DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Mariner

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Michael FinettiUBS Financial Services Inc. wirehouseMariner BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 3, 2026Feb 19, 2026
Marcus GardnerWealth Enhancement Advisory Services, LLC BD affiliatedMariner BD affiliatedAffiliated broker-dealer or bank to anotherJan 16, 2026Feb 9, 2026
Jason Todd SkolnickFirst National Advisors LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankJan 13, 2026Jan 13, 2026
Michael Scott HebertFirst National Advisors LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankJan 13, 2026Jan 15, 2026
Alex Edward OliverFirst National Advisors LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankJan 13, 2026Jan 13, 2026
Jared PetersLPL Financial LLC BD affiliatedMariner BD affiliatedAffiliated broker-dealer or bank to anotherJan 13, 2026Jan 21, 2026
Joseph CurranFirst National Advisors LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankJan 13, 2026Jan 13, 2026
Michael Patrick DoyleCookson Peirce Wealth Management independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankJan 8, 2026Jan 6, 2026
Kurt Arthur SchindlerMariner Wealth Advisors independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankJan 6, 2026Jan 6, 2026
Andrew Blade ThompsonTruepoint, Inc. independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankJan 6, 2026Jan 12, 2026
Garrett Scott HawkinsEmpower Advisory Group, LLC BD affiliatedMariner BD affiliatedAffiliated broker-dealer or bank to anotherJan 6, 2026Jan 16, 2026
Drew Erich MullarkeyCapital Client Group, Inc. no RAUMMariner BD affiliatedOtherJan 6, 2026Jan 15, 2026
Kyle Frederick BeckhusenStrava Wealth independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankJan 3, 2026Jan 6, 2026
Adam Koebele WrightStrava Wealth independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankJan 3, 2026Jan 6, 2026
Michael Levon DanielsSequoia Financial Group, L.L.C. independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankDec 26, 2025Dec 10, 2025
Ryan Lewis MaddexGlobal Retirement Partners LLC institutionalMariner BD affiliatedOtherDec 23, 2025Jan 30, 2026 (38 d)
Michael SyerCerity Partners LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankDec 11, 2025Dec 10, 2025
Joel Antonio RomeroFisher\Smb institutionalMariner BD affiliatedOtherDec 9, 2025Dec 17, 2025
Zachary BullardOne Capital Management, LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankDec 9, 2025Jun 29, 2026 (202 d)
Amelia Katherine PenkiunasJ.P. Morgan Securities LLC wirehouseMariner BD affiliatedWirehouse to affiliated broker-dealer or bankDec 3, 2025Aug 25, 2026 (265 d)
Samuel Vasquez GaetaDefined Financial Planning LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankNov 26, 2025Nov 4, 2025
Brianna Nicole HasbrookDefined Financial Planning LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankNov 26, 2025Nov 4, 2025
Christopher Luke KnauthCanvas Wealth Advisors, LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankNov 20, 2025Sep 3, 2026 (287 d)
Michael Leroy RoasaUltra Financial Partners unclassifiedMariner BD affiliatedOtherNov 20, 2025Oct 10, 2025
Hayden Lee VanoverPeak American Investment Advisors, Inc. independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankNov 18, 2025Feb 12, 2026 (86 d)
Gilbert Raleigh CassagnePrime Capital Financial mixed wealthMariner BD affiliatedRIA to affiliated broker-dealer or bankNov 4, 2025Nov 17, 2025
Jeffrey Lee Ou BatyExencial Wealth Advisors independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankOct 29, 2025Jan 9, 2026 (72 d)
Chauncey Jordan PickeringDba Upal Or United Professionals Assoc. Ltd. state registeredMariner BD affiliatedOtherOct 28, 2025Oct 28, 2025
Hugo Cesar MerazUltra Financial Partners unclassifiedMariner BD affiliatedOtherOct 21, 2025Oct 3, 2025
Simon Mitchell MoranUltra Financial Partners unclassifiedMariner BD affiliatedOtherOct 21, 2025Oct 6, 2025
Jack HermanFbl Wealth Management, LLC BD affiliatedMariner BD affiliatedAffiliated broker-dealer or bank to anotherOct 20, 2025Oct 27, 2025
Timothy M SweeneyNorthwestern Mutual Investment Services,LLC no RAUMMariner BD affiliatedOtherOct 14, 2025Oct 31, 2025
Jeffrey Eaton HoughForte Capital LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankOct 1, 2025Sep 11, 2025
Richard Brent NathanForte Capital LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankOct 1, 2025Sep 4, 2025
Christopher Baehne MarvinForte Capital LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankOct 1, 2025Sep 23, 2025
Dennis Elmer LohouseForte Capital LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankOct 1, 2025Sep 3, 2025
Edmond David SheidlowerForte Capital LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankOct 1, 2025Sep 3, 2025
Christopher Anthony CardaliForte Capital LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankOct 1, 2025Sep 8, 2025
Larry Howard RabinowitzForte Capital LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankOct 1, 2025Sep 5, 2025
Sonu JoharForte Capital LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankOct 1, 2025Sep 3, 2025
David William HenionForte Capital LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankOct 1, 2025Sep 4, 2025
Barbara Sayers BensinkForte Capital LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankOct 1, 2025Sep 2, 2025
Michael Joseph GarziForte Capital LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankOct 1, 2025Sep 5, 2025
Marcin Piotr CiolekForte Capital LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankOct 1, 2025Sep 5, 2025
Geoffrey Thomas WatersAlpha Cubed Investments, LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankSep 26, 2025Oct 7, 2025
Cullen L ParkerArvest Wealth Management independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankSep 18, 2025Sep 17, 2025
Nicholas Steven HenglDalewood Wealth Management, LLC unclassifiedMariner BD affiliatedOtherSep 17, 2025Sep 17, 2025
Brendan Mark DennisAdams Wealth Advisors independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankSep 16, 2025Sep 16, 2025
Sheldon J BlackFranklin, Parlapiano, Turner & Welch LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankSep 16, 2025Sep 19, 2025
Catherine Michelle AndersonEncompass More Asset Management LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankSep 15, 2025Oct 3, 2025
Daniel Charles HauschildValley Wealth Managers, Inc. independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankAug 27, 2025Aug 12, 2025
Noah KoremanKey Investment Services LLC BD affiliatedMariner BD affiliatedAffiliated broker-dealer or bank to anotherAug 20, 2025Aug 20, 2025
Rehan ChaudhryMariner Independent independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankAug 19, 2025Aug 21, 2025
Jorge Armando SorianoMariner Independent independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankAug 19, 2025Aug 6, 2025
Gordon Thompson FraterDrake & Associates, LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankAug 18, 2025Oct 30, 2025 (73 d)
Edward MeyerCharles Schwab & Co., Inc. national BDMariner BD affiliatedAffiliated broker-dealer or bank to anotherAug 16, 2025Feb 20, 2026 (188 d)
Alexander Kai KruegerDunnavan & Co. independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankAug 12, 2025Sep 25, 2025 (44 d)
Adam Joseph SimoncelliCerity Partners LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankAug 5, 2025Aug 11, 2025
Kaleb Anthony FontenotMariner Independent independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankJul 18, 2025Jul 31, 2025
Daniel Francis FlanaganEmpower Advisory Group, LLC BD affiliatedMariner BD affiliatedAffiliated broker-dealer or bank to anotherJul 16, 2025Nov 26, 2025 (133 d)
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886 moves match.