DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at American Portfolios Advisors, Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Daniel James Fratantoro	Mutual Of Omaha Investor Services, Inc. no RAUM	American Portfolios Advisors, Inc other	Other	Jan 30, 2018	Jan 29, 2018
John Edward Palmer	Signator Investors, Inc. other	American Portfolios Advisors, Inc independent RIA	Other	Jan 25, 2018	Jun 28, 2019 (519 d)
David Alexander Vileno	B. Riley Wealth Advisors, Inc. BD affiliated	American Portfolios Advisors, Inc other	Other	Jan 24, 2018	Feb 14, 2018
Daniel Joseph Abel	Morgan Stanley wirehouse	American Portfolios Advisors, Inc other	Other	Jan 17, 2018	Jan 18, 2018
Darlene A Lukaszewicz	Northeast Asset Management LLC other	American Portfolios Advisors, Inc other	Other	Jan 12, 2018	Jan 2, 2018
Derek Frank Binstock	LPL Financial LLC independent RIA	American Portfolios Advisors, Inc independent RIA	RIA to RIA	Jan 11, 2018	May 23, 2019 (497 d)
Patrick C Passaretti	Progressive Advisory Solutions other	American Portfolios Advisors, Inc other	Other	Dec 31, 2017	Jan 2, 2018
Samuel Rozzi	Progressive Advisory Solutions other	American Portfolios Advisors, Inc independent RIA	Other	Dec 31, 2017	May 21, 2018 (141 d)
Kathleen Marie Indiano	Invest Financial Corporation other	American Portfolios Advisors, Inc other	Other	Dec 1, 2017	Dec 7, 2017
Matthew Franklin Schneiderman	Kovack Advisors, Inc. other	American Portfolios Advisors, Inc other	Other	Nov 30, 2017	Feb 14, 2018 (76 d)
Thomas Michael Mclean	Securities America Advisors, Inc. other	American Portfolios Advisors, Inc independent RIA	Other	Nov 24, 2017	Jul 25, 2018 (243 d)
Timothy James Bodner	Concourse Financial Group Advisors other	American Portfolios Advisors, Inc independent RIA	Other	Nov 8, 2017	Aug 27, 2019 (657 d)
Rosemary Tomassi	Osaic Fs, Inc. other	American Portfolios Advisors, Inc other	Other	Nov 2, 2017	Oct 23, 2017
Jeremy Matthew Vento	Osaic Fs, Inc. other	American Portfolios Advisors, Inc other	Other	Oct 31, 2017	Oct 24, 2017
Michael Edward Loftus	Regal Investment Advisors LLC other	American Portfolios Advisors, Inc other	Other	Oct 3, 2017	Feb 21, 2018 (141 d)
Richard Thomas Collins	Waddell & Reed other	American Portfolios Advisors, Inc other	Other	Sep 6, 2017	Sep 5, 2017
Christopher Michael Bryan	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	American Portfolios Advisors, Inc other	Other	Aug 28, 2017	Aug 29, 2017
Mark Andre Poitras	Hsbc Securities (USA) Inc. other	American Portfolios Advisors, Inc other	Other	Aug 7, 2017	Aug 29, 2017
Jeffrey Rushworth Hill	Financial West Group other	American Portfolios Advisors, Inc other	Other	Jul 31, 2017	Aug 1, 2017
Carter Ashly Morrison	Western International Securities other	American Portfolios Advisors, Inc other	Other	Jul 21, 2017	Jul 21, 2017
Roger Steven Kalina	Professional Planning Services other	American Portfolios Advisors, Inc other	Other	Jul 13, 2017	Feb 20, 2015
Loretta Chiofolo	Ameriprise Financial Services, LLC national BD	American Portfolios Advisors, Inc other	Other	Jun 27, 2017	Nov 14, 2017 (140 d)
Michael Francis Egan	4thought Financial Group Inc. other	American Portfolios Advisors, Inc other	Other	May 31, 2017	Jun 13, 2017
Stuart Impey	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	American Portfolios Advisors, Inc other	Other	May 9, 2017	May 8, 2017
Donald Joseph Savino	Private Advisor Group, LLC other	American Portfolios Advisors, Inc other	Other	May 8, 2017	Aug 11, 2017 (95 d)
Francis Matthew Manella	MML Investors Services, LLC other	American Portfolios Advisors, Inc other	Other	Mar 16, 2017	Nov 6, 2017 (235 d)
Jeffrey Michael Sultan	Madison Advisory Services, Inc. other	American Portfolios Advisors, Inc other	Other	Mar 13, 2017	May 9, 2017 (57 d)
Paul David Mcmillin	Faithward Advisors, LLC other	American Portfolios Advisors, Inc other	Other	Jan 25, 2017	Jan 13, 2017
Robert Francis Walsh	Sound Asset Management Group, LLC other	American Portfolios Advisors, Inc other	Other	Jan 11, 2017	Mar 28, 2013
