DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at D.A. Davidson & Co.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Dillon Christopher LynchRaymond James & Associates, Inc. national BDD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIAJun 21, 2024Jun 18, 2024
Billy T. LynchRaymond James & Associates, Inc. national BDD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIAJun 21, 2024Jun 19, 2024
Schuyler E GreyMorgan Stanley wirehouseD.A. Davidson & Co. independent RIAWirehouse to independent RIAJun 13, 2024Jun 27, 2024
Darius Manucher VesunaTruist Advisory Services, Inc. BD affiliatedD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIAMay 30, 2024May 30, 2024
Sarah RobakBridges Investment Management Inc mixed wealthD.A. Davidson & Co. independent RIARIA to RIAMay 3, 2024Aug 20, 2025 (474 d)
Robin Leigh SlaterMma Securities LLC no RAUMD.A. Davidson & Co. independent RIAOtherApr 17, 2024Jun 11, 2024 (55 d)
Emma Lea-BilesParcion Private Wealth LLC independent RIAD.A. Davidson & Co. independent RIARIA to RIAMar 27, 2024Nov 26, 2024 (244 d)
Jarrod Saburo ImataniPeople'S United Advisors, Inc. bank affiliatedD.A. Davidson & Co. independent RIAOtherFeb 8, 2024Mar 12, 2024 (33 d)
David Alan DriesTruist Advisory Services, Inc. BD affiliatedD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIAFeb 1, 2024Jan 31, 2024
Lavonne Sheree SpragueTruist Advisory Services, Inc. BD affiliatedD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIAFeb 1, 2024Jan 31, 2024
Adele KatesMissionsquare Retirement institutionalD.A. Davidson & Co. independent RIAOtherJan 31, 2024Feb 28, 2024
Brian Anthony KasbekLPL Financial LLC BD affiliatedD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIAJan 2, 2024Apr 9, 2024 (98 d)
Natalie Marie KranzLPL Financial LLC BD affiliatedD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIADec 18, 2023Dec 11, 2023
William Skinner CrewsTruist Advisory Services, Inc. BD affiliatedD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIAOct 25, 2023Jan 2, 2024 (69 d)
Richard Augustine SementaTruist Advisory Services, Inc. BD affiliatedD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIAOct 23, 2023Oct 19, 2023
William Andrews VestalTruist Advisory Services, Inc. BD affiliatedD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIAOct 23, 2023Oct 19, 2023
Matthew Stephenson BryantTruist Advisory Services, Inc. BD affiliatedD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIAOct 23, 2023Oct 19, 2023
Ryan M RiedelTruist Advisory Services, Inc. BD affiliatedD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIAOct 23, 2023Oct 19, 2023
Lindsay BliekEdward Jones national BDD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIAOct 20, 2023Oct 30, 2023
Elan HiutinWedbush Securities Inc. BD affiliatedD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIAOct 16, 2023Sep 18, 2023
Caterina F FerraroWells Fargo Advisors wirehouseD.A. Davidson & Co. independent RIAWirehouse to independent RIASep 22, 2023Sep 28, 2023
Amanda Ludford WhatelyTruist Advisory Services, Inc. BD affiliatedD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIASep 11, 2023Sep 5, 2023
Jane M HylandAmeriprise Financial Services, LLC national BDD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIASep 10, 2023Aug 28, 2023
Greggory JackmanJ.P. Morgan Securities LLC wirehouseD.A. Davidson & Co. independent RIAWirehouse to independent RIASep 7, 2023Sep 25, 2023
Anthony Michael BraunerWells Fargo Advisors wirehouseD.A. Davidson & Co. independent RIAWirehouse to independent RIAAug 31, 2023Nov 24, 2023 (85 d)
Alexandra Marie BogaczC2 Private Wealth independent RIAD.A. Davidson & Co. independent RIARIA to RIAAug 29, 2023Dec 10, 2024 (469 d)
Edna Renae LazelleAmeriprise Financial Services, LLC national BDD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIAJul 24, 2023Aug 2, 2023
Rebecca Jean DavisRaymond James & Associates, Inc. national BDD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIAJun 28, 2023Jun 29, 2023
Gregory Lee GreenEdward Jones national BDD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIAJun 23, 2023Jun 21, 2023
Tyler P CrumeMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseD.A. Davidson & Co. independent RIAWirehouse to independent RIAJun 5, 2023May 26, 2023
