DFX Intelligence
Advisor moves
Arrivals at Summit Financial, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Carla Denise Stamps | Wells Fargo Advisors wirehouse | Summit Financial, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 15, 2023 | Apr 28, 2023 |
| Daniel Patrick Murphy | Wells Fargo Advisors wirehouse | Summit Financial, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 8, 2023 | Jan 5, 2026 (973 d) |
| Erin Mccullough Nordloh | Wells Fargo Advisors wirehouse | Summit Financial, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 5, 2023 | Jan 9, 2024 (249 d) |
| Patrick Francis Patin | Wells Fargo Advisors wirehouse | Summit Financial, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 5, 2023 | Apr 28, 2023 |
| Matthew Patrick Nardolillo | World Equity Group, Inc. BD affiliated | Summit Financial, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2023 | May 8, 2023 |
| Daniel David Jonker | Dominari Securities LLC independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 22, 2022 | Dec 22, 2022 |
| Eric Mangold | Securian Financial Services, Inc. independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 28, 2022 | Jan 5, 2026 (1195 d) |
| Paul Jacques Stawinski | Osaic Fa, Inc. BD affiliated | Summit Financial, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 14, 2022 | Sep 2, 2022 |
| Kenneth Santos Silva-Ballard | Sri Investing unclassified | Summit Financial, LLC BD affiliated | Other | Jul 19, 2022 | May 17, 2022 |
| Keith Richard Soltis | MML Investors Services, LLC BD affiliated | Summit Financial, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 12, 2022 | Jan 28, 2022 |
| Daniel John Field | Fidelity Personal And Workplace Advisors BD affiliated | Summit Financial, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 5, 2022 | Jun 9, 2022 (35 d) |
| Kevin Kull | 2020 Capital Advisors, LLC unclassified | Summit Financial, LLC BD affiliated | Other | Apr 15, 2022 | Dec 17, 2021 |
| Peter Jonathan Valles | Aurora Private Wealth, Inc. independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 3, 2021 | Aug 3, 2021 |
| Daniel Patrick Nardolillo | Aurora Private Wealth, Inc. independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 3, 2021 | Jun 14, 2021 |
| Jason Thomas Brougham | Aurora Private Wealth, Inc. independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 3, 2021 | Aug 3, 2021 |
| Steve C Vujevich | Keebeck Wealth Management independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 2, 2021 | Jun 9, 2021 |
| Matthew P Anderson | Keebeck Wealth Management independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 2, 2021 | Jun 9, 2021 |
| Charles Douglas Robinson | Keebeck Wealth Management independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 2, 2021 | Jun 8, 2021 |
| Kevin Daniel Barry | Captrust institutional | Summit Financial, LLC BD affiliated | Other | Jul 1, 2021 | Aug 19, 2022 (414 d) |
| Kimberlie J Karasewicz | Morgan Stanley wirehouse | Summit Financial, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 11, 2021 | Jul 19, 2021 (38 d) |
| Dean R Barnacle | Equitable Advisors, LLC national BD | Summit Financial, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2021 | Jul 9, 2021 (35 d) |
| Rahil Ravindra Patel | Eagle Strategies LLC BD affiliated | Summit Financial, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2021 | May 20, 2021 |
| Monish Verma | UBS Financial Services Inc. wirehouse | Summit Financial, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 18, 2021 | May 7, 2021 |
| Kory Mark Frost | UBS Financial Services Inc. wirehouse | Summit Financial, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 18, 2021 | May 7, 2021 |
| Renee M Wahl | UBS Financial Services Inc. wirehouse | Summit Financial, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 18, 2021 | May 7, 2021 |
| Brian Martin Keller | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Summit Financial, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 12, 2021 | Jun 17, 2021 (36 d) |
| David Scott Weinerman | Morgan Stanley wirehouse | Summit Financial, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 22, 2021 | Apr 1, 2021 |
| Michael Douglas Denti | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Summit Financial, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 2, 2021 | Apr 5, 2023 (764 d) |
| Michael Alan Halvorsen | Asset Planning Services Ltd. independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 20, 2020 | Oct 16, 2020 |
