DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Centaurus Financial, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jonathan Malone | Woodbury Financial Services, Inc. BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 23, 2021 | Jun 17, 2021 |
| David M Telles | Oneamerica Securities, Inc. BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 23, 2021 | Nov 8, 2021 (138 d) |
| Joseph Ralph Fenstermacher | Woodbury Financial Services, Inc. BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 14, 2021 | Jun 11, 2021 |
| Kathleen H Reeves | Morgan Stanley wirehouse | Centaurus Financial, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 10, 2021 | Jun 24, 2021 |
| Stacey Janay Corbello | Woodbury Financial Services, Inc. BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 6, 2021 | Apr 5, 2021 |
| Randall C Harless | Woodbury Financial Services, Inc. BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 6, 2021 | Apr 1, 2021 |
| Patrick Rheagan Shields | Woodbury Financial Services, Inc. BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 6, 2021 | Apr 1, 2021 |
| Wilmer Ricardo Cordoba | Morgan Stanley wirehouse | Centaurus Financial, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 10, 2021 | Jan 2, 2025 (1394 d) |
| Reynaldo Camacho | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Centaurus Financial, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 3, 2021 | Feb 23, 2022 (385 d) |
| Ashley Nichole Navarre | Edward Jones national BD | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 28, 2021 | Apr 1, 2021 (63 d) |
| Blaine Jackson Wood | Liftoff Financial Planning state registered | Centaurus Financial, Inc. BD affiliated | Other | Jan 5, 2021 | Dec 24, 2020 |
| Randal James Brown | Briteline Wealth Management Group unclassified | Centaurus Financial, Inc. other | Other | Dec 22, 2020 | Jul 12, 2010 |
| Edward E Blacka | Trustmont Advisory Group, Inc. BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 21, 2020 | Dec 22, 2020 |
| George Christopher Dallas | Cetera Advisor Networks LLC BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2020 | Nov 9, 2020 |
| Ronald Joseph Mclane | Fsc Securities Corporation BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 20, 2020 | Oct 19, 2020 |
| Victoria L Wilson | Geneos Wealth Management, Inc. BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 21, 2020 | Aug 20, 2020 |
| George Gengo Nabeshima | Pruco Securities, LLC BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2020 | May 6, 2022 (630 d) |
| Abel Lopez Olivares | Next Financial Group, Inc. BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 13, 2020 | Jul 31, 2020 |
| Donald Melvin Masters | Avantax Advisory Services BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 15, 2020 | Mar 22, 2021 (280 d) |
| Philip Charles Hagopian | Tlg Advisors, Inc. BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 8, 2020 | Jul 2, 2020 |
| Andrew Joseph Sheard | Hantz Financial Services, Inc. independent RIA | Centaurus Financial, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | May 26, 2020 | Jun 16, 2020 |
| David Anthony Martinez | Wells Fargo Advisors wirehouse | Centaurus Financial, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 22, 2020 | Apr 13, 2020 |
| John Micheal Evans | Woodstock Wealth Management, Inc. independent RIA | Centaurus Financial, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 25, 2020 | Mar 4, 2020 |
| Noreen Emily Mares | Wells Fargo Advisors wirehouse | Centaurus Financial, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 3, 2020 | Feb 11, 2026 (2171 d) |
| Robert E Walker | Osaic Institutions, Inc. BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 18, 2020 | Mar 23, 2020 (34 d) |
| Jusuf Sahabu | MML Investors Services, LLC BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 6, 2020 | Jan 1, 2025 (1791 d) |
| Debbie Leemckenna Cavanaugh | Independent Financial Group, LLC independent RIA | Centaurus Financial, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 5, 2020 | Feb 6, 2020 |
| Koorosh Zartoshty | Summit Financial Group Inc BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 17, 2020 | Jan 17, 2020 |
| Thomas Carlos Nieves | Summit Financial Group Inc BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 17, 2020 | Jan 22, 2020 |
| Tammi Rae Reinders | Coordinated Capital Securities, Inc. independent RIA | Centaurus Financial, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2019 | Jan 4, 2021 (370 d) |
