DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Osaic Advisory Services, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
David James LardinoisOarsman Capital, Inc independent RIAOsaic Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 31, 2020Sep 28, 2020
Charlene BridgerEpic Wealth Management, LLC unclassifiedOsaic Advisory Services, LLC BD affiliatedOtherDec 22, 2020Dec 23, 2020
Mark Thomas MorganWells Fargo Advisors wirehouseOsaic Advisory Services, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankNov 19, 2020Nov 13, 2020
Douglas William BycoffMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOsaic Advisory Services, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankNov 19, 2020Nov 16, 2020
Neal Garrett ShieldsWells Fargo Advisors wirehouseOsaic Advisory Services, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankNov 19, 2020Nov 14, 2020
Lorne Victor BycoffMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOsaic Advisory Services, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankNov 18, 2020Nov 16, 2020
Garrett RohrbaughWealthcare Advisory Partners LLC independent RIAOsaic Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 5, 2020Oct 19, 2020
David Warren HoffmannH Financial Management independent RIAOsaic Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 10, 2020Jun 19, 2020
Christopher Eron BeardRaymond James Financial Services Advisors, Inc BD affiliatedOsaic Advisory Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 25, 2020Jun 19, 2020
Jesse Grant HansfordRaymond James Financial Services Advisors, Inc BD affiliatedOsaic Advisory Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 25, 2020Jun 19, 2020
Mary Frances Dill SullivanPrincipal Securities, Inc. BD affiliatedOsaic Advisory Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 11, 2020Jun 5, 2020
Kyle Larry SullivanPrincipal Securities, Inc. BD affiliatedOsaic Advisory Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 11, 2020Jun 8, 2020
Patrick Timothy RuschLPL Financial LLC BD affiliatedOsaic Advisory Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 15, 2020Apr 29, 2022 (714 d)
Wesley Stiles FriersonVoya Financial Advisors, Inc. BD affiliatedOsaic Advisory Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMar 6, 2020Feb 21, 2020
Nathan Gin LeeMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOsaic Advisory Services, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankMar 2, 2020Feb 28, 2020
Deborah Lynn JohnsonVoya Financial Advisors, Inc. BD affiliatedOsaic Advisory Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherFeb 26, 2020Feb 21, 2020
Mark Lee RobareRobare & Jones Wealth Management independent RIAOsaic Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankFeb 3, 2020Oct 15, 2019
Jack Lewis JonesRobare & Jones Wealth Management independent RIAOsaic Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankFeb 3, 2020Jan 14, 2020
Stanley Edward RobareRobare & Jones Wealth Management independent RIAOsaic Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankFeb 3, 2020Oct 15, 2019
Brian Keith JonesRobare & Jones Wealth Management independent RIAOsaic Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankFeb 3, 2020Oct 15, 2019
Valerie Giles RoqueRobare & Jones Wealth Management independent RIAOsaic Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankFeb 3, 2020Oct 15, 2019
Rachael Jenifer HolcombCosey Financial Services, Inc. independent RIAOsaic Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 10, 2019Jan 6, 2020
Lucas Kirk WandellMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOsaic Advisory Services, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankDec 10, 2019Dec 26, 2019
Anthony William HosfeldAdvocacy Wealth Management, LLC independent RIAOsaic Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 5, 2019Nov 6, 2019
Brent Coleman ElliottKestra Advisory Services, LLC BD affiliatedOsaic Advisory Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 30, 2019Oct 1, 2019
Timothy Arthur MellonKestra Advisory Services, LLC BD affiliatedOsaic Advisory Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 30, 2019Oct 1, 2019
Rodney Gray SegravesKestra Advisory Services, LLC BD affiliatedOsaic Advisory Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 30, 2019Oct 1, 2019
Keith Brian MooneySequoia Wealth Management, LLC independent RIAOsaic Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 26, 2019Aug 30, 2019
Joseph Andrew LyonsSequoia Wealth Management, LLC independent RIAOsaic Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 26, 2019Aug 30, 2019
