DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Cadaret Grant & Co Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Matthew AboldNorthwestern Mutual Investment Services,LLC no RAUMCadaret Grant & Co Inc BD affiliatedOtherJun 18, 2019Jun 19, 2019
James Grant VarzalOsaic Wealth, Inc. BD affiliatedCadaret Grant & Co Inc BD affiliatedAffiliated broker-dealer or bank to anotherMay 30, 2019May 28, 2019
Bertram James RileyOsaic Wealth, Inc. BD affiliatedCadaret Grant & Co Inc BD affiliatedAffiliated broker-dealer or bank to anotherMay 30, 2019May 29, 2019
Antonio DipalmaOsaic Wealth, Inc. BD affiliatedCadaret Grant & Co Inc BD affiliatedAffiliated broker-dealer or bank to anotherMay 21, 2019May 23, 2019
Caleb HumbertGoldman Sachs Wealth Services, L.P. BD affiliatedCadaret Grant & Co Inc BD affiliatedAffiliated broker-dealer or bank to anotherMay 16, 2019Jun 25, 2019 (40 d)
Ryan Christopher VanweezelNuveen Asset Management, LLC mixed wealthCadaret Grant & Co Inc BD affiliatedRIA to affiliated broker-dealer or bankMay 13, 2019May 28, 2019
Deron Bruce GlickertLPL Financial LLC independent RIACadaret Grant & Co Inc BD affiliatedRIA to affiliated broker-dealer or bankMay 3, 2019May 8, 2019
Janice Powers WilliamsParadigm Consulting, Inc. independent RIACadaret Grant & Co Inc BD affiliatedRIA to affiliated broker-dealer or bankApr 29, 2019Apr 23, 2019
Geoffrey Brian KasherCambridge Investment Research Advisors, Inc. BD affiliatedCadaret Grant & Co Inc independent RIAAffiliated broker-dealer or bank to independent RIAMar 12, 2019Feb 26, 2019
Samuel MatechakPark Avenue Securities LLC BD affiliatedCadaret Grant & Co Inc independent RIAAffiliated broker-dealer or bank to independent RIAFeb 28, 2019Mar 7, 2019
Matthew Timothy MeagherCambridge Investment Research Advisors, Inc. BD affiliatedCadaret Grant & Co Inc independent RIAAffiliated broker-dealer or bank to independent RIADec 31, 2018Jan 25, 2019
Justin Miles McdannaldLPL Financial LLC independent RIACadaret Grant & Co Inc independent RIARIA to RIADec 26, 2018Dec 18, 2018
Alison West MoffattJackson, Grant Investment Advisers, Inc. independent RIACadaret Grant & Co Inc BD affiliatedRIA to affiliated broker-dealer or bankDec 21, 2018Feb 6, 2023 (1508 d)
Aaron Matthew VerdilePruco Securities, LLC BD affiliatedCadaret Grant & Co Inc independent RIAAffiliated broker-dealer or bank to independent RIANov 16, 2018Dec 5, 2018
Frank Llyod DavidsonPruco Securities, LLC BD affiliatedCadaret Grant & Co Inc independent RIAAffiliated broker-dealer or bank to independent RIAAug 7, 2018Aug 2, 2018
Allison R BardenMorgan Stanley wirehouseCadaret Grant & Co Inc independent RIAWirehouse to independent RIAAug 6, 2018Aug 10, 2018
Diana S ApostolovaEquitable Advisors, LLC national BDCadaret Grant & Co Inc independent RIAAffiliated broker-dealer or bank to independent RIAMay 3, 2018May 8, 2018
Christopher PanzaCitizens Securities, Inc. BD affiliatedCadaret Grant & Co Inc BD affiliatedAffiliated broker-dealer or bank to anotherMar 13, 2018Dec 3, 2019 (630 d)
Matthew HarrisCharles Schwab & Co., Inc. national BDCadaret Grant & Co Inc independent RIAAffiliated broker-dealer or bank to independent RIAFeb 14, 2018Mar 11, 2019 (390 d)
Daniel John GermanMML Investors Services, LLC otherCadaret Grant & Co Inc independent RIAOtherFeb 6, 2018Jun 12, 2018 (126 d)
Charles Joseph PolkaMML Investors Services, LLC otherCadaret Grant & Co Inc otherOtherJan 31, 2018Jan 31, 2018
Thomson Clark ChewAdvice And Planning Services otherCadaret Grant & Co Inc BD affiliatedOtherJan 30, 2018Oct 18, 2021 (1357 d)
John Matthew LunghinoCambridge Investment Research Advisors, Inc. otherCadaret Grant & Co Inc otherOtherDec 14, 2017Dec 14, 2017
Mary N KuehnCambridge Investment Research Advisors, Inc. otherCadaret Grant & Co Inc otherOtherDec 14, 2017Dec 15, 2017
Paige Taylor LunghinoCambridge Investment Research Advisors, Inc. otherCadaret Grant & Co Inc otherOtherDec 14, 2017Dec 15, 2017
Thomas J DruelingerMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCadaret Grant & Co Inc otherOtherDec 5, 2017Dec 15, 2017
