Arrivals at Dempsey Lord Smith, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Lauren Skidmore Ivester	Morgan Stanley wirehouse	Dempsey Lord Smith, LLC independent RIA	Wirehouse to independent RIA	Jul 31, 2015	Aug 9, 2021 (2201 d)
Jeffrey David Rickett	Suntrust Investment Services, Inc. other	Dempsey Lord Smith, LLC other	Other	Jul 2, 2015	Jul 13, 2015
David Mark Garner	LPL Financial LLC other	Dempsey Lord Smith, LLC other	Other	Jun 25, 2015	Jul 1, 2015
Robert James Maranghi	Resource Horizons Investment Advisory, Inc. other	Dempsey Lord Smith, LLC other	Other	Dec 31, 2014	Feb 4, 2015 (35 d)
Rajesh C Jyotishi	Resource Horizons Investment Advisory, Inc. other	Dempsey Lord Smith, LLC other	Other	Dec 31, 2014	Jan 7, 2015
Clark Harris Weeks	Resource Horizons Investment Advisory, Inc. other	Dempsey Lord Smith, LLC other	Other	Dec 31, 2014	Nov 3, 2014
James Mark Maddox	Monticello Investment Services, Inc. other	Dempsey Lord Smith, LLC other	Other	Nov 25, 2014	Dec 16, 2014
William Stuart Finnie	Resource Horizons Investment Advisory, Inc. other	Dempsey Lord Smith, LLC other	Other	Nov 6, 2014	Oct 30, 2014
Timothy Patrick Ohayer	Bb&T Investment Services, Inc. no RAUM	Dempsey Lord Smith, LLC other	Other	Dec 31, 2013	May 2, 2017 (1218 d)
William Henry Morgan	Stratos Wealth Partners, Ltd other	Dempsey Lord Smith, LLC independent RIA	Other	Oct 1, 2013	Aug 14, 2018 (1778 d)
Danielle L Rouseau	Concourse Financial Group Advisors other	Dempsey Lord Smith, LLC other	Other	Jul 17, 2013	Jul 17, 2013
Michael K Argo	MML Investors Services, LLC other	Dempsey Lord Smith, LLC other	Other	Jun 5, 2013	Jun 7, 2013
Kevin Charles Webb	Nationwide Investment Advisors, LLC other	Dempsey Lord Smith, LLC other	Other	May 3, 2013	May 30, 2013
Ruth Denise Goldstein	Peak Wealth Group LLC state registered	Dempsey Lord Smith, LLC other	Other	Nov 14, 2012	Dec 14, 2012
Gregory Gaston Gibson	Park Avenue Securities LLC other	Dempsey Lord Smith, LLC other	Other	Jun 20, 2012	Sep 5, 2012 (77 d)
Michelle Marie Martin-Yoder	Cantella & Co., Inc. other	Dempsey Lord Smith, LLC other	Other	Mar 7, 2012	Feb 22, 2012
Ralph Bond	Securian Financial Services, Inc. other	Dempsey Lord Smith, LLC other	Other	Dec 12, 2011	Aug 8, 2013 (605 d)
Timothy Patrick Ohayer	Principal Securities, Inc. other	Dempsey Lord Smith, LLC other	Other	Sep 27, 2011	May 23, 2012 (239 d)
Jonathan Perry Gossett	Ameriprise Financial Services, LLC national BD	Dempsey Lord Smith, LLC other	Other	Apr 25, 2011	May 19, 2011
Thomas Edgar Greene	Liberty Street Capital, LLC state registered	Dempsey Lord Smith, LLC other	Other	Dec 31, 2009	Sep 9, 2009
Mark Morelle Headrick	RBC Capital Markets, LLC national BD	Dempsey Lord Smith, LLC other	Other	Dec 11, 2009	Dec 1, 2009
Duvan Ledbetter Brock	Ameriprise Financial Services, LLC national BD	Dempsey Lord Smith, LLC other	Other	Aug 25, 2009	Aug 26, 2009
Jerry Lee Parrish	Edward Jones national BD	Dempsey Lord Smith, LLC other	Other	Aug 12, 2009	Aug 19, 2009
Clarence Edmund Blanton	Thrivent Investment Management Inc. other	Dempsey Lord Smith, LLC independent RIA	Other	Apr 14, 2008	Jan 24, 2025 (6129 d)
Ernest Liddell Smith	Raymond James Financial Services, Inc. unclassified	Dempsey Lord Smith, LLC other	Other	May 21, 2007	Mar 20, 2007
John Hayward Lord	Raymond James Financial Services, Inc. unclassified	Dempsey Lord Smith, LLC other	Other	Nov 13, 2003	Mar 20, 2007 (1223 d)

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86 moves match.