| Aaron James Haugland | Cuso Financial Services, L.P. other | Personal Capital Advisors Corporation other | Other | May 6, 2016 | May 10, 2016 |
| Scott Thomas Schleicher | Osborne Partners other | Personal Capital Advisors Corporation other | Other | Apr 4, 2016 | Apr 8, 2016 |
| Ian James Wymore | Morgan Stanley wirehouse | Personal Capital Advisors Corporation other | Other | Jan 20, 2016 | Jan 26, 2016 |
| Brian Yannaccone | Edward Jones national BD | Personal Capital Advisors Corporation other | Other | Dec 15, 2015 | Jan 19, 2016 (35 d) |
| Ryan Jonathon Bluske | J.P. Morgan Securities LLC wirehouse | Personal Capital Advisors Corporation other | Other | Jul 7, 2015 | Jul 16, 2015 |
| Ryan Joseph Heffernan | Northwestern Mutual Investment Services,LLC other | Personal Capital Advisors Corporation other | Other | Jun 16, 2015 | Jul 8, 2015 |
| Michael Hefty | Edward Jones national BD | Personal Capital Advisors Corporation other | Other | May 18, 2015 | Jun 2, 2015 |
| Keith Douglas Jones | Transamerica Financial Advisors, LLC other | Personal Capital Advisors Corporation other | Other | May 7, 2015 | May 18, 2015 |
| Matthew R Voell | Securian Financial Services, Inc. other | Personal Capital Advisors Corporation other | Other | Apr 10, 2015 | Jun 2, 2015 (53 d) |
| Brian Richard Kerns | Strategic Advisers LLC national BD | Personal Capital Advisors Corporation other | Other | Apr 2, 2015 | Oct 5, 2017 (917 d) |
| Chris A. Luttman | Bok Financial Advisors other | Personal Capital Advisors Corporation other | Other | Nov 19, 2014 | Oct 22, 2013 |
| Jonathan Allen Lore | UBS Financial Services Inc. wirehouse | Personal Capital Advisors Corporation other | Other | Nov 10, 2014 | Nov 5, 2014 |
| Ryan William Emerson | Burrus other | Personal Capital Advisors Corporation other | Other | Nov 10, 2014 | Dec 3, 2014 |
| Matthew S Parkin | Charles Schwab & Co., Inc. national BD | Personal Capital Advisors Corporation other | Other | Oct 22, 2014 | Jan 9, 2015 (79 d) |
| Christopher Sean Mcquillan | Assetmark, Inc. other | Personal Capital Advisors Corporation other | Other | Oct 7, 2014 | Oct 14, 2014 |
| Daniel James Kuhl | Securian Financial Services, Inc. other | Personal Capital Advisors Corporation other | Other | Oct 6, 2014 | Oct 10, 2014 |
| Edward John Gueits | Edward Jones national BD | Personal Capital Advisors Corporation other | Other | Jul 18, 2014 | Aug 15, 2014 |
| Charlie John Murphy | Edward Jones national BD | Personal Capital Advisors Corporation other | Other | Jun 7, 2014 | Jun 20, 2014 |
| Brian Scott Whatley | Wells Fargo Advisors wirehouse | Personal Capital Advisors Corporation other | Other | May 28, 2014 | Jun 4, 2014 |
| Andrew Bryan Hefner | Edward Jones national BD | Personal Capital Advisors Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | May 13, 2014 | Jan 14, 2020 (2072 d) |
| Shannon Lynch | UBS Financial Services Inc. wirehouse | Personal Capital Advisors Corporation other | Other | Mar 31, 2014 | May 8, 2014 (38 d) |
| Jesse Mcminn Piburn | Equitable Advisors, LLC national BD | Personal Capital Advisors Corporation other | Other | Mar 3, 2014 | Mar 4, 2014 |
| Christopher Daniel Long | Charles Schwab & Co., Inc. national BD | Personal Capital Advisors Corporation other | Other | Feb 10, 2014 | Mar 6, 2014 |
| Michael Robert Hunter | Edward Jones national BD | Personal Capital Advisors Corporation other | Other | Jan 23, 2014 | Feb 25, 2014 (33 d) |
| Scott Michael Walker | Key Investment Services LLC other | Personal Capital Advisors Corporation other | Other | Jan 7, 2014 | Jan 15, 2014 |
| Frederic Young Hoon Han | Edward Jones national BD | Personal Capital Advisors Corporation other | Other | Nov 27, 2013 | Dec 3, 2013 |
| Ryan David Koenig | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Personal Capital Advisors Corporation other | Other | Nov 1, 2013 | Nov 13, 2013 |
| Gregory Phillip Lawrence | Nestwise LLC other | Personal Capital Advisors Corporation other | Other | Sep 27, 2013 | Nov 25, 2013 (59 d) |
| Amin N Dabit | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Personal Capital Advisors Corporation other | Other | Sep 27, 2013 | Oct 17, 2013 |
