DFX Intelligence
Advisor moves
Arrivals at Key Investment Services LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kristy Alayne Lash | Esi Financial Advisors independent RIA | Key Investment Services LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 4, 2024 | May 5, 2026 (547 d) |
| Harrison Frederick Fosnocht | Td Private Client Wealth LLC BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2024 | Oct 30, 2024 |
| Nilufar Barak | Morgan Stanley wirehouse | Key Investment Services LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 31, 2024 | Nov 14, 2024 |
| Sydney Michelle Brisco | Van Clemens Wealth Management, LLC independent RIA | Key Investment Services LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 20, 2024 | Oct 30, 2024 |
| Scott Teuscher | J.P. Morgan Securities LLC wirehouse | Key Investment Services LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 16, 2024 | Oct 22, 2024 |
| Eli Taylor | U.S. Bancorp Investments, Inc. BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 15, 2024 | Jan 6, 2025 (83 d) |
| Shirley Cynthia Antonini | Wells Fargo Advisors wirehouse | Key Investment Services LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 1, 2024 | May 8, 2026 (584 d) |
| Paul Ryan Lorenz | Osaic Institutions, Inc. BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 6, 2024 | Oct 7, 2024 (31 d) |
| Anna Michaelson | Pnc Wealth Management BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 4, 2024 | Aug 21, 2025 (351 d) |
| Lance Isaiah Roetling | Td Private Client Wealth LLC BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 30, 2024 | Oct 17, 2025 (413 d) |
| Todd Wayland Powers | Equitable Advisors, LLC national BD | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 28, 2024 | Nov 20, 2024 (84 d) |
| Ryan Thomas Howard | MML Investors Services, LLC BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 16, 2024 | Aug 21, 2024 |
| Ryan James Petry | Corda Investment Management, LLC independent RIA | Key Investment Services LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 13, 2024 | Nov 4, 2024 (83 d) |
| Christopher Wayne Kwame Clarke | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Key Investment Services LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 6, 2024 | Aug 12, 2024 |
| Samuel David Nielson | Valic Financial Advisors, Inc. BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 2, 2024 | Jul 23, 2024 |
| Susan Ann Chipps | LPL Financial LLC BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 26, 2024 | Jul 22, 2024 |
| Robert A Weiss | J.P. Morgan Securities LLC wirehouse | Key Investment Services LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 13, 2024 | Sep 24, 2025 (438 d) |
| Richard Antonio Failoo-Velasquez | Wells Fargo Advisors wirehouse | Key Investment Services LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 12, 2024 | Jan 8, 2025 (180 d) |
| John Edward Kariss | Citizens Securities, Inc. BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 10, 2024 | Nov 11, 2024 (124 d) |
| Owen Howard | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Key Investment Services LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 9, 2024 | Jul 12, 2024 |
| Joel Robert Larson | Equitable Advisors, LLC national BD | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 8, 2024 | Jul 29, 2024 |
| Brian William Daly | Aegis Capital Corp. BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2024 | Jul 11, 2024 |
| Carson L Holley | Equitable Advisors, LLC national BD | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2024 | Jul 23, 2024 |
| Eric Alan Dworznik | Pnc Wealth Management BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 24, 2024 | Jun 28, 2024 |
| Brandon Michael Maggio | Pruco Securities, LLC BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 21, 2024 | Jul 3, 2024 |
| Brian James Bayer | LPL Financial LLC BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 14, 2024 | Jun 14, 2024 |
| Michael Buchanan | J.P. Morgan Securities LLC wirehouse | Key Investment Services LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 5, 2024 | Oct 9, 2024 (126 d) |
| Benjamin Walsh | J.P. Morgan Securities LLC wirehouse | Key Investment Services LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 4, 2024 | Jul 15, 2024 (41 d) |
| Jackson H. Pierce | Equitable Advisors, LLC national BD | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | May 16, 2024 | Apr 16, 2025 (335 d) |
