DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at International Assets Investment Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Mark Julius PotocsnyMorgan Stanley wirehouseInternational Assets Investment Management, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankMay 14, 2021Aug 17, 2021 (95 d)
Stephen Thomas PavlichOsaic Fa, Inc. BD affiliatedInternational Assets Investment Management, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMar 29, 2021Aug 16, 2021 (140 d)
Danny David KominskiJ.P. Morgan Securities LLC wirehouseInternational Assets Investment Management, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankMar 25, 2021Apr 20, 2021
Frank CarboneWells Fargo Advisors wirehouseInternational Assets Investment Management, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankMar 10, 2021May 17, 2021 (68 d)
John Patrick MillerMorgan Stanley wirehouseInternational Assets Investment Management, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankNov 30, 2020Apr 12, 2021 (133 d)
Eilesia Kepper DixonLPL Financial LLC BD affiliatedInternational Assets Investment Management, LLC BD affiliatedAffiliated broker-dealer or bank to anotherNov 27, 2020Jan 12, 2021 (46 d)
Kevin Daniel BarlettaOsaic Wealth, Inc. BD affiliatedInternational Assets Investment Management, LLC BD affiliatedAffiliated broker-dealer or bank to anotherNov 13, 2020Nov 17, 2021 (369 d)
Michael Gaetano O'NeilPatriot Wealth Strategies, LLC no RAUMInternational Assets Investment Management, LLC BD affiliatedOtherNov 6, 2020Nov 25, 2020
Austin Leonard Metcalfe ThielenA.G.P / Alliance Global Partners independent RIAInternational Assets Investment Management, LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 6, 2020Oct 2, 2020
Jacob Saul JansenA.G.P / Alliance Global Partners independent RIAInternational Assets Investment Management, LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 5, 2020Oct 5, 2020
Janet Lynn NordquistBmo Harris Financial Advisors, Inc BD affiliatedInternational Assets Investment Management, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 27, 2020Nov 19, 2021 (480 d)
Warren Wilfred SeeleyAmeriprise Financial Services, LLC national BDInternational Assets Investment Management, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 11, 2020Sep 8, 2020 (89 d)
Theophilous Henry WoodsProspera Financial Services, Inc. independent RIAInternational Assets Investment Management, LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 23, 2020Mar 24, 2020
Todd E OdanielStrategic Wealth Investment Group, LLC independent RIAInternational Assets Investment Management, LLC BD affiliatedRIA to affiliated broker-dealer or bankFeb 11, 2020Feb 26, 2020
Cecil Allen RossLPL Financial LLC BD affiliatedInternational Assets Investment Management, LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 24, 2019Dec 16, 2019
Fred G HorrocksMML Investors Services, LLC BD affiliatedInternational Assets Investment Management, LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 18, 2019Feb 13, 2020 (57 d)
Robert Daniel SteinSb Advisory, LLC BD affiliatedInternational Assets Investment Management, LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 13, 2019Dec 18, 2019
Cesar Emilio OlivaresLPL Financial LLC BD affiliatedInternational Assets Investment Management, LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 13, 2019Dec 3, 2019
Richard Warren FleccaCetera Advisors LLC BD affiliatedInternational Assets Investment Management, LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 12, 2019Dec 6, 2019
Jay Steven SalamoneG. A. Repple & Company BD affiliatedInternational Assets Investment Management, LLC BD affiliatedAffiliated broker-dealer or bank to anotherOct 8, 2019Apr 20, 2020 (195 d)
Sean Patrick QuinnMorgan Stanley wirehouseInternational Assets Investment Management, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankSep 18, 2019Oct 16, 2019
Edward Gary BeckermanMML Investors Services, LLC BD affiliatedInternational Assets Investment Management, LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 6, 2019Sep 11, 2019 (36 d)
Alan Orlin HansenGlobal View Capital Management LLC independent RIAInternational Assets Investment Management, LLC BD affiliatedRIA to affiliated broker-dealer or bankJun 20, 2019Jun 25, 2019
Scott Wesley RossGlobal View Capital Management LLC independent RIAInternational Assets Investment Management, LLC BD affiliatedRIA to affiliated broker-dealer or bankJun 14, 2019Jul 8, 2019
Robert A LindbloomSummit Financial Group Inc BD affiliatedInternational Assets Investment Management, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 2, 2019Oct 29, 2019 (180 d)
Robert C HallIndependent Financial Group, LLC independent RIAInternational Assets Investment Management, LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 17, 2019Apr 29, 2019
Larry Glenn BoggsFirst Allied Advisory Services, Inc. BD affiliatedInternational Assets Investment Management, LLC BD affiliatedAffiliated broker-dealer or bank to anotherApr 5, 2019May 1, 2019
Andrew Van BlackwellSanctuary Advisors, LLC BD affiliatedInternational Assets Investment Management, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMar 19, 2019Mar 29, 2019