| Cortino Rito Garcia | Independent Financial Group, LLC independent RIA | Centaurus Financial, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2019 | Jan 3, 2020 |
| George Lewis Saltzman | Concourse Financial Group Advisors BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 18, 2019 | Dec 4, 2019 |
| Richard Dennis Means | Hornor, Townsend & Kent, LLC BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 13, 2019 | Sep 6, 2022 (998 d) |
| Dean Robert Novin | Cetera Investment Advisers LLC BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 12, 2019 | Dec 12, 2019 |
| Jane Mary Olbekson | First Allied Advisory Services, Inc. BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 12, 2019 | Dec 12, 2019 |
| Desmond M Daly | Equitable Advisors, LLC national BD | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 26, 2019 | Mar 16, 2020 (111 d) |
| Eric George Brillant | LPL Financial LLC BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 21, 2019 | Oct 3, 2019 |
| Thomas Farrington Blackburn | Verus Financial Partners independent RIA | Centaurus Financial, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 6, 2019 | Jul 26, 2019 |
| Marie Goforth Albarian | Capital Financial Services, Inc. independent RIA | Centaurus Financial, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | May 20, 2019 | Jun 7, 2019 |
| John William Challas | Questar Asset Management, Inc. BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2019 | Jun 10, 2021 (770 d) |
| Jeanine Alasmar | Fidelity Personal And Workplace Advisors BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 25, 2019 | Jul 31, 2019 (97 d) |
| Michael Gary Ball | Weatherstone Capital Management independent RIA | Centaurus Financial, Inc. other | Other | Apr 11, 2019 | Nov 30, 2001 |
| Kevin Michael Pierce | Spc BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 29, 2019 | Apr 9, 2019 |
| Andrew Charles Bolt | Berthel Fisher & Company Financial Services, Inc. BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2019 | Feb 5, 2019 |
| Gene Wilbur Williams | Questar Asset Management, Inc. BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 4, 2019 | Feb 3, 2025 (2191 d) |
| Marcelle Denise Soliman | Park Avenue Securities LLC BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2019 | Feb 7, 2019 |
| James Paul Norris | LPL Financial LLC independent RIA | Centaurus Financial, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 29, 2019 | Jan 15, 2019 |
| Astrid Hall | Ameriprise Financial Services, LLC national BD | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 29, 2019 | Jan 25, 2019 |
| Eduardo Cervantes | Wells Fargo Advisors wirehouse | Centaurus Financial, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 25, 2019 | Mar 26, 2019 (60 d) |
| Paul Lawrence Newton | Securities America Advisors, Inc. BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 21, 2019 | Feb 5, 2019 |
| Erol Aaron Woods | Equitable Advisors, LLC national BD | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 8, 2019 | Feb 22, 2019 (45 d) |
| Michael Anthony Elias | Packerland Brokerage Services, Inc. independent RIA | Centaurus Financial, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2018 | Jan 2, 2019 |
| Martin J Vanamen | Ameriprise Financial Services, LLC national BD | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 19, 2018 | Dec 20, 2018 |
| Ryan Andrew Lundquist | Ameriprise Financial Services, LLC national BD | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 19, 2018 | Jan 28, 2019 (40 d) |
| David L Crane | Questar Asset Management, Inc. BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 18, 2018 | Dec 18, 2018 |
| Christopher Chea Stewart | Woodbury Financial Services, Inc. BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 18, 2018 | Dec 21, 2018 |
| Nichole K Toledo | Securities America Advisors, Inc. BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 4, 2018 | Jan 2, 2019 |
| James Edward Steiger | Isc Advisors, Inc. independent RIA | Centaurus Financial, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 19, 2018 | Sep 19, 2018 |
| Samuel Leslie Sutterfield | Wells Fargo Advisors wirehouse | Centaurus Financial, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 29, 2018 | Aug 29, 2018 |
| Nicholas Frank Saunders | Cetera Investment Advisers LLC BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 27, 2018 | Aug 21, 2018 |
435 moves match.