DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Oppenheimer & Co. Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Christine Julia Kock | Td Private Client Wealth LLC BD affiliated | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 16, 2025 | May 13, 2025 |
| David Mitchell Snider | Wells Fargo Advisors wirehouse | Oppenheimer & Co. Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 14, 2025 | Sep 22, 2025 (131 d) |
| Bryan Finger | Fisher Investments independent RIA | Oppenheimer & Co. Inc. BD affiliated | RIA to affiliated broker-dealer or bank | May 14, 2025 | Aug 5, 2025 (83 d) |
| Jake Edward Taylor | Rockefeller Capital Management BD affiliated | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 21, 2025 | Apr 17, 2025 |
| Koltyn Joseph Schilly | Charles Schwab & Co., Inc. national BD | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 17, 2025 | Apr 15, 2025 |
| Boyd John Klingler | B. Riley Wealth Advisors, Inc. BD affiliated | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 14, 2025 | Mar 19, 2025 |
| Thomas Francis Theodorou | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Oppenheimer & Co. Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 14, 2025 | Apr 23, 2025 |
| Brandon D Harvey | Morgan Stanley wirehouse | Oppenheimer & Co. Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 28, 2025 | Mar 12, 2025 |
| Andrew H Bloom | B. Riley Wealth Advisors, Inc. BD affiliated | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 4, 2025 | Feb 25, 2025 |
| Nancy L Findeisen | B. Riley Wealth Advisors, Inc. BD affiliated | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 4, 2025 | Feb 12, 2025 |
| Patrick Bransford | Wells Fargo Advisors wirehouse | Oppenheimer & Co. Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 6, 2025 | Dec 1, 2025 (329 d) |
| Roc William Willis | Wedbush Securities Inc. BD affiliated | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 15, 2024 | Dec 2, 2024 |
| Adam Willis | Wedbush Securities Inc. BD affiliated | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 15, 2024 | Nov 27, 2024 |
| Stephanie Danger Johnston | Wedbush Securities Inc. BD affiliated | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 15, 2024 | Nov 27, 2024 |
| Connor Cassidy | Morgan Stanley wirehouse | Oppenheimer & Co. Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 9, 2024 | Dec 18, 2024 |
| Dylan Maziarz | UBS Financial Services Inc. wirehouse | Oppenheimer & Co. Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 20, 2024 | Dec 4, 2024 |
| Craig A Schneider | J.P. Morgan Securities LLC wirehouse | Oppenheimer & Co. Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 19, 2024 | Dec 2, 2024 |
| Joseph John Mamer | Stifel, Nicolaus & Company, Incorporated national BD | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 18, 2024 | Nov 4, 2024 |
| Hee Yang | B. Riley Wealth Advisors, Inc. BD affiliated | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2024 | Oct 24, 2024 |
| Jean Mondestil | Pnc Wealth Management BD affiliated | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2024 | Nov 27, 2024 |
| John Mead Rust | B. Riley Wealth Advisors, Inc. BD affiliated | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 31, 2024 | Oct 21, 2024 |
| Joseph Stein | Morgan Stanley wirehouse | Oppenheimer & Co. Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 17, 2024 | Oct 17, 2024 |
| Heather Stella Oliver | Truist Advisory Services, Inc. BD affiliated | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 15, 2024 | Oct 28, 2024 |
| Cristian Camilo Rubiano | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Oppenheimer & Co. Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 11, 2024 | Nov 6, 2024 |
| Amber Michelle Soden | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Oppenheimer & Co. Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 8, 2024 | Oct 7, 2024 |
| Joseph Patrick Mcallister | Sterling Wealth Management, Inc. independent RIA | Oppenheimer & Co. Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 25, 2024 | Oct 23, 2024 |
| Shahzeb Shaikha | Pruco Securities, LLC BD affiliated | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 20, 2024 | Sep 17, 2024 |
| Clayton Lee Ellis | B. Riley Wealth Advisors, Inc. BD affiliated | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 6, 2024 | Sep 10, 2024 |
| Ronald Alan Richmond | B. Riley Wealth Advisors, Inc. BD affiliated | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 6, 2024 | Sep 11, 2024 |
| David Matthew Garner | Centaurus Financial, Inc. BD affiliated | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 27, 2024 | Oct 9, 2024 (43 d) |
