DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Investment Centers Of America, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
George Lee Montgomery	Uvest Financial Services Group, Inc. unclassified	Investment Centers Of America, Inc. other	Other	Jul 7, 2011	Jun 13, 2011
Emily Kay Windolph	Cetera Advisor Networks LLC other	Investment Centers Of America, Inc. other	Other	Jun 16, 2011	Jun 17, 2011
Chad Duane Anderson	Next Financial Group, Inc. other	Investment Centers Of America, Inc. other	Other	May 10, 2011	Aug 13, 2012 (461 d)
John Alan Register	Osaic Institutions, Inc. other	Investment Centers Of America, Inc. other	Other	Jan 14, 2011	Jan 25, 2011
Greg Edward Hickman	USA Financial Securities LLC other	Investment Centers Of America, Inc. other	Other	Jan 14, 2011	Jan 18, 2011
David William Dykstra	Principal Securities, Inc. other	Investment Centers Of America, Inc. other	Other	Jan 11, 2011	Jan 5, 2011
Robbie Joseph Hayes	Sii Investments, Inc. other	Investment Centers Of America, Inc. other	Other	Nov 3, 2010	Jul 1, 2009
Joey Lee Miedema	Thrivent Investment Management Inc. other	Investment Centers Of America, Inc. other	Other	Oct 22, 2010	Sep 27, 2012 (706 d)
Anthony Joseph Kowalski	Cuna Brokerage Services, Inc. other	Investment Centers Of America, Inc. other	Other	Jul 2, 2010	Jul 14, 2010
Mario Alonzo Trevino	Cuna Brokerage Services, Inc. other	Investment Centers Of America, Inc. other	Other	Jul 2, 2010	Jul 14, 2010
Cynthia Ann Gustafson	Ameriprise Financial Services, LLC national BD	Investment Centers Of America, Inc. other	Other	May 28, 2010	Aug 26, 2010 (90 d)
Alissa L Axford	American Investment Services other	Investment Centers Of America, Inc. other	Other	Apr 27, 2010	Jan 6, 2010
Gregory Matthew Smithson	Wells Fargo Investments, LLC unclassified	Investment Centers Of America, Inc. other	Other	Apr 9, 2010	Apr 5, 2010
Andrea Ruth Bevanda	Northwestern Mutual Investment Services,LLC other	Investment Centers Of America, Inc. other	Other	Apr 9, 2010	Apr 7, 2010
John Anthony Pegues	Investment Professionals, Inc. other	Investment Centers Of America, Inc. other	Other	Apr 7, 2010	Mar 31, 2010
Wesley Thomas Ehlers	Packerland Brokerage Services, Inc. other	Investment Centers Of America, Inc. other	Other	Mar 17, 2010	Aug 19, 2010 (155 d)
John Barton Stevens	Edward Jones national BD	Investment Centers Of America, Inc. other	Other	Mar 16, 2010	Mar 18, 2010
Michael Kent Tracy	RBC Capital Markets, LLC national BD	Investment Centers Of America, Inc. other	Other	Feb 26, 2010	Feb 12, 2010
Jonathan Henry Glaser	Morgan Stanley wirehouse	Investment Centers Of America, Inc. other	Other	Jan 20, 2010	Jan 8, 2010
Rf Burke Steele	Cl Wealth Management LLC other	Investment Centers Of America, Inc. other	Other	Jan 5, 2010	Jan 5, 2010
Bernard Aloysius Nienberg	Woodbury Financial Services, Inc. other	Investment Centers Of America, Inc. other	Other	Oct 30, 2009	Nov 4, 2009
Charles Dean Rapp	Cetera Investment Services LLC other	Investment Centers Of America, Inc. other	Other	Sep 10, 2009	Sep 10, 2009
Sandra Kay King	Npb Financial Group, LLC other	Investment Centers Of America, Inc. other	Other	Jul 30, 2009	Aug 11, 2009
Cynthia Gayle Mims	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Investment Centers Of America, Inc. other	Other	Jun 29, 2009	Jun 30, 2009
Daniel Edward Mckelvey	On Investment Management Co other	Investment Centers Of America, Inc. other	Other	Jun 15, 2009	Jun 15, 2009
Sean Patrick Fahey	On Investment Management Co other	Investment Centers Of America, Inc. other	Other	Jun 15, 2009	Jun 12, 2009
Allyson Marta Saldana	Brokersxpress LLC other	Investment Centers Of America, Inc. other	Other	May 18, 2009	May 15, 2009
John Leo Chiappetta	Woodbury Financial Services, Inc. other	Investment Centers Of America, Inc. other	Other	May 15, 2009	Jun 9, 2009
Christopher John Birmingham	UBS Financial Services Inc. wirehouse	Investment Centers Of America, Inc. other	Other	May 11, 2009	Apr 24, 2009
Jeffrey Joseph Biro	Woodbury Financial Services, Inc. other	Investment Centers Of America, Inc. other	Other	Mar 27, 2009	Apr 22, 2009
