DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Silver Oak Securities, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Patrick William HorwitzSecurities America Advisors, Inc. BD affiliatedSilver Oak Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherDec 10, 2021Nov 15, 2021
Michael Jude SullivanSecurities America Advisors, Inc. BD affiliatedSilver Oak Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherNov 15, 2021Nov 8, 2021
Larry Andrew PrislovskySecurities America Advisors, Inc. BD affiliatedSilver Oak Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherNov 9, 2021Nov 3, 2021
John Christopher CogswellPortfolio Resources Advisor Group, Inc. independent RIASilver Oak Securities, Inc. BD affiliatedRIA to affiliated broker-dealer or bankOct 12, 2021Oct 6, 2021
David Florent FeltzSecurities America Advisors, Inc. BD affiliatedSilver Oak Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 24, 2021Sep 16, 2021
Brian David HosanSecurities America Advisors, Inc. BD affiliatedSilver Oak Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 24, 2021Sep 16, 2021
Randolph Earl RaileyKorhorn Financial Group independent RIASilver Oak Securities, Inc. BD affiliatedRIA to affiliated broker-dealer or bankSep 3, 2021Sep 3, 2021
William Nolan ReutherPrivate Client Services, LLC BD affiliatedSilver Oak Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 9, 2021Aug 12, 2021
James Edward WilsonAvantax Advisory Services BD affiliatedSilver Oak Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJun 4, 2021Jun 3, 2021
John Douglas BaxleyCambridge Investment Research Advisors, Inc. BD affiliatedSilver Oak Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 24, 2021May 28, 2021
Zachary Allen ZettergrenNext Financial Group, Inc. BD affiliatedSilver Oak Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 11, 2021May 11, 2021
Michael Douglass JonesCantella & Co., Inc. BD affiliatedSilver Oak Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 7, 2021Apr 30, 2021
Adam Robert KosonSecurities America Advisors, Inc. BD affiliatedSilver Oak Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherFeb 24, 2021Feb 24, 2021
Thomas George LockmundOsaic Wealth, Inc. BD affiliatedSilver Oak Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherFeb 12, 2021Mar 13, 2021
James Landon MooreSecurities America Advisors, Inc. BD affiliatedSilver Oak Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherDec 31, 2020May 11, 2021 (131 d)
Robert Lawrence RiesenbeckAvantax Advisory Services BD affiliatedSilver Oak Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherDec 17, 2020Dec 24, 2020
James C KreidGeneos Wealth Management, Inc. BD affiliatedSilver Oak Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherNov 10, 2020Nov 12, 2020
Stacia Jo JonesSecurities America Advisors, Inc. BD affiliatedSilver Oak Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherOct 14, 2020Sep 22, 2022 (708 d)
David Hudson MelendySsn Advisory, Inc. BD affiliatedSilver Oak Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 30, 2020Mar 17, 2021 (168 d)
James Marion GarrisonThurston Springer Financial BD affiliatedSilver Oak Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 4, 2020Sep 16, 2020
Richard Gregory GruczSagepoint Financial, Inc. BD affiliatedSilver Oak Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 21, 2020Aug 19, 2020
Carlos Q IngramVerity Asset Management independent RIASilver Oak Securities, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMay 30, 2020Aug 6, 2020 (68 d)
Dennis Edward HollimanHouseholder Group Estate & Retirement Specialists independent RIASilver Oak Securities, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMar 13, 2020Mar 20, 2020
Andrew Robert WallaceCosey Financial Services, Inc. independent RIASilver Oak Securities, Inc. BD affiliatedRIA to affiliated broker-dealer or bankFeb 5, 2020Jan 17, 2020
Michael Lee JonesCambridge Investment Research Advisors, Inc. BD affiliatedSilver Oak Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherDec 23, 2019Jan 2, 2020
Jerald Anthony BennettPrivate Client Services, LLC independent RIASilver Oak Securities, Inc. BD affiliatedRIA to affiliated broker-dealer or bankNov 18, 2019Dec 15, 2019
Klaus Gerhard SteinkeCreativeone Wealth, LLC independent RIASilver Oak Securities, Inc. BD affiliatedRIA to affiliated broker-dealer or bankNov 5, 2019Mar 13, 2020 (129 d)
Craig R CokerCantella & Co., Inc. BD affiliatedSilver Oak Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 13, 2019Sep 16, 2019