| Maximino Bautista | Wells Fargo Advisors wirehouse | Key Investment Services LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 9, 2024 | Jul 12, 2024 (64 d) |
| Dorothy Helen Whitman | Securities America Advisors, Inc. BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2024 | Apr 25, 2024 |
| Desirae Monaco | Corecap Advisors BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2024 | May 13, 2024 |
| Bryan Laube | Edward Jones national BD | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 25, 2024 | Apr 30, 2024 |
| Sergio Miguel Corrente | Equitable Advisors, LLC national BD | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2024 | Apr 26, 2024 |
| Hugo Alberto Vazquez Alcala | J.P. Morgan Securities LLC wirehouse | Key Investment Services LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 17, 2024 | Aug 2, 2024 (107 d) |
| Ajet Metaliaj | Citigroup Global Markets Inc. BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 3, 2024 | Mar 28, 2024 |
| Ryan Michael Sundberg | LPL Financial LLC BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 28, 2024 | Nov 5, 2025 (587 d) |
| Jonathan Neville | Skyline Advisors, Inc. independent RIA | Key Investment Services LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 26, 2024 | Jun 27, 2024 (93 d) |
| Marcus Tobin | Cetera Investment Advisers LLC BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 18, 2024 | Apr 9, 2024 |
| Samuel Frederick Niesslein | Edward Jones national BD | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 11, 2024 | Mar 12, 2024 |
| Carolyn R Barnaba | Cuso Financial Services, L.P. BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 11, 2024 | Feb 7, 2024 |
| Matthew C Jones | Huntington Financial Advisors BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 5, 2024 | Mar 5, 2024 |
| Miriam Rebekah Bianchini | Citizens Securities, Inc. BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 12, 2024 | Feb 12, 2024 |
| James Michael Schaible | Td Private Client Wealth LLC BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 9, 2024 | Feb 27, 2024 |
| Stephen William Jewell | Equitable Advisors, LLC national BD | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 8, 2024 | Apr 10, 2024 (62 d) |
| Steven C Semple | J.P. Morgan Securities LLC wirehouse | Key Investment Services LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 25, 2024 | Feb 26, 2024 (32 d) |
| Barbara Jean Pal | Securities America Advisors, Inc. BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 16, 2024 | Jan 17, 2024 |
| Conner Burt | Charles Schwab & Co., Inc. national BD | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 16, 2024 | Feb 18, 2025 (399 d) |
| Michael John Meyer | Fifth Third Securities, Inc. BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 4, 2024 | Jan 10, 2024 |
| Richard James Marsh | LPL Financial LLC BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2023 | Aug 16, 2024 (229 d) |
| Rachel Joy Keesey | Sjs Investment Services independent RIA | Key Investment Services LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 30, 2023 | Sep 12, 2025 (652 d) |
| Ted Leroy Spurgeon | Pruco Securities, LLC BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 21, 2023 | May 8, 2024 (169 d) |
| V Robert Wallace | Axiom Wealth Strategies, LLC independent RIA | Key Investment Services LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 2, 2023 | Sep 29, 2025 (697 d) |
| Edward J Turrisi | First Citizens Investor Services, Inc. BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 2, 2023 | Nov 9, 2023 |
| Dean Janceski | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Key Investment Services LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 31, 2023 | Oct 27, 2023 |
| Edward E Sanchez | Thrivent Investment Management Inc. BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 27, 2023 | Oct 30, 2023 |
| Edward Michael Hassan | Wells Fargo Advisors wirehouse | Key Investment Services LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 19, 2023 | Nov 13, 2023 |
| Charles Alexandre Hudelot | Equitable Advisors, LLC national BD | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 17, 2023 | Oct 27, 2023 |
| Samuel Choi | Fidelity Personal And Workplace Advisors BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 6, 2023 | Oct 23, 2023 |
| Kendall Miedema | J.P. Morgan Securities LLC wirehouse | Key Investment Services LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 20, 2023 | Nov 26, 2024 (433 d) |
750 moves match.