James Gordon DursoInvest Financial Corporation otherCadaret Grant & Co Inc otherOtherOct 5, 2017Oct 11, 2017
Dean George LeounisAdvanced Group Financial Services, LLC otherCadaret Grant & Co Inc otherOtherSep 29, 2017Aug 10, 2017
Matthew James AlspaughOneamerica Securities, Inc. otherCadaret Grant & Co Inc otherOtherSep 20, 2017Oct 18, 2017
Kahlil AdamesMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCadaret Grant & Co Inc otherOtherAug 22, 2017Aug 21, 2017
Jenna A BrownMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCadaret Grant & Co Inc otherOtherAug 22, 2017Aug 21, 2017
Jon Andrew LawMutual Of Omaha Investor Services, Inc. no RAUMCadaret Grant & Co Inc otherOtherJun 30, 2017Jul 12, 2017
Kathleen Teresa KaffenbergerInvest Financial Corporation otherCadaret Grant & Co Inc otherOtherJun 6, 2017Jun 12, 2017
David Gene BenedictMML Investors Services, LLC otherCadaret Grant & Co Inc otherOtherMay 8, 2017May 10, 2017
Jeffrey Sean CrystalMorgan Stanley wirehouseCadaret Grant & Co Inc BD affiliatedWirehouse to affiliated broker-dealer or bankMay 4, 2017May 17, 2019 (743 d)
Gerald Robert RoseCuso Financial Services, L.P. otherCadaret Grant & Co Inc otherOtherApr 26, 2017Sep 22, 2017 (149 d)
Daniel Christian KelleyLPL Financial LLC otherCadaret Grant & Co Inc otherOtherApr 20, 2017Apr 6, 2017
Monica Ann ColesMorgan Stanley wirehouseCadaret Grant & Co Inc independent RIAWirehouse to independent RIAFeb 9, 2017Feb 1, 2019 (722 d)
Ryan Daniel WegmanHornor, Townsend & Kent, LLC otherCadaret Grant & Co Inc otherOtherDec 19, 2016Jan 5, 2017
Renee LambJ.P. Morgan Securities LLC wirehouseCadaret Grant & Co Inc otherOtherDec 6, 2016Apr 10, 2017 (125 d)
Andrew Lloyd HahnJ K R & Company, Inc. independent RIACadaret Grant & Co Inc independent RIARIA to RIAOct 5, 2016Aug 15, 2018 (679 d)
Dena MaoCitizens Securities, Inc. otherCadaret Grant & Co Inc otherOtherMay 23, 2016Jun 3, 2016
Brian Michael SilverbergLegend Advisory, LLC otherCadaret Grant & Co Inc otherOtherMay 5, 2016May 4, 2016
Jeremy Michael WoodEquitable Advisors, LLC national BDCadaret Grant & Co Inc otherOtherApr 19, 2016Apr 15, 2016
Amber M AmidonM&T Securities, Inc. unclassifiedCadaret Grant & Co Inc otherOtherJan 8, 2016Jan 8, 2016
Joseph Anthony BufalinoMML Investors Services, LLC otherCadaret Grant & Co Inc BD affiliatedOtherDec 31, 2015May 4, 2021 (1951 d)
Laura Ann CooleyCetera Advisors LLC otherCadaret Grant & Co Inc otherOtherNov 20, 2015Mar 27, 2017 (493 d)
Kevin V OtskeyMorgan Stanley wirehouseCadaret Grant & Co Inc otherOtherOct 19, 2015Oct 26, 2015
Daniel James PessagnoWaddell & Reed otherCadaret Grant & Co Inc otherOtherAug 18, 2015Aug 11, 2015
John MossaSantander Securities otherCadaret Grant & Co Inc otherOtherAug 14, 2015Aug 6, 2015
Kevin Anthony ViscontiLPL Financial LLC otherCadaret Grant & Co Inc otherOtherJul 27, 2015Feb 23, 2016 (211 d)
Robert Michael KiffPark Avenue Securities LLC otherCadaret Grant & Co Inc BD affiliatedOtherJun 5, 2015Aug 12, 2024 (3356 d)
Christian Hans De PaulAmeriprise Financial Services, LLC national BDCadaret Grant & Co Inc otherOtherApr 22, 2015Apr 22, 2015
Race Alan WalkerBb&T Investment Services, Inc. no RAUMCadaret Grant & Co Inc otherOtherMar 20, 2015Mar 28, 2016 (374 d)
William F CorrCuna Brokerage Services, Inc. otherCadaret Grant & Co Inc otherOtherFeb 4, 2015Feb 3, 2015
Erin E Jones BrineyPnc Wealth Management otherCadaret Grant & Co Inc otherOtherDec 27, 2014Jan 5, 2015
Leena BhojrajPnc Wealth Management otherCadaret Grant & Co Inc otherOtherNov 20, 2014Jan 5, 2015 (46 d)
Daniel Patrick DuffyLPL Financial LLC otherCadaret Grant & Co Inc otherOtherNov 19, 2014Feb 24, 2016 (462 d)
Katelyn M KrieselMorgan Stanley wirehouseCadaret Grant & Co Inc otherOtherNov 11, 2014Jan 2, 2015 (52 d)
Jeffrey William MyersAmeriprise Financial Services, LLC national BDCadaret Grant & Co Inc otherOtherOct 3, 2014Sep 19, 2014
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371 moves match.