DFX Intelligence
Advisor moves
Arrivals at B Riley Wealth ManagementWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
237 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Leslea Elizabeth Stock-Lopez | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | B Riley Wealth Management other | Other | Mar 5, 2009 | Mar 3, 2009 |
| George Ernest Hart | Citigroup Global Markets Inc. other | B Riley Wealth Management other | Other | Feb 12, 2009 | Aug 20, 2009 (189 d) |
| Thomas Joseph Begley | Banc Of America Investment Services, Inc. unclassified | B Riley Wealth Management other | Other | Jan 29, 2009 | Feb 26, 2009 |
| Martha Gail Oneill | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | B Riley Wealth Management other | Other | Jan 14, 2009 | Jan 12, 2009 |
| Thanhha Huu Ha | Morgan Stanley & Co. LLC unclassified | B Riley Wealth Management other | Other | Dec 11, 2008 | Mar 3, 2010 (447 d) |
| David Keith Cole | Wells Fargo Advisors wirehouse | B Riley Wealth Management other | Other | Nov 21, 2008 | Nov 26, 2008 |
| William George Fisher Connell | Ferris, Baker Watts, LLC unclassified | B Riley Wealth Management other | Other | Nov 18, 2008 | Nov 12, 2008 |
| Michael Paul Levingston | Riverstone Wealth Management other | B Riley Wealth Management other | Other | Sep 18, 2008 | Aug 25, 2008 |
| John Michael Roewe | Riverstone Wealth Management other | B Riley Wealth Management other | Other | Sep 18, 2008 | Aug 25, 2008 |
| Alan Mears Gilbreath | Riverstone Wealth Management other | B Riley Wealth Management other | Other | Sep 18, 2008 | Aug 25, 2008 |
| Patricia Ann Blagojevich | North Star Investment Management Corporation other | B Riley Wealth Management other | Other | Sep 8, 2008 | Sep 10, 2013 (1828 d) |
| Keith Rufus Lamb | Surety Wealth Management unclassified | B Riley Wealth Management other | Other | Sep 2, 2008 | Aug 28, 2008 |
| George James Sousoulas | Banc Of America Investment Services, Inc. unclassified | B Riley Wealth Management other | Other | Aug 25, 2008 | Aug 25, 2008 |
| Michael Duane Smith | Citigroup Global Markets Inc. other | B Riley Wealth Management other | Other | Jun 13, 2008 | Jun 4, 2008 |
| Claudia Fraga-Chavarrieta | Citigroup Global Markets Inc. other | B Riley Wealth Management other | Other | Apr 7, 2008 | Apr 22, 2008 |
| John Aaron Ramirez | Avidian Wealth Solutions other | B Riley Wealth Management other | Other | Apr 7, 2008 | Dec 5, 2007 |
| Timothy David Williamson | Nationwide Investment Advisors, LLC other | B Riley Wealth Management other | Other | Feb 4, 2008 | Feb 13, 2008 |
| Chad Dana Champion | Stifel, Nicolaus & Company, Incorporated national BD | B Riley Wealth Management other | Other | Aug 8, 2007 | Jul 16, 2007 |
| Joseph Lester Crain | Citigroup Global Markets Inc. other | B Riley Wealth Management other | Other | Jun 29, 2007 | Jun 19, 2007 |
| Gary Brian Kaltbaum | Capital Securities Of America, Inc. unclassified | B Riley Wealth Management other | Other | Mar 1, 2007 | Mar 1, 2007 |
| Linda Marcille Reall | Capital Securities Of America, Inc. unclassified | B Riley Wealth Management other | Other | Mar 1, 2007 | Mar 1, 2007 |
| Jerry Lee Cline | Capital Securities Of America, Inc. unclassified | B Riley Wealth Management other | Other | Mar 1, 2007 | Mar 1, 2007 |
| Anthony Eric Kromer | Capital Securities Of America, Inc. unclassified | B Riley Wealth Management other | Other | Mar 1, 2007 | Mar 1, 2007 |
| Chesley Venable Morton | Capital Securities Of America, Inc. unclassified | B Riley Wealth Management other | Other | Mar 1, 2007 | Mar 1, 2007 |
| Mark Alan Davy | Capital Securities Of America, Inc. unclassified | B Riley Wealth Management other | Other | Mar 1, 2007 | Mar 1, 2007 |
| Ronald James Pirro | Capital Securities Of America, Inc. unclassified | B Riley Wealth Management other | Other | Mar 1, 2007 | Mar 1, 2007 |
| Gene Randall Rhoades | Capital Securities Of America, Inc. unclassified | B Riley Wealth Management other | Other | Mar 1, 2007 | Mar 1, 2007 |
| Gregory Wendell Quon | Capital Securities Of America, Inc. unclassified | B Riley Wealth Management other | Other | Mar 1, 2007 | Mar 1, 2007 |