Jeffrey Martin Winter	Fsc Securities Corporation other	Investment Centers Of America, Inc. other	Other	Mar 20, 2009	Jan 20, 2010 (306 d)
Patricia Lynn Lewis-Picard	Rogan & Associates other	Investment Centers Of America, Inc. other	Other	Dec 31, 2008	Sep 23, 2010 (631 d)
Michelle L Bieber	Dewaay Capital Management other	Investment Centers Of America, Inc. other	Other	Oct 6, 2008	Feb 2, 2010 (484 d)
James Brock Scott	Thrivent Investment Management Inc. other	Investment Centers Of America, Inc. other	Other	Sep 22, 2008	Sep 19, 2008
Jeffrey Richard Miller	Ameritas Advisory Services other	Investment Centers Of America, Inc. other	Other	Sep 17, 2008	Sep 3, 2008
Dream Lyn Obrien	Cetera Investment Services LLC other	Investment Centers Of America, Inc. other	Other	Jul 8, 2008	Jul 21, 2008
Colin Robb Peldo	Bancwest Investment Services, Inc. (Bwis) other	Investment Centers Of America, Inc. other	Other	Jul 1, 2008	Jul 3, 2008
Gregory Shawn Wade	Edward Jones national BD	Investment Centers Of America, Inc. other	Other	May 1, 2008	Jul 14, 2008 (74 d)
Anthony Craig Morton	Chase Investment Services Corp. other	Investment Centers Of America, Inc. other	Other	Apr 1, 2008	Jul 1, 2008 (91 d)
Gary Joel Mendelow	Invest Financial Corporation other	Investment Centers Of America, Inc. other	Other	Mar 4, 2008	Apr 20, 2009 (412 d)
Darren Lee Evavold	Thrivent Investment Management Inc. other	Investment Centers Of America, Inc. other	Other	Dec 31, 2007	Apr 27, 2009 (483 d)
Jon Christopher Goodman	UBS Financial Services Inc. wirehouse	Investment Centers Of America, Inc. other	Other	Oct 9, 2007	Mar 23, 2010 (896 d)
Robert Joseph Blazejewski	U.S. Bancorp Investments, Inc. other	Investment Centers Of America, Inc. other	Other	Sep 10, 2007	Aug 3, 2009 (693 d)
Christopher James Siverson	Fintegra, LLC other	Investment Centers Of America, Inc. other	Other	Aug 14, 2007	Jun 29, 2009 (685 d)
Adam Scott Evenson	Wells Fargo Investments, LLC unclassified	Investment Centers Of America, Inc. other	Other	Feb 20, 2007	Mar 20, 2007
Adam J. Bay	Sorrento Pacific Financial, LLC other	Investment Centers Of America, Inc. other	Other	Feb 14, 2007	Feb 9, 2007
Daniel Jon Taylor	Cetera Investment Services LLC other	Investment Centers Of America, Inc. other	Other	Feb 1, 2007	Feb 1, 2007
Michael Paul Ritland	Bancwest Investment Services, Inc. (Bwis) other	Investment Centers Of America, Inc. other	Other	Jan 10, 2007	Jan 16, 2007
Matthew Brent Mccracken	Catamount Capital LLC other	Investment Centers Of America, Inc. other	Other	Dec 31, 2006	Aug 10, 2017 (3875 d)
Andrew Larry Moore	Chase Investment Services Corp. other	Investment Centers Of America, Inc. other	Other	Oct 20, 2006	Oct 11, 2006
Ronald Gary Neems	Wells Fargo Investments, LLC unclassified	Investment Centers Of America, Inc. other	Other	Oct 4, 2006	Sep 21, 2006
Kris Lynn Pearson	Wells Fargo Investments, LLC unclassified	Investment Centers Of America, Inc. other	Other	Jul 26, 2006	Sep 7, 2006 (43 d)
John Richard Berry	Edward Jones national BD	Investment Centers Of America, Inc. other	Other	May 10, 2006	May 18, 2006
Stuart Allen Pipho	First Command Financial Planning, Inc. other	Investment Centers Of America, Inc. other	Other	May 1, 2006	May 1, 2006
Matthew Landon Peoples	Eagle One Investments, LLC unclassified	Investment Centers Of America, Inc. other	Other	Mar 24, 2006	Feb 27, 2006
Cary Duane Strohmeyer	Thrivent Investment Management Inc. other	Investment Centers Of America, Inc. other	Other	Sep 27, 2005	Oct 5, 2005
John Louis Oxenhandler	Bancwest Investment Services, Inc. (Bwis) other	Investment Centers Of America, Inc. other	Other	Aug 4, 2005	Jul 17, 2009 (1443 d)
James Francis Lohnes	Bb&T Investment Services, Inc. no RAUM	Investment Centers Of America, Inc. other	Other	Jun 23, 2005	Oct 18, 2005 (117 d)
Bradley Scott Johannes	Uvest Financial Services Group, Inc. unclassified	Investment Centers Of America, Inc. other	Other	Jan 21, 2005	Apr 19, 2005 (88 d)
Michael J. Muller	Morgan Stanley Dw Inc. unclassified	Investment Centers Of America, Inc. other	Other	Jan 3, 2005	Jan 11, 2005

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187 moves match.