Jason Michael AutenWells Fargo Advisors wirehouseD.A. Davidson & Co. independent RIAWirehouse to independent RIAMay 9, 2023Apr 26, 2023
Harper L JonesEdward Jones national BDD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIAApr 28, 2023May 1, 2023
Karen Laura CaulfieldHilltop Securities Inc. BD affiliatedD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIAApr 22, 2023Mar 27, 2023
Gene Parvon DickeyHilltop Securities Inc. BD affiliatedD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIAApr 22, 2023Mar 27, 2023
Renee Dayna BarrettJanney Montgomery Scott LLC BD affiliatedD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIAApr 18, 2023Apr 17, 2023
Michael Christopher PanagouliasLPL Financial LLC BD affiliatedD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIAApr 10, 2023Mar 27, 2023
Alesha Lynn LozanoUBS Financial Services Inc. wirehouseD.A. Davidson & Co. independent RIAWirehouse to independent RIAMar 30, 2023Mar 30, 2023
Tina Renee VorbeckUBS Financial Services Inc. wirehouseD.A. Davidson & Co. independent RIAWirehouse to independent RIAMar 28, 2023Mar 16, 2023
Robert J VorbeckUBS Financial Services Inc. wirehouseD.A. Davidson & Co. independent RIAWirehouse to independent RIAMar 27, 2023Mar 16, 2023
Jacob Wayne HowardUBS Financial Services Inc. wirehouseD.A. Davidson & Co. independent RIAWirehouse to independent RIAMar 27, 2023Mar 16, 2023
Amanda Ahern HoffmanWells Fargo Advisors wirehouseD.A. Davidson & Co. independent RIAWirehouse to independent RIAMar 14, 2023Mar 9, 2023
Jacqueline Ann BeauprezDavidson Fixed Income Management, Inc. asset managerD.A. Davidson & Co. independent RIAOtherMar 10, 2023Jan 5, 2026 (1032 d)
April CardozaAshton Thomas Private Wealth independent RIAD.A. Davidson & Co. independent RIARIA to RIAMar 8, 2023Feb 28, 2023
Samantha Sue PittsUBS Financial Services Inc. wirehouseD.A. Davidson & Co. independent RIAWirehouse to independent RIAFeb 23, 2023Feb 22, 2023
Karlee Dakota StanfordRBC Capital Markets, LLC national BDD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIAFeb 22, 2023Feb 8, 2023
Michael Foster McgovernEquitable Advisors, LLC national BDD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIAFeb 1, 2023Jan 26, 2023
Darcee L CampanellaMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseD.A. Davidson & Co. independent RIAWirehouse to independent RIAJan 25, 2023Jan 13, 2023
Michael Todd WoodTruist Advisory Services, Inc. BD affiliatedD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIAJan 23, 2023Jan 18, 2023
Michael Meade TroyerLPL Financial LLC independent RIAD.A. Davidson & Co. independent RIARIA to RIAJan 23, 2023Jan 19, 2023
Michael T WoodTruist Advisory Services, Inc. BD affiliatedD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIAJan 23, 2023Jan 18, 2023
Jared C MccubbinRobert W. Baird & Co. Incorporated mixed wealthD.A. Davidson & Co. independent RIARIA to RIAJan 6, 2023Jan 9, 2023
Diane Parke ParmeleTruist Advisory Services, Inc. BD affiliatedD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIADec 1, 2022Dec 1, 2022
Hilary Lynn KosloskeTruist Advisory Services, Inc. BD affiliatedD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIADec 1, 2022Dec 1, 2022
Richard Peter ClassTruist Advisory Services, Inc. BD affiliatedD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIADec 1, 2022Dec 1, 2022
Anton Gabriel DedenPiper Sandler & Co. otherD.A. Davidson & Co. independent RIAOtherNov 15, 2022Nov 30, 2022
David Thomas GuenthnerUBS Financial Services Inc. wirehouseD.A. Davidson & Co. independent RIAWirehouse to independent RIAOct 31, 2022Oct 13, 2022
Michael Castillo CamposTruist Advisory Services, Inc. BD affiliatedD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIAOct 24, 2022Oct 24, 2022
Bobby Lea SchmidEdward Jones national BDD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIAOct 24, 2022Oct 12, 2022
Seth Bolton KurtzTruist Advisory Services, Inc. BD affiliatedD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIAOct 20, 2022Oct 19, 2022
Gary Raye KurtzTruist Advisory Services, Inc. BD affiliatedD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIAOct 19, 2022Oct 20, 2022
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472 moves match.