DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Pfg Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Matthew Douglas NevinsFirst Financial Equity Corporation BD affiliatedPfg Advisors independent RIAAffiliated broker-dealer or bank to independent RIAFeb 28, 2022Mar 10, 2022
Kelly Joel MeyerSecurities America Advisors, Inc. BD affiliatedPfg Advisors independent RIAAffiliated broker-dealer or bank to independent RIAFeb 22, 2022Dec 2, 2019
Angela Marie CaballeroAscension College Planning, LLC unclassifiedPfg Advisors independent RIAOtherDec 31, 2021Jun 29, 2021
Robert John BarnesSecurities America Advisors, Inc. BD affiliatedPfg Advisors independent RIAAffiliated broker-dealer or bank to independent RIADec 21, 2021Mar 1, 2021
Susan Rene SommerBeam Wealth Advisors, Inc. independent RIAPfg Advisors independent RIARIA to RIADec 15, 2021Jan 3, 2022
Gregory John WozniakBeam Wealth Advisors, Inc. independent RIAPfg Advisors independent RIARIA to RIADec 15, 2021Jan 3, 2022
Brian Christopher LockBeam Wealth Advisors, Inc. independent RIAPfg Advisors independent RIARIA to RIADec 15, 2021Jan 3, 2022
William Bernard AlbairBeam Wealth Advisors, Inc. independent RIAPfg Advisors independent RIARIA to RIADec 15, 2021Jan 3, 2022
Blake Edward RorbachUBS Financial Services Inc. wirehousePfg Advisors independent RIAWirehouse to independent RIADec 9, 2021Nov 19, 2021
Adam Henry DwyerMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehousePfg Advisors independent RIAWirehouse to independent RIADec 7, 2021Dec 9, 2021
Gary George HughesSecurities America Advisors, Inc. BD affiliatedPfg Advisors independent RIAAffiliated broker-dealer or bank to independent RIASep 21, 2021Dec 2, 2019
Douglas Parke WilkinsonPnc Managed Account Solutions, Inc. BD affiliatedPfg Advisors independent RIAAffiliated broker-dealer or bank to independent RIAAug 23, 2021Aug 31, 2021
Raymond ArroyoPruco Securities, LLC BD affiliatedPfg Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJun 15, 2021Jun 1, 2021
Gregory Michael LinneburCuso Financial Services, L.P. BD affiliatedPfg Advisors independent RIAAffiliated broker-dealer or bank to independent RIAMay 7, 2021May 14, 2021
Timothy MangusPnc Managed Account Solutions, Inc. BD affiliatedPfg Advisors independent RIAAffiliated broker-dealer or bank to independent RIAFeb 19, 2021Feb 22, 2021
Grant Robert GermscheidSecurities America Advisors, Inc. BD affiliatedPfg Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJan 12, 2021Dec 2, 2019
Andrew JohnsonBancwest Investment Services, Inc. (Bwis) BD affiliatedPfg Advisors independent RIAAffiliated broker-dealer or bank to independent RIANov 20, 2020Nov 24, 2020
Ryan Michael GrahamJ.P. Morgan Securities LLC wirehousePfg Advisors independent RIAWirehouse to independent RIANov 4, 2020Nov 9, 2020
Jimmy J SuhMirae Asset Wealth Management (USA) Inc. unclassifiedPfg Advisors independent RIAOtherOct 16, 2020Sep 22, 2020
Rodd Robert MillerLPL Financial LLC BD affiliatedPfg Advisors otherOtherOct 8, 2020Mar 6, 2015
Hector GarzaLPL Financial LLC BD affiliatedPfg Advisors otherOtherOct 6, 2020May 22, 2015
Scott Wade SummerlinPrincipal Securities, Inc. BD affiliatedPfg Advisors independent RIAAffiliated broker-dealer or bank to independent RIASep 24, 2020Sep 18, 2020
Abraham CecenaEquitable Advisors, LLC national BDPfg Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJul 13, 2020Jul 8, 2020
Peter Joseph SmegielskiPnc Managed Account Solutions, Inc. BD affiliatedPfg Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJul 1, 2020Jul 8, 2020
Michael Joseph TomschaRaymond James Financial Services Advisors, Inc BD affiliatedPfg Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJun 3, 2020Jun 4, 2020
Christian Lee BeckLPL Financial LLC BD affiliatedPfg Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJun 2, 2020Jan 11, 2024 (1318 d)
James D VasquezCuso Financial Services, L.P. BD affiliatedPfg Advisors independent RIAAffiliated broker-dealer or bank to independent RIAMar 20, 2020Jul 22, 2020 (124 d)
Michael Joseph VillanuevaComerica Securities bank affiliatedPfg Advisors independent RIAOtherMar 16, 2020Mar 13, 2020