| Gene Alan Fritzsche | Capital Securities Of America, Inc. unclassified | B Riley Wealth Management other | Other | Mar 1, 2007 | Mar 1, 2007 |
| Michael David Zawatsky | Capital Securities Of America, Inc. unclassified | B Riley Wealth Management other | Other | Mar 1, 2007 | Mar 1, 2007 |
| Michael Frederick Ferro | Capital Securities Of America, Inc. unclassified | B Riley Wealth Management other | Other | Mar 1, 2007 | Mar 1, 2007 |
| Perry Dennis Reghetti | Capital Securities Of America, Inc. unclassified | B Riley Wealth Management other | Other | Mar 1, 2007 | Mar 1, 2007 |
| Gregory S Berlin | Capital Securities Of America, Inc. unclassified | B Riley Wealth Management other | Other | Mar 1, 2007 | Mar 1, 2007 |
| Ryan Christopher Wyatt | Capital Securities Of America, Inc. unclassified | B Riley Wealth Management other | Other | Mar 1, 2007 | Mar 1, 2007 |
| Charles Moore | Capital Securities Of America, Inc. unclassified | B Riley Wealth Management other | Other | Mar 1, 2007 | Mar 1, 2007 |
| Brandon Lee Bullock | Capital Securities Of America, Inc. unclassified | B Riley Wealth Management other | Other | Mar 1, 2007 | Mar 1, 2007 |
| Harold Jack Pollov | Capital Securities Of America, Inc. unclassified | B Riley Wealth Management other | Other | Mar 1, 2007 | Mar 1, 2007 |
| James Walter Murphy | Mesirow Financial, Inc. unclassified | B Riley Wealth Management other | Other | Feb 28, 2007 | Mar 19, 2007 |
| James Walter Murphy | Mesirow Financial Investment Management, Inc. other | B Riley Wealth Management other | Other | Feb 28, 2007 | Mar 19, 2007 |
| Derick Leon Gant | Gant Investment Advisors, Inc. state registered | B Riley Wealth Management other | Other | Dec 31, 2006 | Nov 2, 2007 (306 d) |
| William Heard Stoddard | Wells Fargo Advisors wirehouse | B Riley Wealth Management other | Other | Nov 6, 2006 | Nov 7, 2006 |
| Peter Kevin Johnson | Stifel, Nicolaus & Company, Incorporated national BD | B Riley Wealth Management other | Other | Oct 9, 2006 | Feb 25, 2008 (504 d) |
| Todd Andrew Lefevre | Wells Fargo Advisors wirehouse | B Riley Wealth Management other | Other | Feb 10, 2006 | Feb 10, 2006 |
| Gary William Jansen | Wells Fargo Advisors wirehouse | B Riley Wealth Management other | Other | Oct 21, 2005 | Oct 17, 2005 |
| Stephen Pavey Meskan | Advanced Equities, Inc. other | B Riley Wealth Management other | Other | Sep 23, 2005 | Sep 22, 2005 |
| John Andrew Nabergall | Morgan Stanley Dw Inc. unclassified | B Riley Wealth Management other | Other | Aug 29, 2005 | Aug 31, 2005 |
| Paul Arthur Laliberte | Morgan Stanley Dw Inc. unclassified | B Riley Wealth Management other | Other | Aug 29, 2005 | Sep 27, 2005 |
| Mark Edward Lefevre | Wells Fargo Advisors wirehouse | B Riley Wealth Management other | Other | Aug 23, 2005 | Feb 10, 2006 (171 d) |
| Ronald Todd Behymer | Consulting Services Group, LLC other | B Riley Wealth Management other | Other | Dec 31, 2004 | Jul 11, 2007 (922 d) |
| Michael Hayes Hamilton | Morgan Keegan & Company, LLC other | B Riley Wealth Management other | Other | Dec 15, 2004 | Jan 26, 2006 (407 d) |
| Mark Edward Rienerth | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | B Riley Wealth Management other | Other | Nov 16, 2004 | Sep 12, 2007 (1030 d) |
| Dean Alfred Bell | UBS Financial Services Inc. wirehouse | B Riley Wealth Management other | Other | May 10, 2004 | Sep 28, 2010 (2332 d) |
| Hee Yang | Howe Barnes Capital Management, Inc. unclassified | B Riley Wealth Management other | Other | May 6, 2004 | May 4, 2004 |
| Robert Anderson Mccommon | Morgan Keegan & Company, LLC other | B Riley Wealth Management other | Other | Mar 29, 2004 | Feb 28, 2014 (3623 d) |
| Michael John Fredi | Morgan Stanley Dw Inc. unclassified | B Riley Wealth Management other | Other | Jan 27, 2004 | Mar 30, 2004 (63 d) |
| Aaron Lynn Suriff | Morgan Stanley Dw Inc. unclassified | B Riley Wealth Management other | Other | Jul 2, 2003 | Mar 30, 2004 (272 d) |
| Mark Steven Hayek | Prudential Equity Group, LLC unclassified | B Riley Wealth Management other | Other | May 22, 2002 | May 16, 2002 |
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