Richard Lee Cox	Cox Wealth Management, LLC other	American Portfolios Advisors, Inc other	Other	Jan 6, 2017	Jan 13, 2016
Nathan Gregory Strait	Cox Wealth Management, LLC other	American Portfolios Advisors, Inc other	Other	Jan 6, 2017	Nov 23, 2016
Thomas Christopher Froehlich	Froehlich Financial Group, Ltd. unclassified	American Portfolios Advisors, Inc other	Other	Dec 31, 2016	Mar 9, 2007
Charles Wayne Cordle	Cox Wealth Management, LLC other	American Portfolios Advisors, Inc other	Other	Dec 31, 2016	Nov 23, 2016
Tasha Gartner Allard	Bancwest Investment Services, Inc. (Bwis) other	American Portfolios Advisors, Inc other	Other	Dec 9, 2016	Jan 7, 2017
David Joseph Gallant	Investors Capital Advisory other	American Portfolios Advisors, Inc other	Other	Sep 15, 2016	Sep 21, 2016
Armando Fernandez	Morgan Stanley wirehouse	American Portfolios Advisors, Inc other	Other	Aug 22, 2016	Jan 10, 2017 (141 d)
Carmine Joseph Passante	Legend Advisory, LLC other	American Portfolios Advisors, Inc other	Other	Aug 17, 2016	Aug 17, 2016
Chi-Hong Chu	National Planning Corporation ("Npc Of America" In Fl & Ny) other	American Portfolios Advisors, Inc other	Other	Aug 15, 2016	Nov 3, 2016 (80 d)
Richard Michael Ditaranto	First Allied Advisory Services, Inc. other	American Portfolios Advisors, Inc other	Other	Aug 10, 2016	Aug 30, 2016
Vincent James Palumbos	Wall Street Financial Group, Inc other	American Portfolios Advisors, Inc other	Other	Aug 10, 2016	Aug 10, 2016
Matthew Reakus	Mercer Global Advisors Inc. other	American Portfolios Advisors, Inc other	Other	Aug 9, 2016	Dec 14, 2016 (127 d)
Paula Marie Rogala	Waddell & Reed other	American Portfolios Advisors, Inc other	Other	Jul 20, 2016	Jul 12, 2016
Vincent Brent Davis	Woodbury Financial Services, Inc. other	American Portfolios Advisors, Inc other	Other	Jul 14, 2016	Jun 28, 2016
V Cullen Kempson	Commonwealth Financial Network national BD	American Portfolios Advisors, Inc other	Other	Jun 27, 2016	Jun 14, 2016
Edmund Damien Tschopp	Commonwealth Financial Network national BD	American Portfolios Advisors, Inc other	Other	Jun 27, 2016	Jun 15, 2016
Alan Richard Melanson	Oneamerica Securities, Inc. other	American Portfolios Advisors, Inc other	Other	May 27, 2016	May 18, 2016
John Edmund Yannick	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	American Portfolios Advisors, Inc other	Other	May 12, 2016	Jul 22, 2016 (71 d)
Timothy Peter Harding	Santander Securities other	American Portfolios Advisors, Inc other	Other	May 3, 2016	Apr 20, 2016
Joseph Evans	Faithward Advisors, LLC other	American Portfolios Advisors, Inc other	Other	Apr 18, 2016	Nov 5, 2013
Paul David Mardoian	Rh Financial Group, LLC other	American Portfolios Advisors, Inc other	Other	Dec 31, 2015	Feb 1, 2013
Joseph Shawn Mcguire	Fsc Securities Corporation other	American Portfolios Advisors, Inc other	Other	Dec 31, 2015	Jan 11, 2016
David George Mowad	Pts Brokerage, LLC independent RIA	American Portfolios Advisors, Inc other	Other	Dec 14, 2015	Jan 28, 2016 (45 d)
Roger Elliott Hare	Westminster Financial Advisory Corp other	American Portfolios Advisors, Inc other	Other	Dec 7, 2015	Nov 25, 2015
Mark A Ruhe	J. W. Cole Advisors, Inc. other	American Portfolios Advisors, Inc other	Other	Nov 25, 2015	Feb 19, 2016 (86 d)
Ronald Jack Taylor	Osaic Fa, Inc. other	American Portfolios Advisors, Inc other	Other	Nov 9, 2015	Sep 29, 2017 (690 d)
Granville Joseph Knowles	Invest Financial Corporation other	American Portfolios Advisors, Inc other	Other	Oct 30, 2015	Nov 6, 2015
Mark William Vroman	Barr Financial Services, LLC other	American Portfolios Advisors, Inc other	Other	Oct 19, 2015	Oct 19, 2015
Gregg Charles Parker	Investors Capital Advisory other	American Portfolios Advisors, Inc other	Other	Sep 24, 2015	Jan 3, 2017 (467 d)
Dustin Brent Laporte	Cetera Advisors LLC other	American Portfolios Advisors, Inc other	Other	Aug 14, 2015	Aug 26, 2015
Dustin Tylor Aiguier	Eagle Strategies LLC other	American Portfolios Advisors, Inc other	Other	Jul 2, 2015	Jan 12, 2016 (194 d)

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414 moves match.