Nicholas BlackwellSanctuary Advisors, LLC BD affiliatedInternational Assets Investment Management, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMar 19, 2019Mar 15, 2019
Steven Eric EricksonLPL Financial LLC independent RIAInternational Assets Investment Management, LLC BD affiliatedRIA to affiliated broker-dealer or bankFeb 14, 2019Jan 10, 2019
David Peter ReissMorgan Stanley wirehouseInternational Assets Investment Management, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJan 29, 2019Jan 31, 2019
Cynthia A PulverGlobal View Capital Management LLC independent RIAInternational Assets Investment Management, LLC BD affiliatedRIA to affiliated broker-dealer or bankJan 9, 2019Mar 6, 2019 (56 d)
Esther KuznetzH. Beck, Inc. BD affiliatedInternational Assets Investment Management, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJan 2, 2019Jan 9, 2019
Ily Elizabeth NolenCambridge Investment Research Advisors, Inc. BD affiliatedInternational Assets Investment Management, LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 31, 2018Feb 14, 2022 (1141 d)
Ronald Patrick CameronLPL Financial LLC independent RIAInternational Assets Investment Management, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 17, 2018May 8, 2019 (142 d)
Andrew Bruce ElsofferStifel, Nicolaus & Company, Incorporated national BDInternational Assets Investment Management, LLC BD affiliatedAffiliated broker-dealer or bank to anotherNov 1, 2018Dec 21, 2018 (50 d)
Ryan Paul O'LearySandy Morris Financial & Estate Planning Services, LLC independent RIAInternational Assets Investment Management, LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 30, 2018Nov 6, 2018
Edward Joseph SchiaviSb Advisory, LLC BD affiliatedInternational Assets Investment Management, LLC BD affiliatedAffiliated broker-dealer or bank to anotherOct 11, 2018Oct 23, 2018
Russell Scott BlumTruist Advisory Services, Inc. BD affiliatedInternational Assets Investment Management, LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 13, 2018Oct 23, 2018 (40 d)
Lisa Amelia SamuelsSecurian Financial Services, Inc. BD affiliatedInternational Assets Investment Management, LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 3, 2018Aug 21, 2018
Louise Lorraine WallaceHayden Royal independent RIAInternational Assets Investment Management, LLC otherOtherJul 10, 2018Aug 28, 2017
Matthew A NovakMorgan Stanley wirehouseInternational Assets Investment Management, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJun 19, 2018Jun 25, 2018
Michael Werner KellerCetera Advisors LLC BD affiliatedInternational Assets Investment Management, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 12, 2018Apr 22, 2019 (314 d)
Jody GundersonCapital Financial Services, Inc. independent RIAInternational Assets Investment Management, LLC BD affiliatedRIA to affiliated broker-dealer or bankJun 6, 2018Sep 10, 2020 (827 d)
Mads F AndersenMML Investors Services, LLC BD affiliatedInternational Assets Investment Management, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 18, 2018May 29, 2018
Jose R Da CruzMML Investors Services, LLC otherInternational Assets Investment Management, LLC otherOtherMar 5, 2018Feb 22, 2018
Thomas Dekari KerneyEarly Capital, LLC no RAUMInternational Assets Investment Management, LLC otherOtherDec 31, 2017Feb 19, 2018 (50 d)
Laurie Ann Ellis-McleodH. Beck, Inc. otherInternational Assets Investment Management, LLC otherOtherDec 31, 2017Jan 10, 2018
Alejandro MartinezLPL Financial LLC independent RIAInternational Assets Investment Management, LLC otherOtherDec 14, 2017Dec 11, 2017
Frank Augustine CuencaSii Investments, Inc. otherInternational Assets Investment Management, LLC otherOtherDec 7, 2017Jan 10, 2018 (34 d)
Bonny Barbara CollinsAdvisors Asset Management, Inc. otherInternational Assets Investment Management, LLC otherOtherDec 5, 2017Feb 20, 2018 (77 d)
Richard WeissCantella & Co., Inc. otherInternational Assets Investment Management, LLC otherOtherNov 9, 2017Feb 1, 2018 (84 d)
David Scott WilsonVoya Financial Advisors, Inc. otherInternational Assets Investment Management, LLC otherOtherOct 25, 2017Oct 25, 2017
Ruben Edward SalasLPL Financial LLC otherInternational Assets Investment Management, LLC otherOtherOct 25, 2017Oct 3, 2017
Stanley Leon LeconteAmeriprise Financial Services, LLC national BDInternational Assets Investment Management, LLC BD affiliatedAffiliated broker-dealer or bank to anotherOct 17, 2017Jun 21, 2018 (247 d)
David A. DodsonMorgan Stanley wirehouseInternational Assets Investment Management, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankSep 25, 2017Aug 1, 2022 (1771 d)
Kevin Thomas MoranAmeriprise Financial Services, LLC national BDInternational Assets Investment Management, LLC otherOtherSep 1, 2017Aug 23, 2017
Robert Lyndon TaylorVoya Financial Advisors, Inc. otherInternational Assets Investment Management, LLC otherOtherAug 16, 2017Dec 6, 2017 (112 d)
James Aloysius ConwellWfg Advisors, LP otherInternational Assets Investment Management, LLC BD affiliatedOtherMay 26, 2017Dec 18, 2018 (571 d)
Adam Phillip BellWfg Advisors, LP otherInternational Assets Investment Management, LLC otherOtherMay 26, 2017Jun 12, 2017
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187 moves match.