DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at United Capital Financial Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Patricia R VitaleTotal Financial Advisors, LLC independent RIAUnited Capital Financial Advisors BD affiliatedRIA to affiliated broker-dealer or bankMay 16, 2019Mar 30, 2021 (684 d)
Justin B IsaacJ.P. Morgan Securities LLC wirehouseUnited Capital Financial Advisors independent RIAWirehouse to independent RIAMay 1, 2019Apr 23, 2019
Ryan W BergmannBrighton Jones LLC independent RIAUnited Capital Financial Advisors BD affiliatedRIA to affiliated broker-dealer or bankApr 18, 2019Nov 4, 2019 (200 d)
William Alan SterlingCharles Schwab & Co., Inc. national BDUnited Capital Financial Advisors independent RIAAffiliated broker-dealer or bank to independent RIAApr 15, 2019Apr 8, 2019
Daniel Scott KatesMid Atlantic Financial Management, Inc. BD affiliatedUnited Capital Financial Advisors independent RIAAffiliated broker-dealer or bank to independent RIAApr 10, 2019Mar 19, 2019
Wesley Aaron FrenchPeachtree Investment Advisors, Inc. independent RIAUnited Capital Financial Advisors independent RIARIA to RIAMar 30, 2019Mar 29, 2019
Mark StancilPeachtree Investment Advisors, Inc. independent RIAUnited Capital Financial Advisors independent RIARIA to RIAMar 30, 2019Apr 1, 2019
Anthony C CarpitaIrongate International, L.L.C. independent RIAUnited Capital Financial Advisors independent RIARIA to RIAMar 29, 2019Mar 29, 2019
Rian Dana WatermanIrongate International, L.L.C. independent RIAUnited Capital Financial Advisors independent RIARIA to RIAMar 29, 2019Mar 29, 2019
Christopher Daniel ThomasCetera Advisor Networks LLC BD affiliatedUnited Capital Financial Advisors independent RIAAffiliated broker-dealer or bank to independent RIAMar 29, 2019Apr 3, 2019
Laura L McareeWest Financial Services, Inc. independent RIAUnited Capital Financial Advisors independent RIARIA to RIAMar 20, 2019Apr 8, 2019
Steven Edward RederLenox Wealth Management, Inc. independent RIAUnited Capital Financial Advisors independent RIARIA to RIAMar 7, 2019Mar 15, 2019
Robert Joseph SchneiderConservest Capital Advisors Inc independent RIAUnited Capital Financial Advisors independent RIARIA to RIAFeb 28, 2019Mar 15, 2019
Barbara Ann HargerConcorde Investment Management independent RIAUnited Capital Financial Advisors otherOtherFeb 19, 2019Feb 22, 2018
Mitchell Dean SimkinsMid Atlantic Financial Management, Inc. BD affiliatedUnited Capital Financial Advisors independent RIAAffiliated broker-dealer or bank to independent RIAFeb 15, 2019Feb 15, 2019
Christopher Robert StaggMid Atlantic Financial Management, Inc. BD affiliatedUnited Capital Financial Advisors independent RIAAffiliated broker-dealer or bank to independent RIAFeb 15, 2019Feb 19, 2019
Charles Wesley DavidsonTruist Advisory Services, Inc. BD affiliatedUnited Capital Financial Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJan 18, 2019Mar 7, 2019 (48 d)
Kevin Ray HermisMrz Financial Services LLC unclassifiedUnited Capital Financial Advisors independent RIAOtherDec 31, 2018Aug 31, 2018
Matthew PayneMrz Financial Services LLC unclassifiedUnited Capital Financial Advisors independent RIAOtherDec 31, 2018Sep 26, 2018
Stanley DylDavidson Capital independent RIAUnited Capital Financial Advisors independent RIARIA to RIADec 20, 2018Dec 27, 2018
Andrew Donald FreyCutler Investment Group mixed wealthUnited Capital Financial Advisors independent RIARIA to RIADec 6, 2018Mar 15, 2019 (99 d)
Michael Hugh SmithD3 Financial Counselors LLC independent RIAUnited Capital Financial Advisors BD affiliatedRIA to affiliated broker-dealer or bankOct 4, 2018Dec 24, 2019 (446 d)
Kelly Manning RodriguezAprio Wealth Management, LLC mixed wealthUnited Capital Financial Advisors independent RIARIA to RIASep 19, 2018Sep 27, 2018
Mark Joseph DeluciaGoldman Sachs Wealth Services, L.P. BD affiliatedUnited Capital Financial Advisors BD affiliatedAffiliated broker-dealer or bank to anotherSep 11, 2018Sep 23, 2022 (1473 d)
Richard Blake PearceEdge Capital Group, LLC independent RIAUnited Capital Financial Advisors BD affiliatedRIA to affiliated broker-dealer or bankSep 4, 2018Mar 14, 2022 (1287 d)
Mark MolowaStifel, Nicolaus & Company, Incorporated national BDUnited Capital Financial Advisors independent RIAAffiliated broker-dealer or bank to independent RIAAug 24, 2018Sep 10, 2018
Mary Lauren Santini1st Global Advisors Inc BD affiliatedUnited Capital Financial Advisors independent RIAAffiliated broker-dealer or bank to independent RIAAug 1, 2018Aug 20, 2018
