DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Kovack Advisors, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Katrina B TimmonsMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseKovack Advisors, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankJun 3, 2019Jun 5, 2019
David Alan WaltzSecurities America Advisors, Inc. BD affiliatedKovack Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 10, 2019May 9, 2019
Steven David WaltzSecurities America Advisors, Inc. BD affiliatedKovack Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 10, 2019May 9, 2019
Scott Rossiter PerroneCapital Markets Iq, LLC independent RIAKovack Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankFeb 13, 2019Feb 22, 2019
Kristina Marie ZimmermanLPL Financial LLC independent RIAKovack Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankDec 26, 2018Nov 17, 2020 (692 d)
Andrew Henry RadziwonAmeriprise Financial Services, LLC national BDKovack Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherDec 6, 2018Dec 7, 2018
Dorota J GilbertAmeriprise Financial Services, LLC national BDKovack Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherNov 30, 2018Mar 1, 2019 (91 d)
Lindell G DouglasJ. W. Cole Advisors, Inc. independent RIAKovack Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankNov 5, 2018Nov 30, 2018
Patricia Elizabeth PhippsMutual Advisors, LLC BD affiliatedKovack Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherNov 2, 2018Jan 1, 2026 (2617 d)
Scott John DoyleScf Investment Advisors, Inc. BD affiliatedKovack Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 6, 2018Aug 20, 2018
Rodger Erik ThomasScf Investment Advisors, Inc. BD affiliatedKovack Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 6, 2018Aug 20, 2018
Timothy K DavisScf Investment Advisors, Inc. BD affiliatedKovack Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 6, 2018Aug 20, 2018
Thomas Spessard CainCapital Guardian Wealth Management, LLC independent RIAKovack Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJul 13, 2018Jul 13, 2018
Bob Palmer HodgesCapital Guardian Wealth Management, LLC independent RIAKovack Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJul 13, 2018May 6, 2020 (663 d)
Michael Thomas EdwardsCapital Guardian Wealth Management, LLC independent RIAKovack Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJul 13, 2018Jul 11, 2018
Stephen Rocco FacellaCapital Guardian Wealth Management, LLC independent RIAKovack Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJul 13, 2018Jul 5, 2018
Marvin Keith McgrawNationwide Investment Advisors, LLC BD affiliatedKovack Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJun 25, 2018Jun 17, 2020 (723 d)
Samuel Paul LeeMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseKovack Advisors, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankJun 13, 2018Oct 17, 2018 (126 d)
Michael C DepertoIc Advisory Services, Inc. BD affiliatedKovack Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 30, 2018Jun 1, 2018
Osvaldo Cruz CintronMML Investors Services, LLC BD affiliatedKovack Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMar 29, 2018Jun 1, 2018 (64 d)
Steven Randal WrightNorthwestern Mutual Investment Services,LLC no RAUMKovack Advisors, Inc. BD affiliatedOtherMar 9, 2018Apr 11, 2018 (33 d)
Raymundo Gutierrez ValenciaCsenge Advisory Group, LLC otherKovack Advisors, Inc. otherOtherFeb 26, 2018Jan 17, 2018
Thomas Wayne ChandlerLPL Financial LLC independent RIAKovack Advisors, Inc. otherOtherFeb 15, 2018Jan 16, 2018
Ralph Gerard AdamoCsenge Advisory Group, LLC otherKovack Advisors, Inc. otherOtherJan 3, 2018Jan 2, 2018
James Thomas MarshW.H. Colson & Associates, Inc. unclassifiedKovack Advisors, Inc. otherOtherDec 31, 2017Jan 2, 2018
Alan Donald CooperSii Investments, Inc. BD affiliatedKovack Advisors, Inc. otherOtherDec 21, 2017Dec 21, 2017
