DFX Intelligence
RIA Intelligence
Advisor moves
Arrivals at Ally Invest Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Patricia Amber Strong | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Ally Invest Advisors independent RIA | Wirehouse to independent RIA | May 13, 2021 | Jul 6, 2026 (1880 d) |
| Thomas Christopher Kemp | Commonwealth Financial Network national BD | Ally Invest Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | May 10, 2021 | Jun 25, 2026 (1872 d) |
| Hugo Raynaldo Silva | Cetera Advisor Networks LLC BD affiliated | Ally Invest Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | May 6, 2021 | Oct 7, 2021 (154 d) |
| Brandon Michael Shephard | Advice And Planning Services BD affiliated | Ally Invest Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 30, 2021 | Aug 17, 2021 (109 d) |
| Alexander Mitchell Murphy | U.S. Bancorp Investments, Inc. BD affiliated | Ally Invest Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 23, 2021 | Dec 17, 2021 (238 d) |
| James Edward Lenoir | Wells Fargo Advisors wirehouse | Ally Invest Advisors independent RIA | Wirehouse to independent RIA | Apr 22, 2021 | Oct 7, 2021 (168 d) |
| Jonathan Beck Schooley | Td Ameritrade, Inc. no RAUM | Ally Invest Advisors independent RIA | Other | Apr 20, 2021 | Oct 6, 2021 (169 d) |
| Mitchell Patrik Zaelit | Charles Schwab & Co., Inc. national BD | Ally Invest Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 15, 2021 | Nov 5, 2021 (204 d) |
| Russell Westover Martin | Truist Advisory Services, Inc. BD affiliated | Ally Invest Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 9, 2021 | Oct 6, 2021 (180 d) |
| William Chase Causey | Edward Jones national BD | Ally Invest Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 1, 2021 | Oct 7, 2021 (189 d) |
| Jacob Mitchell | LPL Financial LLC BD affiliated | Ally Invest Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 8, 2021 | Oct 7, 2021 (213 d) |
| Shane Jeremy Robertson | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Ally Invest Advisors independent RIA | Wirehouse to independent RIA | Mar 2, 2021 | Jun 30, 2023 (850 d) |
| Mark Daniel Vance | Raymond James Financial Services Advisors, Inc BD affiliated | Ally Invest Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 22, 2021 | Mar 9, 2022 (380 d) |
| Brett Kincade | Td Ameritrade Investment Management, LLC independent RIA | Ally Invest Advisors independent RIA | RIA to RIA | Feb 22, 2021 | Oct 7, 2021 (227 d) |
| Quentin Pinner | Equitable Advisors, LLC national BD | Ally Invest Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 11, 2021 | Oct 11, 2021 (242 d) |
| Nathan Harris | Edward Jones national BD | Ally Invest Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 1, 2021 | Jan 24, 2025 (1453 d) |
| Ralph Eugene Hughes | Td Ameritrade, Inc. no RAUM | Ally Invest Advisors independent RIA | Other | Jan 11, 2021 | Nov 4, 2021 (297 d) |
| Janet Ann Wulf | Advice And Planning Services BD affiliated | Ally Invest Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 13, 2020 | Nov 30, 2021 (382 d) |
| Derek Lightner | Wells Fargo Advisors wirehouse | Ally Invest Advisors independent RIA | Wirehouse to independent RIA | Nov 4, 2020 | Oct 7, 2021 (337 d) |
| Nicole Cope | Td Ameritrade, Inc. no RAUM | Ally Invest Advisors independent RIA | Other | Aug 25, 2020 | Oct 26, 2021 (427 d) |
| Daniel Gardner | Fidelity Personal And Workplace Advisors BD affiliated | Ally Invest Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 18, 2020 | Oct 7, 2021 (446 d) |
