DFX Intelligence
Advisor moves
Arrivals at Capital Analysts
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Pranav S Patel | Lincoln Investment BD affiliated | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | Nov 19, 2021 | Dec 17, 2019 |
| Steven James Podgorski | Lincoln Investment BD affiliated | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | Nov 15, 2021 | May 5, 2020 |
| Jimmy Shannon Forbis | Lincoln Investment BD affiliated | Capital Analysts other | Other | Nov 2, 2021 | Dec 5, 2012 |
| Craig Robert Howard | Lincoln Investment BD affiliated | Capital Analysts other | Other | Nov 1, 2021 | Dec 11, 2012 |
| Rico Allen Camerone | Lincoln Investment BD affiliated | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | Oct 14, 2021 | Aug 26, 2020 |
| Amber Pauley | Lincoln Investment BD affiliated | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | Sep 29, 2021 | Sep 2, 2020 |
| Grant Eugene Foster | Lincoln Investment BD affiliated | Capital Analysts other | Other | Sep 24, 2021 | Dec 5, 2012 |
| William David Wolcott | Lincoln Investment BD affiliated | Capital Analysts other | Other | Sep 16, 2021 | Oct 19, 2015 |
| William Joseph Cooper | Lincoln Investment BD affiliated | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | Sep 9, 2021 | Jul 24, 2020 |
| Lisa Renee Camerone | Lincoln Investment BD affiliated | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | Sep 9, 2021 | Aug 26, 2020 |
| Tara Marie Williams | Lincoln Investment BD affiliated | Capital Analysts other | Other | Sep 7, 2021 | Jan 20, 2017 |
| Jason Hutchinson | Edward Jones national BD | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2021 | Aug 19, 2021 |
| Curtis L Speller | Lincoln Investment BD affiliated | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2021 | Dec 9, 2020 |
| Hannah O Sledd | Lincoln Investment BD affiliated | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | Jul 26, 2021 | Jul 18, 2019 |
| Matthew Richard Steiner | Horace Mann Investors, Inc. no RAUM | Capital Analysts BD affiliated | Other | Jul 7, 2021 | Jul 12, 2021 |
| Blaine Matthew Rogers | Lincoln Investment BD affiliated | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | May 5, 2021 | Jan 27, 2021 |
| Rico Camerone | Lincoln Investment BD affiliated | Capital Analysts other | Other | May 4, 2021 | Dec 23, 2015 |
| Richard Allen Zajac | Lincoln Investment BD affiliated | Capital Analysts other | Other | Apr 26, 2021 | Jun 4, 2012 |
| Michael Bassell Karwic | Lincoln Investment BD affiliated | Capital Analysts other | Other | Apr 26, 2021 | Oct 2, 2017 |
| Daniel Richard Zajac | Lincoln Investment BD affiliated | Capital Analysts other | Other | Apr 26, 2021 | Jun 4, 2012 |
| Benjamin Ryan Zajac | Lincoln Investment BD affiliated | Capital Analysts other | Other | Apr 26, 2021 | Dec 11, 2012 |
| Bryan Joseph Galligan | Lincoln Investment BD affiliated | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | Mar 25, 2021 | Aug 6, 2019 |
| Ryan Alexander Kuhn | Equitable Advisors, LLC national BD | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | Mar 25, 2021 | Mar 29, 2021 |
| Michael James Gracie | Lincoln Investment BD affiliated | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | Mar 23, 2021 | Jun 7, 2019 |
| Jake James Marty | Equitable Advisors, LLC national BD | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | Mar 18, 2021 | Apr 7, 2021 |
| Thomas Henry Brazier | Bankers Life Advisory Services, Inc. BD affiliated | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | Mar 15, 2021 | Apr 12, 2021 |
| Kimberly Frances Myers | Wells Fargo Advisors wirehouse | Capital Analysts BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 10, 2021 | Nov 5, 2021 (240 d) |
| Christopher Jackson | Lincoln Investment BD affiliated | Capital Analysts other | Other | Mar 4, 2021 | Nov 12, 2014 |
| Aaron Michael Mcandrew | Lincoln Investment BD affiliated | Capital Analysts other | Other | Mar 2, 2021 | Jan 17, 2018 |
| Jaclyn Nicole Harvey | Lincoln Investment BD affiliated | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | Feb 22, 2021 | Aug 26, 2020 |
| Joseph Michael Nelson | Lincoln Investment BD affiliated | Capital Analysts other | Other | Feb 5, 2021 | Jan 19, 2017 |
