DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at National Planning Corporation ("Npc Of America" In Fl & Ny)

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
John David Anderson	Key Investment Services LLC other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Feb 20, 2013	Apr 12, 2013 (51 d)
Richard William Dutrisac	Walnut Street Securities, Inc. other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Feb 14, 2013	Feb 12, 2013
Lee Christian Bashforth	Walnut Street Securities, Inc. other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Feb 14, 2013	Feb 12, 2013
James Quinn Gilmore	Walnut Street Securities, Inc. other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Feb 14, 2013	Feb 13, 2013
Patrick Neal Broome	Securities America Advisors, Inc. other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Feb 7, 2013	Feb 6, 2013
Charles Wilkes Smith	LPL Financial LLC other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Jan 28, 2013	Jan 8, 2013
Benjamin Robert Kobrin	LPL Financial LLC other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Jan 28, 2013	Oct 5, 2016 (1346 d)
Michael Dean Nakano	LPL Financial LLC other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Dec 17, 2012	Dec 7, 2012
Ann Marie Arceo	LPL Financial LLC other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Dec 4, 2012	Nov 27, 2012
Angela Maria Brown	Edward Jones national BD	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Nov 21, 2012	Jan 31, 2013 (71 d)
Sarah M Wisniewski	Westpark Capital, Inc. other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Nov 20, 2012	Dec 5, 2012
Alina Lee Santiago	Transamerica Financial Advisors, LLC other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Nov 20, 2012	Nov 28, 2012
Brian Joseph Hentz	Morgan Stanley wirehouse	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Nov 6, 2012	Oct 30, 2012
Jeffrey Scott Graunke	Morgan Stanley wirehouse	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Nov 6, 2012	Oct 30, 2012
Kelly Watts Cole	Woodbury Financial Services, Inc. other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Oct 19, 2012	Oct 18, 2012
Robert Edward Young	Woodbury Financial Services, Inc. other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Oct 19, 2012	Oct 18, 2012
James Michael Taegel	Transamerica Financial Advisors, LLC other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Oct 15, 2012	Oct 19, 2012
Anthony Guido Larocca	Transamerica Financial Advisors, LLC other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Oct 15, 2012	Nov 2, 2012
Daryl Kent Weeden	LPL Financial LLC other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Oct 12, 2012	Oct 9, 2012
Michele Marie Laws	Oneamerica Securities, Inc. other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Sep 6, 2012	Jan 7, 2013 (123 d)
Robert A Skuba	Cetera Investment Advisers LLC other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Aug 31, 2012	Aug 29, 2012
Joseph Frederick Falbo	Cetera Investment Advisers LLC other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Aug 31, 2012	Aug 29, 2012
Anthony S Barbera	Cetera Investment Advisers LLC other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Aug 31, 2012	Aug 29, 2012
Mark Angelo Coller	Cetera Investment Advisers LLC other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Aug 31, 2012	Aug 29, 2012
Michael Albert Gandet	Npa Asset Management, LLC other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Aug 30, 2012	Aug 29, 2012
Scott Edward Fluet	Osaic Fa, Inc. other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Aug 24, 2012	Aug 31, 2012
Paul Michael Leone	Transamerica Financial Advisors, LLC other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Aug 23, 2012	Aug 31, 2012
Gary Leon Barker	Commonwealth Financial Network national BD	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Aug 6, 2012	Aug 6, 2012
Mark Edward Tang	Principal Securities, Inc. other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Aug 6, 2012	Aug 13, 2012
Nicholas R Biddle	Advantage Investment Management, LLC other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Aug 1, 2012	Jul 3, 2012
Joshua Steven Wood	Advantage Investment Management, LLC other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Aug 1, 2012	Jul 23, 2012
Scott Alexander Brown	Advantage Investment Management, LLC other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Aug 1, 2012	Jul 16, 2012
Casey Michael Broach	LPL Financial LLC other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Jul 24, 2012	Aug 8, 2012
Joseph Edward Cohen	Wells Fargo Advisors wirehouse	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Jul 2, 2012	Mar 1, 2017 (1703 d)
James Allan Helfinstine	LPL Financial LLC other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Jun 26, 2012	Jun 15, 2012
Stephanie Rose Mullenax	LPL Financial LLC other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Jun 26, 2012	Apr 17, 2017 (1756 d)
Brian Eric Samuels	Independent Financial Group, LLC other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Jun 19, 2012	Jun 21, 2012
Gary Jesse Deardorff	Next Financial Group, Inc. other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Jun 4, 2012	Jun 1, 2012
Shelley Jessica O'Brien	Next Financial Group, Inc. other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Jun 4, 2012	Jun 5, 2012
Jacqueline Larose Villa	Next Financial Group, Inc. other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Jun 4, 2012	Jun 1, 2012
Joanna Pauline Guinn	Thrivent Investment Management Inc. other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	May 31, 2012	Sep 5, 2012 (97 d)
Stephen Zelcer	Ridgeway Conger Advisory Services other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	May 17, 2012	Jun 5, 2012
Brian Larry Rogers	Woodbury Financial Services, Inc. other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	May 15, 2012	May 1, 2012
William Matthew Friederichs	Voya Financial Advisors, Inc. other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	May 3, 2012	May 7, 2012
Michael Anthony Petrosian	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Mar 6, 2012	Oct 11, 2013 (584 d)
Darla J Wienk	Sutterfield Financial Group, Inc. other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Mar 5, 2012	Oct 23, 2007
John Patrick Reidy	Oneamerica Securities, Inc. other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Feb 29, 2012	Mar 16, 2012
Anthony Strom Pastor	Oneamerica Securities, Inc. other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Feb 29, 2012	Mar 22, 2012
Roxanne Blade	Woodbury Financial Services, Inc. other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Nov 29, 2011	Feb 7, 2012 (70 d)
Lee Roy Cox	Cetera Investment Services LLC other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Nov 29, 2011	Apr 18, 2012 (141 d)
John Robert Crane	L.M. Kohn & Company other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Nov 29, 2011	Dec 6, 2011
Joshua Christian Schefers	LPL Financial LLC other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Nov 4, 2011	Oct 18, 2011
Joanna Correa	J P Turner & Company Capital Management, LLC other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Oct 5, 2011	Oct 16, 2012 (377 d)
Kathleen Margaret Peake	Woodbury Financial Services, Inc. other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Sep 29, 2011	Sep 22, 2011
Peter Kevin Johnson	J P Turner & Company Capital Management, LLC other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Sep 23, 2011	Sep 21, 2011
Dennis Rodney Wood	J P Turner & Company Capital Management, LLC other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Sep 23, 2011	Sep 19, 2011
Warren Steinborn	J P Turner & Company Capital Management, LLC other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Sep 23, 2011	Sep 19, 2011
Phillip Matthew Bell	Voya Financial Advisors, Inc. other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Sep 15, 2011	Sep 9, 2011
Ronald Kenneth Stack	Voya Financial Advisors, Inc. other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Sep 14, 2011	Sep 9, 2011
Richard Robert Krafcik	Voya Financial Advisors, Inc. other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Sep 14, 2011	Sep 9, 2011

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652 moves match.