| Garrett Steven Gunberg | Wells Fargo Advisors wirehouse | Personal Capital Advisors Corporation other | Other | Sep 9, 2013 | Sep 25, 2013 |
| Todd Harland Burnaford | New England Securities Corporation other | Personal Capital Advisors Corporation other | Other | Aug 27, 2013 | May 11, 2017 (1353 d) |
| Blake Vaughan Barnett | Ameriprise Financial Services, LLC national BD | Personal Capital Advisors Corporation other | Other | Aug 20, 2013 | May 6, 2014 (259 d) |
| Brett Theodore Grau | Charles Schwab & Co., Inc. national BD | Personal Capital Advisors Corporation other | Other | Aug 13, 2013 | Oct 17, 2013 (65 d) |
| Bryan Lennon | Convergent Wealth Advisors, LLC other | Personal Capital Advisors Corporation other | Other | Jul 22, 2013 | Oct 22, 2013 (92 d) |
| Stephen William Nykamp | Tmfs-San Francisco-Oakland, LLC other | Personal Capital Advisors Corporation other | Other | Jun 6, 2013 | Oct 17, 2013 (133 d) |
| Andrew Charles Thompson | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Personal Capital Advisors Corporation other | Other | May 16, 2013 | Jun 18, 2013 (33 d) |
| Adam Mazzaro | Alliancebernstein L.P. other | Personal Capital Advisors Corporation other | Other | Jan 30, 2013 | Feb 25, 2013 |
| Joshua Steven Fishman | Fisher Investments other | Personal Capital Advisors Corporation other | Other | Nov 9, 2012 | Nov 21, 2012 |
| Patrick O'Rourke Dinan | Td Ameritrade Investment Management, LLC other | Personal Capital Advisors Corporation other | Other | Oct 26, 2012 | Oct 29, 2012 |
| Cameron Ott | Fisher Investments other | Personal Capital Advisors Corporation other | Other | Oct 25, 2012 | Feb 25, 2013 (123 d) |
| Daniel Thomas Stampf | Fisher Investments other | Personal Capital Advisors Corporation other | Other | Aug 8, 2012 | Aug 27, 2012 |
| James Matthew Weeks | Lotusgroup Advisors other | Personal Capital Advisors Corporation other | Other | Mar 1, 2012 | Jul 7, 2015 (1223 d) |
| Thomas Michael Salvatierra | Fisher Investments other | Personal Capital Advisors Corporation other | Other | Jan 9, 2012 | Oct 26, 2012 (291 d) |
| Tyler Andrew Morris | Waddell & Reed other | Personal Capital Advisors Corporation other | Other | Dec 21, 2011 | Feb 25, 2014 (797 d) |
| Michelle Erin Brownstein | Fisher Investments other | Personal Capital Advisors Corporation other | Other | Nov 30, 2011 | Jan 3, 2012 (34 d) |
| Bryan Joseph Knoebel | Equitable Advisors, LLC national BD | Personal Capital Advisors Corporation other | Other | Oct 20, 2011 | Apr 18, 2017 (2007 d) |
| Pablo Guerrero Fitting | Fisher Investments other | Personal Capital Advisors Corporation other | Other | Sep 1, 2011 | Sep 23, 2011 |
| William Scott Baber | Sorrento Pacific Financial, LLC other | Personal Capital Advisors Corporation other | Other | Aug 26, 2011 | Sep 26, 2011 (31 d) |
| Craig Alan Birk | Folioboost, LLC unclassified | Personal Capital Advisors Corporation other | Other | Apr 1, 2011 | May 24, 2011 (53 d) |
| Kyle Carroll Ryan | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Personal Capital Advisors Corporation other | Other | Oct 5, 2010 | Apr 12, 2011 (189 d) |
| Brendan James Erne | Fisher Investments other | Personal Capital Advisors Corporation other | Other | Apr 7, 2010 | Mar 6, 2014 (1429 d) |
| Kevin George Mann | Charles Schwab & Co., Inc. national BD | Personal Capital Advisors Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 18, 2010 | Mar 14, 2018 (2918 d) |
| Whitney Anne Pappas | Strategic Advisers LLC national BD | Personal Capital Advisors Corporation other | Other | Feb 2, 2010 | Sep 6, 2013 (1312 d) |
| Antwann Holmes | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Personal Capital Advisors Corporation other | Other | Dec 1, 2008 | Mar 9, 2015 (2289 d) |
| Michael John Siedschlag | Cetera Investment Services LLC other | Personal Capital Advisors Corporation other | Other | May 27, 2005 | Jan 1, 2014 (3141 d) |
| Todd William Mcfarland | Rtm Financial unclassified | Personal Capital Advisors Corporation other | Other | Aug 26, 2004 | Oct 17, 2013 (3339 d) |