| Joseph Patrick Kerrigan | Lincoln Investment BD affiliated | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | Dec 23, 2020 | Nov 9, 2020 |
| Donna Denise Rudd | Lincoln Investment BD affiliated | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | Dec 21, 2020 | Apr 4, 2019 |
| Craig Sterling Forsberg | Lincoln Investment BD affiliated | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | Dec 17, 2020 | Apr 6, 2018 |
| Kathryn Aiksnoras Dennen | Lincoln Investment BD affiliated | Capital Analysts other | Other | Dec 9, 2020 | Apr 12, 2016 |
| Robert W. Pryor | Money Concepts Advisory Service BD affiliated | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | Dec 8, 2020 | Jan 4, 2021 |
| Peter R Franz | Lincoln Investment BD affiliated | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | Dec 1, 2020 | Aug 6, 2018 |
| Patrick Joseph Robinson | Lincoln Investment BD affiliated | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | Nov 18, 2020 | Apr 1, 2020 |
| Timothy Scott Sullivan | Advice And Planning Services BD affiliated | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2020 | Nov 9, 2020 |
| Robert Charles Ouimet | Russell Investments other | Capital Analysts BD affiliated | Other | Oct 22, 2020 | Apr 27, 2021 (187 d) |
| Nicholas Anthony Paterniti | Park Avenue Securities LLC BD affiliated | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | Oct 15, 2020 | Sep 25, 2020 |
| Teresa Robin Lundine | Lincoln Investment BD affiliated | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | Oct 6, 2020 | Jun 15, 2020 |
| Travis Matthew Oconnor | Lincoln Investment BD affiliated | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | Sep 29, 2020 | Jan 29, 2019 |
| Brian Frambes | Lincoln Investment BD affiliated | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | Sep 23, 2020 | May 14, 2020 |
| Hayes Patrick Griffin | Lincoln Investment BD affiliated | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | Sep 23, 2020 | Jul 22, 2020 |
| James Thomas Beyer | Bankers Life Advisory Services, Inc. BD affiliated | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | Sep 21, 2020 | Sep 22, 2020 |
| Stephen James Schug | Lincoln Investment BD affiliated | Capital Analysts other | Other | Sep 15, 2020 | Jun 4, 2012 |
| Robert Michael Horstman | Advice And Planning Services BD affiliated | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | Aug 18, 2020 | Sep 25, 2020 (38 d) |
| Lawrence Wayne Gray | Lincoln Investment BD affiliated | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | Aug 12, 2020 | Aug 2, 2019 |
| Susan Marie Wanamaker | Equitable Advisors, LLC national BD | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | Jul 30, 2020 | Jul 29, 2020 |
| Earl Carl Robinson | Lincoln Investment BD affiliated | Capital Analysts other | Other | Jul 24, 2020 | Jun 4, 2012 |
| Ryan Anthony Weber | Lincoln Investment BD affiliated | Capital Analysts other | Other | Jul 24, 2020 | Jun 5, 2012 |
| Matthew Eric Stockburger | Lincoln Investment BD affiliated | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | Jul 24, 2020 | May 2, 2019 |
| Giuseppe Vitale | Beacon Financial Advisory LLC independent RIA | Capital Analysts BD affiliated | RIA to affiliated broker-dealer or bank | Jul 10, 2020 | Apr 8, 2020 |
| Valerie Ann Visconti | Valic Financial Advisors, Inc. BD affiliated | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2020 | Jun 3, 2020 |
| Richard Wenzel | Lincoln Investment BD affiliated | Capital Analysts other | Other | Jun 11, 2020 | Nov 8, 2017 |
| Jason Billups | J.P. Morgan Securities LLC wirehouse | Capital Analysts BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 21, 2020 | May 7, 2020 |
| Mark Christopher Zacek | Osaic Institutions, Inc. BD affiliated | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | May 19, 2020 | Jul 28, 2020 (70 d) |
| Ioannis Kyriakos Profylienos | Lincoln Investment BD affiliated | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | May 12, 2020 | Apr 20, 2018 |
| Dean Michael Mackey | Lincoln Investment BD affiliated | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | May 12, 2020 | May 24, 2019 |
401 moves match.