John G GriffithAmeriprise Financial Services, LLC national BDPfg Advisors independent RIAAffiliated broker-dealer or bank to independent RIAFeb 13, 2020Jun 16, 2020 (124 d)
Renata Karin CaricoCharles Schwab & Co., Inc. national BDPfg Advisors independent RIAAffiliated broker-dealer or bank to independent RIAFeb 6, 2020Jul 22, 2020 (167 d)
Viviana BigolinBancwest Investment Services, Inc. (Bwis) BD affiliatedPfg Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJan 30, 2020Mar 13, 2020 (43 d)
Andres Antonio FavelaVersant Capital Management, Inc. independent RIAPfg Advisors independent RIARIA to RIAJan 24, 2020Sep 14, 2020 (234 d)
Mark John FaberLPL Financial LLC BD affiliatedPfg Advisors independent RIAAffiliated broker-dealer or bank to independent RIADec 6, 2019Dec 19, 2019
Robert John ThompsonBrighton Jones LLC independent RIAPfg Advisors independent RIARIA to RIAOct 1, 2019Apr 5, 2021 (552 d)
Adam Howard MosbachAshton Thomas Private Wealth independent RIAPfg Advisors independent RIARIA to RIASep 13, 2019Dec 11, 2019 (89 d)
Brian E OrrBankers Life Advisory Services, Inc. BD affiliatedPfg Advisors independent RIAAffiliated broker-dealer or bank to independent RIAAug 28, 2019Feb 18, 2020 (174 d)
Louis Bradley PriebePrivate Wealth Advocacy LLC unclassifiedPfg Advisors independent RIAOtherAug 21, 2019Aug 16, 2019
Terry GravelyMinority Capital Advisors unclassifiedPfg Advisors independent RIAOtherJun 13, 2019Jul 1, 2019
Scott Michael HanishCue Financial Group, Inc. independent RIAPfg Advisors independent RIARIA to RIAMay 17, 2019Apr 18, 2018
Jenny Lynn OlsonedwardsLPL Financial LLC independent RIAPfg Advisors independent RIARIA to RIAFeb 26, 2019Feb 28, 2019
Heather Laurel ScharaCue Financial Group, Inc. independent RIAPfg Advisors independent RIARIA to RIAJan 2, 2019Apr 18, 2018
Tracy Dale CudaCue Financial Group, Inc. independent RIAPfg Advisors independent RIARIA to RIADec 31, 2018Apr 20, 2018
Brenda Kay AshworthCue Financial Group, Inc. independent RIAPfg Advisors independent RIARIA to RIADec 31, 2018Apr 16, 2018
Jonathan Frederick GartonCue Financial Group, Inc. independent RIAPfg Advisors independent RIARIA to RIADec 31, 2018Apr 18, 2018
Bruce Clark HopperCue Financial Group, Inc. independent RIAPfg Advisors independent RIARIA to RIADec 31, 2018Apr 18, 2018
Charles Knapp RandallCue Financial Group, Inc. independent RIAPfg Advisors independent RIARIA to RIADec 31, 2018Apr 18, 2018
Jeffrey Leroy MurphyCue Financial Group, Inc. independent RIAPfg Advisors independent RIARIA to RIADec 31, 2018Apr 18, 2018
Keith Terrence KleinCue Financial Group, Inc. independent RIAPfg Advisors independent RIARIA to RIADec 31, 2018Apr 18, 2018
Stephen Mark GordonCue Financial Group, Inc. independent RIAPfg Advisors independent RIARIA to RIADec 31, 2018Apr 18, 2018
Richard Dean PecotteCue Financial Group, Inc. independent RIAPfg Advisors independent RIARIA to RIADec 31, 2018Apr 18, 2018
Darin Jay BourgeoisCue Financial Group, Inc. independent RIAPfg Advisors independent RIARIA to RIADec 31, 2018Apr 20, 2018
Jodie Lynn GallovichCue Financial Group, Inc. independent RIAPfg Advisors independent RIARIA to RIADec 31, 2018Apr 20, 2018
Harold Charles MorrowCue Financial Group, Inc. independent RIAPfg Advisors independent RIARIA to RIADec 31, 2018Apr 18, 2018
Matthew Phillip CanoCue Financial Group, Inc. independent RIAPfg Advisors independent RIARIA to RIADec 31, 2018Apr 17, 2018
Jacqueline Lee FlindallCue Financial Group, Inc. independent RIAPfg Advisors independent RIARIA to RIADec 31, 2018Apr 16, 2018
Marli Anne SmytheCue Financial Group, Inc. independent RIAPfg Advisors independent RIARIA to RIADec 31, 2018Mar 2, 2018
Joseph Frank KroleskiCue Financial Group, Inc. independent RIAPfg Advisors independent RIARIA to RIADec 31, 2018Apr 20, 2018
Todd Justin LernerCue Financial Group, Inc. independent RIAPfg Advisors independent RIARIA to RIADec 31, 2018Apr 18, 2018
Brett M GattaPark Avenue Securities LLC BD affiliatedPfg Advisors independent RIAAffiliated broker-dealer or bank to independent RIADec 31, 2018Feb 6, 2019 (37 d)
Jed M WebbCue Financial Group, Inc. independent RIAPfg Advisors independent RIARIA to RIADec 31, 2018Apr 18, 2018
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163 moves match.