DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at &Partners

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Harry Dekle VannAmb Wealth, LLC independent RIA&Partners independent RIARIA to RIAApr 11, 2026Apr 13, 2026
James Edward PylesWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAApr 1, 2026Mar 27, 2026
Grayson J FoleyPnc Wealth Management BD affiliated&Partners independent RIAAffiliated broker-dealer or bank to independent RIAMar 31, 2026Apr 1, 2026
Glenn Reid QuattlebaumEdward Jones national BD&Partners independent RIAAffiliated broker-dealer or bank to independent RIAMar 30, 2026Mar 27, 2026
Phillip Evans GilbertEdward Jones national BD&Partners independent RIAAffiliated broker-dealer or bank to independent RIAMar 30, 2026Mar 27, 2026
Shawn Thomas Keisuke MccarthyRaymond James Financial Services Advisors, Inc BD affiliated&Partners independent RIAAffiliated broker-dealer or bank to independent RIAMar 26, 2026Sep 8, 2026 (166 d)
Kyrstie Lee WoottenMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse&Partners independent RIAWirehouse to independent RIAMar 24, 2026Mar 20, 2026
Peter N DerensisWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAMar 16, 2026Mar 10, 2026
Dominic Francis SheaWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAMar 16, 2026Mar 10, 2026
Gregory Lee LamonicaWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAMar 16, 2026Mar 10, 2026
Marci HoldenWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAMar 16, 2026Mar 10, 2026
John Riley SmithWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAMar 10, 2026Mar 6, 2026
Jonathan Nathaniel ChasenWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAMar 10, 2026Mar 6, 2026
Crystal Gormus MartinWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAMar 10, 2026Mar 6, 2026
Patrick Nicolaus CarrollWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAMar 10, 2026Mar 6, 2026
Michelle Kelsay BishopWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAMar 10, 2026Mar 6, 2026
Noah Chapman EliasWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAMar 10, 2026Mar 6, 2026
Heather NadeauWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAMar 10, 2026Mar 10, 2026
Christopher Ara MarkarianLPL Financial LLC BD affiliated&Partners independent RIAAffiliated broker-dealer or bank to independent RIAMar 6, 2026Jun 15, 2026 (101 d)
Debra A. DragichRaymond James & Associates, Inc. national BD&Partners independent RIAAffiliated broker-dealer or bank to independent RIAMar 4, 2026Mar 2, 2026
Bradley Lammert BauerLPL Financial LLC BD affiliated&Partners independent RIAAffiliated broker-dealer or bank to independent RIAMar 4, 2026Mar 9, 2026
Charles B JamesWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAMar 3, 2026Mar 3, 2026
Sarah Michelle RhodesWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAFeb 23, 2026Mar 2, 2026
George Heyward BarnesAmeriprise Financial Services, LLC national BD&Partners independent RIAAffiliated broker-dealer or bank to independent RIAFeb 12, 2026Feb 5, 2026
Steven Clarence FlowersLPL Financial LLC BD affiliated&Partners independent RIAAffiliated broker-dealer or bank to independent RIAFeb 11, 2026Feb 10, 2026
Camden Marshall CollinsLPL Financial LLC BD affiliated&Partners independent RIAAffiliated broker-dealer or bank to independent RIAFeb 11, 2026Feb 11, 2026
Douglas Nease BrunerAmeriprise Financial Services, LLC national BD&Partners independent RIAAffiliated broker-dealer or bank to independent RIAFeb 10, 2026Feb 5, 2026
Brian Joseph KonopWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAJan 28, 2026Jan 27, 2026
Edward John CurleyWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAJan 14, 2026Jan 9, 2026
Jody AngellottiWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAJan 14, 2026Jan 9, 2026
Corbin Philip CurleyWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAJan 14, 2026Jan 9, 2026
Andrei Constantin PradaWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAJan 13, 2026Jan 5, 2026
Conner RoodJ.P. Morgan Securities LLC wirehouse&Partners independent RIAWirehouse to independent RIAJan 11, 2026Jan 12, 2026
Paul James OblonWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIANov 26, 2025Nov 21, 2025
Lisa Marie PauloskyWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIANov 26, 2025Nov 21, 2025
Jorge Diddier Palacios MurphyWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIANov 26, 2025Nov 23, 2025
Steven Daniel DoyleWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIANov 26, 2025Nov 21, 2025
Richard MorgensternWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIANov 13, 2025Nov 3, 2025
Jack Evan WienerWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIANov 12, 2025Nov 4, 2025
Michael DonohueWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIANov 12, 2025Nov 5, 2025
Michael Timothy WaldronWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIANov 12, 2025Nov 4, 2025
Dennis Robert HallWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIANov 12, 2025Nov 5, 2025
Jennifer McmaneminWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIANov 12, 2025Nov 4, 2025
Karen L BaumanWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIANov 12, 2025Nov 7, 2025
Matthew PalusakWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIANov 12, 2025Nov 4, 2025
David W DeahlWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIANov 12, 2025Nov 7, 2025
Jeannetta RobinsonWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIANov 12, 2025Nov 7, 2025
Michael DonohueWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIANov 12, 2025Nov 4, 2025
John Philip ZinnCommonwealth Financial Network national BD&Partners independent RIAAffiliated broker-dealer or bank to independent RIANov 10, 2025Nov 10, 2025
Julia Renee LindbergCommonwealth Financial Network national BD&Partners independent RIAAffiliated broker-dealer or bank to independent RIANov 10, 2025Nov 23, 2025
Matthew A ParsonsCommonwealth Financial Network national BD&Partners independent RIAAffiliated broker-dealer or bank to independent RIANov 10, 2025Nov 12, 2025
Brandon Thomas ParsonsCommonwealth Financial Network national BD&Partners independent RIAAffiliated broker-dealer or bank to independent RIANov 10, 2025Nov 10, 2025
John P ZinnCommonwealth Financial Network national BD&Partners independent RIAAffiliated broker-dealer or bank to independent RIANov 10, 2025Nov 10, 2025
Tamara Lynne StewartCommonwealth Financial Network national BD&Partners independent RIAAffiliated broker-dealer or bank to independent RIANov 10, 2025Nov 11, 2025
Edward Craig WingroveWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIANov 5, 2025Nov 3, 2025
Vincent Frank GerardiWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIANov 5, 2025Oct 31, 2025
Shannon Julia SimarWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIANov 5, 2025Oct 31, 2025
Ann Adair ConnollyWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIANov 5, 2025Nov 3, 2025
James WolslagerWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIANov 5, 2025Nov 3, 2025
David WillisWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIANov 5, 2025Oct 31, 2025
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515 moves match.