Eric Anthony MeskoSequoia Wealth Management, LLC independent RIAOsaic Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 26, 2019Aug 30, 2019
Mark J SommervilleSequoia Wealth Management, LLC independent RIAOsaic Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 26, 2019Aug 30, 2019
Theodore K BuckleySequoia Wealth Management, LLC independent RIAOsaic Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 26, 2019Aug 30, 2019
Jeffrey Allen ScheiderLPL Financial LLC BD affiliatedOsaic Advisory Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 18, 2019Aug 30, 2019
Monica Salaiz NarvaezM Holdings Securities, Inc. BD affiliatedOsaic Advisory Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 30, 2019Aug 30, 2019
Henry GallardoM Holdings Securities, Inc. BD affiliatedOsaic Advisory Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 30, 2019Aug 30, 2019
Roberto Alexandro BlancoM Holdings Securities, Inc. BD affiliatedOsaic Advisory Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 30, 2019Aug 30, 2019
Lisa Marie LimeUBS Financial Services Inc. wirehouseOsaic Advisory Services, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJun 20, 2019Nov 4, 2019 (137 d)
Joseph Patrick GallemoreSpire Wealth Management, LLC BD affiliatedOsaic Advisory Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 7, 2019Jun 11, 2019
Brandon Joseph SkupskiWells Fargo Advisors wirehouseOsaic Advisory Services, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankMay 21, 2019May 22, 2019
Dianne Williams NolinSpire Wealth Management, LLC BD affiliatedOsaic Advisory Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 14, 2019May 3, 2019
Cecile Elisabeth HultSpire Wealth Management, LLC BD affiliatedOsaic Advisory Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 14, 2019May 6, 2019
Eric Shawn AshburnSpire Wealth Management, LLC BD affiliatedOsaic Advisory Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 14, 2019May 3, 2019
Michael James FrederickWells Fargo Advisors wirehouseOsaic Advisory Services, LLC independent RIAWirehouse to independent RIADec 5, 2018Dec 3, 2018
Todd Felix BogdaWells Fargo Advisors wirehouseOsaic Advisory Services, LLC independent RIAWirehouse to independent RIANov 9, 2018Nov 1, 2018
Bradley Joel SandersWells Fargo Advisors wirehouseOsaic Advisory Services, LLC independent RIAWirehouse to independent RIANov 9, 2018Oct 31, 2018
James Vance KampstraGeneos Wealth Management, Inc. BD affiliatedOsaic Advisory Services, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 6, 2018Nov 1, 2018
Jonathan Scott FreemanWells Fargo Advisors wirehouseOsaic Advisory Services, LLC independent RIAWirehouse to independent RIANov 5, 2018Oct 31, 2018
Shari Lee DietzWells Fargo Advisors wirehouseOsaic Advisory Services, LLC independent RIAWirehouse to independent RIANov 5, 2018Nov 1, 2018
Jeffrey Ryan KlineWells Fargo Advisors wirehouseOsaic Advisory Services, LLC independent RIAWirehouse to independent RIANov 5, 2018Nov 1, 2018
Kristopher Joseph KorziWells Fargo Advisors wirehouseOsaic Advisory Services, LLC independent RIAWirehouse to independent RIANov 5, 2018Nov 1, 2018
Cody GehmanWells Fargo Advisors wirehouseOsaic Advisory Services, LLC independent RIAWirehouse to independent RIANov 5, 2018Nov 1, 2018
Kelly Layton KampstraGeneos Wealth Management, Inc. BD affiliatedOsaic Advisory Services, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 1, 2018Nov 1, 2018
Brian Douglas MccarverWells Fargo Advisors wirehouseOsaic Advisory Services, LLC independent RIAWirehouse to independent RIAOct 16, 2018Oct 15, 2018
Timothy Richard PashleySummit Financial Group Inc BD affiliatedOsaic Advisory Services, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 8, 2018Oct 1, 2018
Thomas J. FitzpatrickSummit Financial Group Inc BD affiliatedOsaic Advisory Services, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 8, 2018Oct 10, 2018
Saundra Jane Gibson GenoniWells Fargo Advisors wirehouseOsaic Advisory Services, LLC independent RIAWirehouse to independent RIASep 24, 2018Sep 20, 2018
Michael Adam RosenBcg Securities, Inc. BD affiliatedOsaic Advisory Services, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 12, 2018Jul 12, 2018
David BelotteTriad Advisors, LLC BD affiliatedOsaic Advisory Services, LLC no RAUMOtherJul 10, 2018Oct 15, 2014
Robert Benjamin SeidenGreat Valley Advisor Group, LLC otherOsaic Advisory Services, LLC independent RIAOtherMar 13, 2018Jun 4, 2018 (83 d)
Jeffery M SorensenSummit Financial Consultants, Inc. otherOsaic Advisory Services, LLC independent RIAOtherFeb 15, 2018Feb 15, 2018
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271 moves match.