| Joseph Michael Bates | Asset Planning Services Ltd. independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 20, 2020 | Oct 16, 2020 |
| Joseph Samuel Zaidain | LPL Financial LLC BD affiliated | Summit Financial, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 19, 2020 | Oct 10, 2025 (1817 d) |
| David Jonathan Linsen | Lord, Abbett & Co. LLC asset manager | Summit Financial, LLC BD affiliated | Other | Apr 7, 2020 | Mar 17, 2021 (344 d) |
| Michael Joseph Giannotto | Osaic Wealth, Inc. BD affiliated | Summit Financial, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 8, 2019 | Nov 30, 2022 (1210 d) |
| James Boyd Rabasca | Goldman Sachs Wealth Services, L.P. BD affiliated | Summit Financial, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 30, 2019 | Aug 10, 2020 (377 d) |
| Nathan Scott Pugliese | Ameriprise Financial Services, LLC national BD | Summit Financial, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 26, 2019 | Sep 10, 2019 (46 d) |
| Jonathan Andrew Strelec | UBS Financial Services Inc. wirehouse | Summit Financial, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 26, 2019 | Jul 31, 2019 (35 d) |
| Craig Alexander Amico | Managed Account Advisors LLC independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 5, 2019 | Apr 16, 2019 (42 d) |
| William F Wagner | Raymond James Financial Services Advisors, Inc BD affiliated | Summit Financial, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 12, 2019 | Feb 3, 2023 (1452 d) |
| David Alexander Porro | Summit Equities Inc independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 27, 2018 | Jan 3, 2019 |
| Robert Anthony Beckett | Summit Equities Inc independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 27, 2018 | Sep 2, 2020 (615 d) |
| Brian Albert Nolan | Summit Equities Inc independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 27, 2018 | Jan 3, 2019 |
| Martin James Mcginley | Summit Equities Inc independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 27, 2018 | Dec 26, 2018 |
| Todd Scott Weiss | Summit Equities Inc independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 27, 2018 | Jan 3, 2019 |
| Kevin Kreuzer | Summit Equities Inc independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 27, 2018 | Jan 3, 2019 |
| Diane Kathrine Taylor | Summit Equities Inc independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 27, 2018 | Jan 3, 2019 |
| George L Rioseco | Summit Equities Inc independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 27, 2018 | Feb 8, 2021 (774 d) |
| Shant Tashjian | Summit Equities Inc independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 27, 2018 | Jan 3, 2019 |
| Brian Edward Barthold | Summit Equities Inc independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 27, 2018 | Jan 3, 2019 |
| Victor Dominick Maccagnan | Summit Equities Inc independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 27, 2018 | Dec 26, 2018 |
| Brian Snerson | Summit Equities Inc independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 27, 2018 | Jan 3, 2019 |
| Ryan Adam Hanisak | Summit Equities Inc independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 27, 2018 | Jan 3, 2019 |
| Justin Benjamin Erfer | Summit Equities Inc independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 27, 2018 | Jan 3, 2019 |
| Lindsey Nicole Kohler | Summit Equities Inc independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 27, 2018 | Jan 3, 2019 |
| Stanley Gregor | Summit Equities Inc independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 21, 2018 | Jan 1, 2026 (2568 d) |
| Nella Zelensky | Summit Equities Inc independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 21, 2018 | Dec 21, 2018 |
| Cal Christopher Cacciaguida | Summit Equities Inc independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 21, 2018 | Dec 21, 2018 |
| John R Duffy | Summit Equities Inc independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 21, 2018 | Dec 21, 2018 |
| Todd Allen Rustman | Alpha Cubed Investments, LLC other | Summit Financial, LLC BD affiliated | Other | Aug 25, 2016 | Jul 8, 2025 (3239 d) |
| Jay Harold Flamme | Bcg Securities, Inc. other | Summit Financial, LLC BD affiliated | Other | Mar 2, 2015 | Jan 3, 2025 (3595 d) |
| Brian James Power | Bcg Securities, Inc. other | Summit Financial, LLC BD affiliated | Other | Mar 2, 2015 | Jan 3, 2025 (3595 d) |
188 moves match.