DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Sequent Planning, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jeff Marvin BridgesSecurian Financial Services, Inc. BD affiliatedSequent Planning, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 25, 2020Sep 8, 2020
Thomas Russell BugbeeSecurities America Advisors, Inc. BD affiliatedSequent Planning, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 12, 2020Mar 25, 2020
Mitchell WoodsEquitable Advisors, LLC national BDSequent Planning, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 26, 2020Jan 27, 2022 (701 d)
Daniel Ethan GoodmanDeg Advisory Services, Inc. unclassifiedSequent Planning, LLC independent RIAOtherDec 31, 2019Jul 30, 2021 (577 d)
Marvin L MusickBrookstone Capital Management LLC independent RIASequent Planning, LLC independent RIARIA to RIADec 31, 2019Dec 22, 2021 (722 d)
Brian Joseph GodfreyGradient Wealth Management BD affiliatedSequent Planning, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 1, 2019Nov 6, 2019
Darrell Lynn SaathoffOrion Portfolio Solutions, LLC independent RIASequent Planning, LLC independent RIARIA to RIAOct 18, 2019Feb 12, 2020 (117 d)
Alicia Lynette StingleyEmpower Advisory Group, LLC institutionalSequent Planning, LLC independent RIAOtherSep 3, 2019May 14, 2020 (254 d)
Andrew Walter EganMutual Of Omaha Investor Services, Inc. no RAUMSequent Planning, LLC independent RIAOtherMay 30, 2019Jun 7, 2019
Jeffrey Paul RiesbergAllstate Financial Advisors, LLC BD affiliatedSequent Planning, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 5, 2018Feb 27, 2019 (84 d)
Stephen Patrick SchmittMutual Of Omaha Investor Services, Inc. no RAUMSequent Planning, LLC independent RIAOtherNov 1, 2018Dec 13, 2018 (42 d)
Richard Bert ReedBancwest Investment Services, Inc. (Bwis) BD affiliatedSequent Planning, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 26, 2018Nov 8, 2018 (43 d)
Anthony Louis AckermanRedhawk Wealth Advisors, Inc. otherSequent Planning, LLC independent RIAOtherMay 21, 2018Sep 6, 2018 (108 d)
Todd Michael LuniewskiMutual Of Omaha Investor Services, Inc. no RAUMSequent Planning, LLC independent RIAOtherMar 29, 2018Oct 30, 2019 (580 d)
William Fields LeakeConcourse Financial Group Advisors otherSequent Planning, LLC independent RIAOtherMar 28, 2018Mar 6, 2018
David Wayne CaccamoMutual Of Omaha Investor Services, Inc. no RAUMSequent Planning, LLC independent RIAOtherFeb 15, 2018Jan 28, 2019 (347 d)
Richard Wayne WarnerCreativeone Wealth, LLC otherSequent Planning, LLC independent RIAOtherJan 9, 2018Jan 9, 2018
Linda Sue ClarksonRedhawk Wealth Advisors, Inc. otherSequent Planning, LLC independent RIAOtherNov 22, 2017Oct 24, 2017
Melissa Nadine MlaskoConcourse Financial Group Advisors otherSequent Planning, LLC independent RIAOtherOct 30, 2017Oct 24, 2017
Howard Jay RappaportConcourse Financial Group Advisors otherSequent Planning, LLC independent RIAOtherOct 20, 2017Sep 29, 2017
Logan William DietelConcourse Financial Group Advisors otherSequent Planning, LLC independent RIAOtherOct 19, 2017Sep 29, 2017
Jeremy David MandelConcourse Financial Group Advisors otherSequent Planning, LLC independent RIAOtherOct 19, 2017Sep 29, 2017
Paxton Jordan SmithConcourse Financial Group Advisors otherSequent Planning, LLC independent RIAOtherOct 19, 2017Sep 29, 2017
Christopher James MagnussenEdward Jones national BDSequent Planning, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 19, 2017Dec 21, 2020 (1189 d)
Gregory Scott ShumanQuestar Asset Management, Inc. otherSequent Planning, LLC independent RIAOtherAug 3, 2017Jan 8, 2018 (158 d)
Landon Lee TroyerNorthwestern Mutual Investment Services,LLC no RAUMSequent Planning, LLC independent RIAOtherMar 7, 2017Feb 22, 2019 (717 d)
Blake Thomas MooreMutual Of Omaha Investor Services, Inc. no RAUMSequent Planning, LLC independent RIAOtherFeb 28, 2017Nov 4, 2019 (979 d)
Nathaniel J FacarazzoRegal Investment Advisors LLC otherSequent Planning, LLC independent RIAOtherOct 31, 2016Feb 14, 2018 (471 d)
Steven RohrigMutual Of Omaha Investor Services, Inc. no RAUMSequent Planning, LLC independent RIAOtherOct 18, 2016Oct 12, 2018 (724 d)
Todd Joseph GlimeMML Investors Services, LLC otherSequent Planning, LLC independent RIAOtherSep 21, 2016Sep 11, 2018 (720 d)
Randy TennantMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSequent Planning, LLC independent RIAWirehouse to independent RIAJun 2, 2015May 22, 2023 (2911 d)
Michael John BucknerBrookstone Wealth Advisors, LLC otherSequent Planning, LLC independent RIAOtherApr 7, 2015Mar 2, 2022 (2521 d)
David BoyersUnited Capital Financial Advisors otherSequent Planning, LLC independent RIAOtherJan 15, 2015Mar 12, 2020 (1883 d)
Brandon S BlankenshipEagle Strategies LLC otherSequent Planning, LLC independent RIAOtherDec 10, 2014Feb 1, 2023 (2975 d)
Larry Wayne DykesSomerset Cpas, P.C. unclassifiedSequent Planning, LLC independent RIAOtherDec 2, 2014Dec 15, 2020 (2205 d)
Daniel Roy MalcolmEdward Jones national BDSequent Planning, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 15, 2014Aug 3, 2021 (2667 d)
Lauren Ashley DegrootCetera Advisors LLC otherSequent Planning, LLC independent RIAOtherFeb 25, 2014Feb 25, 2014
Matthew Tyler BowlingTaylor Securities, Inc. otherSequent Planning, LLC independent RIAOtherJun 18, 2012Apr 17, 2019 (2494 d)
Joseph Edward ElsasserBrookstone Capital Management LLC otherSequent Planning, LLC independent RIAOtherFeb 4, 2012Feb 6, 2012
Christopher John WinspearHornor, Townsend & Kent, LLC otherSequent Planning, LLC independent RIAOtherOct 15, 2002Nov 13, 2023 (7699 d)
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100 moves match.