| Jason Daniel May | Td Ameritrade, Inc. no RAUM | Ally Invest Advisors independent RIA | Other | Jul 3, 2020 | Oct 7, 2021 (461 d) |
| Ather Naqi | Usaa Investment Services Company no RAUM | Ally Invest Advisors independent RIA | Other | Jun 12, 2020 | Oct 7, 2021 (482 d) |
| Robert Stirling Tinker | Fidelity Personal And Workplace Advisors BD affiliated | Ally Invest Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | May 19, 2020 | Oct 7, 2021 (506 d) |
| Ryan N Zutter | Robert W. Baird & Co. Incorporated mixed wealth | Ally Invest Advisors independent RIA | RIA to RIA | Apr 30, 2020 | Oct 27, 2021 (545 d) |
| Christopher Michael Gee | Equitable Advisors, LLC national BD | Ally Invest Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 18, 2020 | Oct 6, 2021 (567 d) |
| Michael Merk | Fidelity Personal And Workplace Advisors BD affiliated | Ally Invest Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 12, 2020 | Oct 11, 2021 (578 d) |
| Douglas Marlow | Fidelity Personal And Workplace Advisors BD affiliated | Ally Invest Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 5, 2020 | Aug 17, 2021 (530 d) |
| Gerald Krager | Td Ameritrade Investment Management, LLC independent RIA | Ally Invest Advisors independent RIA | RIA to RIA | Feb 29, 2020 | Mar 26, 2020 |
| Gretchen Elizabeth Adams | Morgan Stanley wirehouse | Ally Invest Advisors independent RIA | Wirehouse to independent RIA | Feb 19, 2020 | Oct 12, 2021 (601 d) |
| Brian Hodgeman | M Holdings Securities, Inc. BD affiliated | Ally Invest Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 16, 2020 | Oct 13, 2021 (636 d) |
| Michael Matzner | Advantage Investment Management independent RIA | Ally Invest Advisors independent RIA | RIA to RIA | Dec 4, 2019 | Oct 7, 2021 (673 d) |
| Eric W Jones | E*Trade Capital Management, LLC independent RIA | Ally Invest Advisors independent RIA | RIA to RIA | Nov 7, 2019 | Jul 31, 2024 (1728 d) |
| Cheryl Gunar Thompson | Fifth Third Securities, Inc. BD affiliated | Ally Invest Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 7, 2019 | Jun 24, 2020 (261 d) |
| Ivan Brendan Surmik | J.P. Morgan Securities LLC wirehouse | Ally Invest Advisors independent RIA | Wirehouse to independent RIA | Aug 16, 2019 | Jul 30, 2021 (714 d) |
| Benjamin Regalado Schottenfels | Vanguard Advisers, Inc. BD affiliated | Ally Invest Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 25, 2019 | Nov 3, 2021 (832 d) |
| Paxton Wood | Vanguard Advisers, Inc. BD affiliated | Ally Invest Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 9, 2019 | Apr 9, 2021 (731 d) |
| George Andrew Trabookis | MML Investors Services, LLC BD affiliated | Ally Invest Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 28, 2019 | Feb 4, 2020 (341 d) |
| Matthew Kenneth Odom | MML Investors Services, LLC BD affiliated | Ally Invest Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 11, 2018 | Jul 1, 2020 (721 d) |
| Connor Snook | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Ally Invest Advisors independent RIA | Wirehouse to independent RIA | Jun 26, 2018 | Jun 24, 2020 (729 d) |
| Alex Paschael Cavallo | LPL Financial LLC independent RIA | Ally Invest Advisors independent RIA | RIA to RIA | Dec 20, 2017 | Dec 20, 2019 (730 d) |
| Brian Dennen | Wealthfront Advisers LLC other | Ally Invest Advisors other | Other | Nov 3, 2016 | Jul 10, 2017 (249 d) |
| Scott Brian Makowski | Pnc Wealth Management other | Ally Invest Advisors independent RIA | Other | Dec 2, 2015 | Apr 12, 2022 (2323 d) |
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103 moves match.