DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Fifth Third Securities, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Robert Edward Kollar | Benjamin F. Edwards & Company, Incorporated BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 8, 2025 | Apr 3, 2025 |
| Mirko Reithofer | U.S. Bancorp Investments, Inc. BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 27, 2025 | May 13, 2025 (47 d) |
| Jason Zardavets | Ameriprise Financial Services, LLC national BD | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 25, 2025 | May 5, 2025 (41 d) |
| John Michael Mousel | MML Investors Services, LLC BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 7, 2025 | Mar 3, 2025 |
| Jonathan Young-Joon Chung | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fifth Third Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 14, 2025 | Jun 4, 2025 (110 d) |
| Jacob Anthony Gammon | Truist Advisory Services, Inc. BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 11, 2025 | Mar 27, 2025 (44 d) |
| Raymond Cecil Shoup | LPL Financial LLC BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 30, 2025 | Jan 29, 2025 |
| Jacob Thomas Cordonnier | Huntington Financial Advisors BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 22, 2025 | Jan 24, 2025 |
| Bethany Youngs | J.P. Morgan Securities LLC wirehouse | Fifth Third Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 3, 2025 | Feb 27, 2025 (55 d) |
| John Payton | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fifth Third Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 5, 2024 | Dec 11, 2024 |
| Alexis Linderer | U.S. Bancorp Investments, Inc. BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 20, 2024 | Nov 21, 2024 |
| Karen Warner | Citizens Securities, Inc. BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 19, 2024 | Nov 25, 2024 |
| Alexander Fetherland | Fidelity Personal And Workplace Advisors BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 28, 2024 | Nov 14, 2024 |
| Nordia Hue | Fidelity Personal And Workplace Advisors BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 2, 2024 | Sep 27, 2024 |
| Steven Tozer | J.P. Morgan Securities LLC wirehouse | Fifth Third Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 26, 2024 | Sep 30, 2024 |
| Chris Gruin | First Citizens Investor Services, Inc. BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 23, 2024 | Sep 25, 2024 |
| Stacy Lynn Schindler | Edward Jones national BD | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 23, 2024 | Sep 26, 2024 |
| Clay Alan Tarro | LPL Financial LLC BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 4, 2024 | Jun 10, 2025 (279 d) |
| Anthony Resendes | Touchstone Advisors Inc asset manager | Fifth Third Securities, Inc. BD affiliated | Other | Sep 3, 2024 | Sep 6, 2024 |
| Ana Fonseca | Concourse Financial Group Advisors BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2024 | Aug 7, 2024 |
| Joseph Clift | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fifth Third Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 2, 2024 | Aug 15, 2024 |
| Shaun Smith | Ameriprise Financial Services, LLC national BD | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 1, 2024 | Jun 28, 2024 |
| Jacob Luther | Cetera Investment Advisers LLC BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 14, 2024 | Jun 21, 2024 |
| Joel Niese | Donaldson Capital Management LLC independent RIA | Fifth Third Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 11, 2024 | Jul 11, 2024 |
| Marsha Daugherty | Osaic Wealth, Inc. BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 7, 2024 | Aug 19, 2024 (73 d) |
| Xavier Andres Kon-Lopez | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fifth Third Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 7, 2024 | Jun 25, 2024 |
| Manuel Macias | Edward Jones national BD | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 6, 2024 | Jun 13, 2024 |
| Shawn Rottink | Edward Jones national BD | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 29, 2024 | May 28, 2024 |
| Fernando D Arroyo | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fifth Third Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 30, 2024 | May 3, 2024 |
| Craig Brown | J.P. Morgan Securities LLC wirehouse | Fifth Third Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 27, 2024 | May 2, 2024 |
| Taylor Turner | Vanguard Advisers, Inc. BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 25, 2024 | May 1, 2024 |
| Yulun Wu | Citigroup Global Markets Inc. BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2024 | Jun 18, 2024 (56 d) |
| Steven Hart | Next Financial Group, Inc. BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 4, 2024 | Apr 4, 2024 |
| Drew Tuchfarber | Northwestern Mutual Investment Services,LLC no RAUM | Fifth Third Securities, Inc. BD affiliated | Other | Apr 3, 2024 | Apr 10, 2024 |
| Alexandre Cauvin Sawyer | Florida Financial Advisors, LLC BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 1, 2024 | Jul 22, 2024 (112 d) |
| Sandra Nies | Huntington Financial Advisors BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 21, 2024 | Apr 4, 2024 |
| Jason Scott Moore | Huntington Financial Advisors BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2024 | Mar 18, 2024 |
| Kimberly A Mitchell | LPL Financial LLC BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2024 | Apr 25, 2025 (415 d) |
| Justin Thomas Rayman | Navy Federal Investment Services, LLC BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 4, 2024 | Mar 5, 2024 |
| Bradley Matthew Peavler | Fidelity Personal And Workplace Advisors BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 21, 2024 | Feb 12, 2024 |
| Chancey Zifko | Wells Fargo Advisors wirehouse | Fifth Third Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 21, 2024 | Feb 28, 2024 |
| Sean Pierce | Edward Jones national BD | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 3, 2024 | Jan 26, 2024 |
| Lamont Taylor | Fidelity Personal And Workplace Advisors BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 2, 2024 | Jul 31, 2024 (180 d) |
| Brian Adams | Pnc Wealth Management BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 19, 2024 | Jan 22, 2024 |
| Gary Bell Jr | Wells Fargo Advisors wirehouse | Fifth Third Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 21, 2023 | Jan 29, 2024 (39 d) |
| Timothy Kamp | Strategic Wealth Investment Group, LLC independent RIA | Fifth Third Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 19, 2023 | Dec 21, 2023 |
| Michael Dodge | Fidelity Personal And Workplace Advisors BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 22, 2023 | Nov 30, 2023 |
| Samuel Beriault | MML Investors Services, LLC BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 21, 2023 | Nov 28, 2023 |
| Joseph Huckleby | U.S. Bancorp Investments, Inc. BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 10, 2023 | Nov 14, 2023 |
| Steve Lee Townsend | Edward Jones national BD | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 24, 2023 | Oct 20, 2023 |
| Antoinetta Freeman | Edward Jones national BD | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 23, 2023 | Oct 20, 2023 |
| Erik Lynch | Wells Fargo Advisors wirehouse | Fifth Third Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 19, 2023 | Jun 3, 2024 (228 d) |
| Kelsey Dietzman | Credit Union Investment Services state registered | Fifth Third Securities, Inc. BD affiliated | Other | Oct 19, 2023 | Nov 3, 2023 |
| Sean Fenerty | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fifth Third Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 4, 2023 | Oct 12, 2023 |
| Adam Smotherman | Cetera Investment Advisers LLC BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 28, 2023 | Oct 12, 2023 |
| January Schmus | Morgan Stanley wirehouse | Fifth Third Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 22, 2023 | Sep 22, 2023 |
| Dillon Drossart | Pruco Securities, LLC BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 18, 2023 | Oct 20, 2023 (32 d) |
| William F Mccarty | Charles Schwab & Co., Inc. national BD | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 14, 2023 | Sep 21, 2023 |
| Erick Primero | Spc BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 8, 2023 | Feb 12, 2024 (157 d) |
| Robert Blalock | Huntington Financial Advisors BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 7, 2023 | Aug 30, 2023 |
1,058 moves match.