2003 | Apr 29, 2003 |
| Michael John Sheehan | Veravest Investment Advisors, Inc. unclassified | Msi Financial Services, Inc. other | Other | May 29, 2003 | Sep 15, 2004 (475 d) |
| Russell Mahan | Charles Schwab & Co., Inc. national BD | Msi Financial Services, Inc. other | Other | May 21, 2003 | May 20, 2003 |
| Harvey David Silverman | Mony Securities Corporation unclassified | Msi Financial Services, Inc. other | Other | May 13, 2003 | Jul 16, 2003 (64 d) |
| Anthony James Constantine | Signator Investors, Inc. other | Msi Financial Services, Inc. other | Other | Apr 24, 2003 | May 5, 2003 |
| Pamela Mahan Zschoche | Waddell & Reed other | Msi Financial Services, Inc. other | Other | Apr 15, 2003 | Apr 4, 2003 |
| Justin Paine | Morgan Stanley Dw Inc. unclassified | Msi Financial Services, Inc. other | Other | Apr 15, 2003 | Feb 11, 2004 (302 d) |
| Kimberly Jean Brumbaugh | Equitable Advisors, LLC national BD | Msi Financial Services, Inc. other | Other | Apr 12, 2003 | Apr 29, 2003 |
| Edgar Marvin Hawkins | Cetera Investment Advisers LLC other | Msi Financial Services, Inc. other | Other | Apr 11, 2003 | Apr 14, 2003 |
| Melissa L George | Veravest Investment Advisors, Inc. unclassified | Msi Financial Services, Inc. other | Other | Apr 11, 2003 | Apr 29, 2003 |
| Michael Reid Havlik | Waddell & Reed other | Msi Financial Services, Inc. other | Other | Mar 20, 2003 | May 12, 2003 (53 d) |
| Sean Christopher Tucker | Voya Financial Advisors, Inc. other | Msi Financial Services, Inc. other | Other | Mar 17, 2003 | May 12, 2003 (56 d) |
| Kate Cardillo Brown | Waddell & Reed other | Msi Financial Services, Inc. other | Other | Mar 13, 2003 | May 8, 2003 (56 d) |
| Richard Vernon Welch | Morgan Stanley Dw Inc. unclassified | Msi Financial Services, Inc. other | Other | Mar 10, 2003 | Mar 10, 2003 |
| Michael Owen Jones | Securian Financial Services, Inc. other | Msi Financial Services, Inc. other | Other | Mar 6, 2003 | Mar 6, 2003 |
| Peter Alan Wierenga | Morgan Stanley Dw Inc. unclassified | Msi Financial Services, Inc. other | Other | Feb 26, 2003 | Jan 29, 2004 (337 d) |
| Antonio Enrique Albistu | Veravest Investment Advisors, Inc. unclassified | Msi Financial Services, Inc. other | Other | Jan 22, 2003 | Mar 29, 2011 (2988 d) |
| Jeffrey Thomas Higgins | Equitable Advisors, LLC national BD | Msi Financial Services, Inc. other | Other | Jan 16, 2003 | Jan 31, 2003 |
| Michael Lawrence Feinstein | Invest Financial Corporation other | Msi Financial Services, Inc. other | Other | Jan 13, 2003 | Jan 13, 2003 |
| Keith Austin Madrigal | Waddell & Reed other | Msi Financial Services, Inc. other | Other | Jan 9, 2003 | Feb 5, 2004 (392 d) |
| Nicole Brielle Simpson | Morgan Stanley Dw Inc. unclassified | Msi Financial Services, Inc. other | Other | Jan 7, 2003 | Feb 24, 2003 (48 d) |
| Eric Dale Grant | Equitable Advisors, LLC national BD | Msi Financial Services, Inc. other | Other | Jan 2, 2003 | Feb 20, 2003 (49 d) |
| Paul Randall Maynor | 1717 Capital Management Company unclassified | Msi Financial Services, Inc. other | Other | Jan 2, 2003 | Dec 10, 2002 |
| Hans William Mathiak | Equitable Advisors, LLC national BD | Msi Financial Services, Inc. other | Other | Dec 31, 2002 | Dec 14, 2006 (1444 d) |