Scott Brooks WickerAvantax Advisory Services BD affiliatedSilver Oak Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 23, 2019Aug 27, 2019
Nicholas Blake MorganChristy Capital Management, Inc. independent RIASilver Oak Securities, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJul 17, 2019Jul 18, 2019
Kevin Dennis BivenSsn Advisory, Inc. BD affiliatedSilver Oak Securities, Inc. independent RIAAffiliated broker-dealer or bank to independent RIASep 23, 2018Sep 25, 2018
Paul Raymond TingleySsn Advisory, Inc. BD affiliatedSilver Oak Securities, Inc. independent RIAAffiliated broker-dealer or bank to independent RIASep 23, 2018Oct 25, 2018 (32 d)
Larry Jay MossSsn Advisory, Inc. BD affiliatedSilver Oak Securities, Inc. independent RIAAffiliated broker-dealer or bank to independent RIASep 23, 2018Sep 27, 2018
Grant Mitchell SchrockSsn Advisory, Inc. BD affiliatedSilver Oak Securities, Inc. independent RIAAffiliated broker-dealer or bank to independent RIASep 23, 2018Sep 25, 2018
Sean Tyler BivenSsn Advisory, Inc. BD affiliatedSilver Oak Securities, Inc. independent RIAAffiliated broker-dealer or bank to independent RIASep 23, 2018Sep 25, 2018
Joanna R HabeggerSsn Advisory, Inc. BD affiliatedSilver Oak Securities, Inc. independent RIAAffiliated broker-dealer or bank to independent RIASep 20, 2018Sep 21, 2018
Stephen T GlasgowCharles Schwab & Co., Inc. national BDSilver Oak Securities, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAMay 7, 2018Jan 15, 2019 (253 d)
Marc Victor RosenblumOsaic Fs, Inc. otherSilver Oak Securities, Inc. independent RIAOtherMar 6, 2018Feb 16, 2018
Alex Justin HollimanAddicus Advisory, LLC independent RIASilver Oak Securities, Inc. BD affiliatedRIA to affiliated broker-dealer or bankSep 22, 2017May 27, 2020 (978 d)
Ryan Louis PittsWaddell & Reed otherSilver Oak Securities, Inc. otherOtherJun 28, 2017Jun 21, 2017
Ed Tiencken McmanusCuttingedge Advisors otherSilver Oak Securities, Inc. otherOtherDec 31, 2016Oct 25, 2016
David Charles KingSeverin Investments LLC independent RIASilver Oak Securities, Inc. otherOtherSep 27, 2016Feb 3, 2017 (129 d)
Jonathan Dexter PolsonFintrust Investment Advisory Services, LLC otherSilver Oak Securities, Inc. otherOtherJan 4, 2016Jan 27, 2016
Richard Allen SandmanOn Investment Management Co otherSilver Oak Securities, Inc. otherOtherJul 1, 2015Jun 30, 2017 (730 d)
William Carlson NagyCreative Financial Designs, Inc. otherSilver Oak Securities, Inc. otherOtherApr 7, 2015Apr 7, 2015
Alexander Michael MeansLPL Financial LLC otherSilver Oak Securities, Inc. otherOtherFeb 10, 2015Feb 11, 2015
James Parnick JenningsResource Horizons Investment Advisory, Inc. otherSilver Oak Securities, Inc. otherOtherDec 31, 2014Dec 3, 2014
Ryan Griffin LeddenResource Horizons Investment Advisory, Inc. otherSilver Oak Securities, Inc. otherOtherDec 31, 2014Dec 4, 2014
Michael Eugene MoffittLPL Financial LLC otherSilver Oak Securities, Inc. independent RIAOtherJul 29, 2014Oct 3, 2018 (1527 d)
Alvin Kenneth SmithJ P Turner & Company Capital Management, LLC otherSilver Oak Securities, Inc. otherOtherJul 5, 2014Jun 2, 2014
Kenneth Daniel TumoloMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSilver Oak Securities, Inc. otherOtherApr 17, 2014Apr 22, 2014
Donald Robert GreeneHornor, Townsend & Kent, LLC otherSilver Oak Securities, Inc. otherOtherMar 27, 2014Mar 24, 2014
William Jeffrey BinghamNfp Advisor Services, LLC otherSilver Oak Securities, Inc. otherOtherOct 17, 2013Jan 8, 2016 (813 d)
Kyle Jensen KirwanGlobal Financial Private Capital, Inc. otherSilver Oak Securities, Inc. otherOtherJun 19, 2012Feb 27, 2012
Clemont Lee BevillBerthel Fisher & Company Financial Services, Inc. otherSilver Oak Securities, Inc. otherOtherMar 1, 2012Nov 30, 2012 (274 d)
Charles Jefferson ChristianVoya Financial Advisors, Inc. otherSilver Oak Securities, Inc. otherOtherFeb 8, 2012Feb 3, 2012
Chad Michael CentorbiSutterfield Financial Group, Inc. otherSilver Oak Securities, Inc. otherOtherJan 27, 2012Jan 27, 2012
Brent Allen GorterCuttingedge Advisors otherSilver Oak Securities, Inc. otherOtherApr 14, 2011Apr 14, 2011
Jason Christopher Vander PolCuttingedge Advisors otherSilver Oak Securities, Inc. otherOtherApr 14, 2011Apr 14, 2011
Melvin Adolf GossCreative Financial Designs, Inc. otherSilver Oak Securities, Inc. otherOtherNov 22, 2010Dec 2, 2010
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132 moves match.