Edgar Marvin HawkinsSii Investments, Inc. BD affiliatedKovack Advisors, Inc. otherOtherDec 21, 2017Dec 22, 2017
Carl Dorsey CornagliaSii Investments, Inc. BD affiliatedKovack Advisors, Inc. otherOtherDec 21, 2017Jan 12, 2018
Michael Alan AndrewsNorthwestern Mutual Investment Services,LLC no RAUMKovack Advisors, Inc. BD affiliatedOtherNov 30, 2017May 17, 2018 (168 d)
Michael Shawn HaddiganInvest Financial Corporation otherKovack Advisors, Inc. otherOtherNov 17, 2017Nov 28, 2017
Daniel Scott KarlsbergEdward Jones national BDKovack Advisors, Inc. otherOtherOct 20, 2017Dec 7, 2017 (48 d)
Matthew Franklin SchneidermanEquitable Advisors, LLC national BDKovack Advisors, Inc. otherOtherSep 5, 2017Sep 6, 2017
Michelle L ReynoldsWells Fargo Advisors wirehouseKovack Advisors, Inc. otherOtherAug 22, 2017Aug 18, 2017
Jonathan Edward EitasGeneva Advisors, LLC otherKovack Advisors, Inc. BD affiliatedOtherAug 15, 2017Jan 22, 2021 (1256 d)
Carie Suzanne GratzSummit Financial Group Inc otherKovack Advisors, Inc. otherOtherJul 27, 2017Jul 24, 2017
Barbara Jean RalstonTkg Financial, LLC unclassifiedKovack Advisors, Inc. otherOtherJul 24, 2017Nov 30, 2016
Stephen Michael CainLindner Capital Advisors, Inc. otherKovack Advisors, Inc. otherOtherJul 18, 2017Apr 27, 2015
Konstantin ChrenowNewcastle Financial Advisors unclassifiedKovack Advisors, Inc. otherOtherMay 31, 2017Jan 5, 2018 (219 d)
Ed MaisonetAmeriprise Financial Services, LLC national BDKovack Advisors, Inc. otherOtherMay 25, 2017May 30, 2017
Wayne Alan CassrielTkg Financial, LLC unclassifiedKovack Advisors, Inc. otherOtherMay 20, 2017May 19, 2017
Keith Landon KeltTkg Financial, LLC unclassifiedKovack Advisors, Inc. otherOtherMay 20, 2017May 19, 2017
Carlos Juan MirandaSecurities America Advisors, Inc. otherKovack Advisors, Inc. otherOtherMay 18, 2017May 8, 2017
Pamela Sue GhezziOsaic Fs, Inc. otherKovack Advisors, Inc. otherOtherMay 15, 2017May 9, 2017
Lauren Castrop SmithMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseKovack Advisors, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankApr 13, 2017Apr 4, 2018 (356 d)
Dennis CoralTruist Advisory Services, Inc. otherKovack Advisors, Inc. otherOtherJan 19, 2017Jan 11, 2017
Michael Joseph DonofrioRaymond James & Associates, Inc. national BDKovack Advisors, Inc. otherOtherJan 18, 2017Jan 27, 2017
Gary W LavalleeNational Planning Corporation ("Npc Of America" In Fl & Ny) otherKovack Advisors, Inc. otherOtherJan 3, 2017Jan 4, 2017
Christopher Kaburn CashCambridge Investment Research Advisors, Inc. otherKovack Advisors, Inc. otherOtherDec 31, 2016Mar 28, 2017 (87 d)
Ralph John FetrowCastleview Partners, LLC otherKovack Advisors, Inc. otherOtherSep 6, 2016Sep 2, 2016
John P FreundMoors & Cabot, Inc otherKovack Advisors, Inc. otherOtherJul 5, 2016Jul 13, 2016
Bradley Ross ThompsonLPL Financial LLC otherKovack Advisors, Inc. otherOtherJun 14, 2016May 31, 2016
Noel William GersonWells Fargo Advisors wirehouseKovack Advisors, Inc. otherOtherJun 3, 2016Jan 3, 2017 (214 d)
Steven Adam NewmanConcourse Financial Group Advisors otherKovack Advisors, Inc. otherOtherMay 27, 2016May 2, 2016
Timothy J HummelConcourse Financial Group Advisors otherKovack Advisors, Inc. otherOtherMay 27, 2016Apr 29, 2016
John Edward GreeneConcourse Financial Group Advisors otherKovack Advisors, Inc. otherOtherMay 27, 2016May 5, 2016
James Mitchell FountainW.H. Colson & Associates, Inc. unclassifiedKovack Advisors, Inc. otherOtherMay 16, 2016May 17, 2016
Lorenzo A Delgado BustamanteOriental Financial Services LLC otherKovack Advisors, Inc. otherOtherMay 13, 2016May 26, 2016
Catherine Mae MilanoNfsg Corporation otherKovack Advisors, Inc. otherOtherMar 31, 2016Apr 22, 2016
Barry David BielerInvest Financial Corporation otherKovack Advisors, Inc. otherOtherMar 23, 2016Oct 4, 2016 (195 d)
Anthony Edward LocascioProsperity Capital Advisors otherKovack Advisors, Inc. otherOtherFeb 3, 2016Jun 3, 2015
Page 3 of 6PreviousNext
354 moves match.