Richard Schaben DitterEdelman Financial Engines independent RIAUnited Capital Financial Advisors independent RIARIA to RIAJul 26, 2018Sep 6, 2018 (42 d)
Benjamin Joseph LasaterMML Investors Services, LLC BD affiliatedUnited Capital Financial Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJul 20, 2018Jul 27, 2018
Michael Benito CamaraStrategic Advisers LLC national BDUnited Capital Financial Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJul 12, 2018Jan 29, 2019 (201 d)
Michael Edward MaderCetera Advisor Networks LLC BD affiliatedUnited Capital Financial Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJul 6, 2018Jul 10, 2018
Erin Danielle BluskeBfs Advisory Group, LLC unclassifiedUnited Capital Financial Advisors independent RIAOtherJun 26, 2018Jun 13, 2018
William WalkerMML Investors Services, LLC BD affiliatedUnited Capital Financial Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJun 21, 2018Jun 20, 2018
Chad Michael RishelAdvice And Planning Services BD affiliatedUnited Capital Financial Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJun 18, 2018Jul 24, 2018 (36 d)
Mouna NutakkiCambridge Investment Research Advisors, Inc. BD affiliatedUnited Capital Financial Advisors BD affiliatedAffiliated broker-dealer or bank to anotherJun 4, 2018May 28, 2020 (724 d)
Luke Patrick NagellGallatin River Capital LLC unclassifiedUnited Capital Financial Advisors independent RIAOtherApr 20, 2018Aug 23, 2018 (125 d)
Michelle Patterson HundleyHemington Wealth Management independent RIAUnited Capital Financial Advisors otherOtherMar 2, 2018Mar 13, 2018
Eric Christian LeePurple Wealth, LLC unclassifiedUnited Capital Financial Advisors otherOtherFeb 9, 2018Jan 19, 2016
Lance Aaron WexlerNexus Wealth Advisors, LLC otherUnited Capital Financial Advisors otherOtherJan 12, 2018Feb 13, 2017
Wayne Everett BoenigPfe Advisors, Inc. otherUnited Capital Financial Advisors otherOtherJan 2, 2018Nov 13, 2007
John William MckissickCompass Wealth Advisors, LLC otherUnited Capital Financial Advisors otherOtherDec 31, 2017Jul 5, 2017
Deborah Arlene DehoffCompass Wealth Advisors, LLC otherUnited Capital Financial Advisors otherOtherDec 31, 2017Jul 5, 2017
Andrew Taylor WagnerPersonal Capital Advisors Corporation otherUnited Capital Financial Advisors otherOtherDec 21, 2017Jan 3, 2018
Nathan Perry MoorePayne Wealth Partners, Inc. otherUnited Capital Financial Advisors otherOtherDec 15, 2017Dec 15, 2017
Terry PratherPayne Wealth Partners, Inc. otherUnited Capital Financial Advisors otherOtherDec 15, 2017Dec 15, 2017
William Hugh KellyCetera Advisor Networks LLC otherUnited Capital Financial Advisors independent RIAOtherDec 12, 2017Jan 22, 2025 (2598 d)
Mario ZumboStrategic Advisers LLC national BDUnited Capital Financial Advisors otherOtherNov 21, 2017Jan 12, 2018 (52 d)
Thomas Charles PatersonWickman Paterson Corrigan unclassifiedUnited Capital Financial Advisors otherOtherNov 2, 2017Jul 17, 2015
Maria Erzsebet OlsenWickman Paterson Corrigan unclassifiedUnited Capital Financial Advisors otherOtherNov 2, 2017Jul 23, 2015
James P DonahueGirard Securities, Inc. otherUnited Capital Financial Advisors otherOtherNov 1, 2017Oct 21, 2011
Dwayne Laverne GradyGirard Securities, Inc. otherUnited Capital Financial Advisors otherOtherNov 1, 2017Jan 5, 2006
John Harrison LindseyGirard Securities, Inc. otherUnited Capital Financial Advisors otherOtherNov 1, 2017Dec 2, 2015
Andrew Ross RamseyGirard Securities, Inc. otherUnited Capital Financial Advisors otherOtherNov 1, 2017Jun 17, 2013
Caroline Marie GirgisGirard Securities, Inc. otherUnited Capital Financial Advisors otherOtherNov 1, 2017Mar 3, 2006
Heidi Sarah HirshGirard Securities, Inc. otherUnited Capital Financial Advisors otherOtherNov 1, 2017Dec 2, 2015
Brandon M RossGirard Securities, Inc. otherUnited Capital Financial Advisors otherOtherNov 1, 2017Oct 21, 2011
Thad Robert DunnGirard Securities, Inc. otherUnited Capital Financial Advisors otherOtherNov 1, 2017Jul 15, 2010
Mary SchanzlinGirard Securities, Inc. otherUnited Capital Financial Advisors BD affiliatedOtherOct 23, 2017Mar 14, 2021 (1238 d)
Joshua Richard MeziereFinancial Insights Wealth Management otherUnited Capital Financial Advisors independent RIAOtherOct 13, 2017Apr 3, 2018 (172 d)
Jayne M MansfieldGirard Securities, Inc. otherUnited Capital Financial Advisors otherOtherSep 29, 2017Mar 17, 2008
Page 3 of 7PreviousNext
414 moves match.