| Steven Frederick Schaefer | Pnc Wealth Management BD affiliated | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 23, 2024 | Aug 20, 2024 |
| Thomas Edward Dooney | Hornor, Townsend & Kent, LLC BD affiliated | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 9, 2024 | Aug 9, 2024 |
| Ian Thomas Bannon | Pruco Securities, LLC BD affiliated | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 9, 2024 | Sep 10, 2024 (32 d) |
| Ryan J Patrie | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Oppenheimer & Co. Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 26, 2024 | Aug 7, 2024 |
| Mark J. Hovanic | J.P. Morgan Securities LLC wirehouse | Oppenheimer & Co. Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 5, 2024 | Jul 9, 2024 |
| Paul David Keller | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Oppenheimer & Co. Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 20, 2024 | Jun 26, 2024 |
| Nicole Elizabeth Kracum | UBS Financial Services Inc. wirehouse | Oppenheimer & Co. Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 18, 2024 | Nov 7, 2024 (142 d) |
| Maria Luz Prado | Wells Fargo Advisors wirehouse | Oppenheimer & Co. Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 18, 2024 | Jun 11, 2024 |
| Allen Saffrahn | UBS Financial Services Inc. wirehouse | Oppenheimer & Co. Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 17, 2024 | Jun 10, 2024 |
| Elyse Sari Wels | Morgan Stanley wirehouse | Oppenheimer & Co. Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 29, 2024 | May 20, 2024 |
| Noah Scott Wills | Raymond James Financial Services Advisors, Inc BD affiliated | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 24, 2024 | May 23, 2024 |
| Caitlyn Berry | Morgan Stanley wirehouse | Oppenheimer & Co. Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 8, 2024 | Mar 10, 2026 (671 d) |
| Devon Brett Silber | Morgan Stanley wirehouse | Oppenheimer & Co. Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 30, 2024 | Apr 25, 2024 |
| Joseph James Sell | Edward Jones national BD | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 8, 2024 | Mar 28, 2024 |
| Austin C Cornish | Morgan Stanley wirehouse | Oppenheimer & Co. Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 21, 2024 | Mar 13, 2024 |
| Robert Sheriff | Morgan Stanley wirehouse | Oppenheimer & Co. Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 14, 2024 | Mar 25, 2024 |
| Abel Lukose Oonnoonny | Charles Schwab & Co., Inc. national BD | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 13, 2024 | Mar 25, 2024 |
| Karim Rezqui | Morgan Stanley wirehouse | Oppenheimer & Co. Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 7, 2024 | Feb 26, 2024 |
| Harry Essayi Yessayan | Fourstar Wealth Advisors, LLC independent RIA | Oppenheimer & Co. Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 29, 2024 | Feb 1, 2024 |
| Oui Seesawat Coulson | First Horizon Advisors, Inc mixed wealth | Oppenheimer & Co. Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 26, 2024 | Feb 26, 2024 |
| David A Madia | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Oppenheimer & Co. Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 20, 2024 | Feb 16, 2024 |
| Lance Harting | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Oppenheimer & Co. Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 16, 2024 | Feb 15, 2024 |
| James Stagnaro Wohrer | Morgan Stanley wirehouse | Oppenheimer & Co. Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 13, 2024 | Mar 5, 2024 |
| Damian John Pardo | First Horizon Advisors, Inc mixed wealth | Oppenheimer & Co. Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 2, 2024 | Jul 10, 2024 (159 d) |
| Stan Howard Dreyfuss | D.A. Davidson & Co. independent RIA | Oppenheimer & Co. Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 29, 2024 | Jan 25, 2024 |
| Louise Kane | D.A. Davidson & Co. independent RIA | Oppenheimer & Co. Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 29, 2024 | Jan 25, 2024 |
| Audre Suzanne Robertson | Carlson Financial independent RIA | Oppenheimer & Co. Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 8, 2024 | Jan 9, 2024 |
| Matthew Benjamin Jaskolka | Carlson Financial independent RIA | Oppenheimer & Co. Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 8, 2024 | Jan 10, 2024 |
| Stacey Marie Mcculley | Ameriprise Financial Services, LLC national BD | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 5, 2024 | Feb 8, 2024 (34 d) |
| Maria Del Carmen Baez | Morgan Stanley wirehouse | Oppenheimer & Co. Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 22, 2023 | Jan 17, 2024 |
1,230 moves match.