DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Oneamerica Securities, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Bryan Eugene DonaughValic Financial Advisors, Inc. BD affiliatedOneamerica Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJan 18, 2019Feb 1, 2019
Shane M BaumanMML Investors Services, LLC BD affiliatedOneamerica Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJan 17, 2019Feb 15, 2019
Jonathan Tyler BensenMML Investors Services, LLC BD affiliatedOneamerica Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJan 9, 2019Jan 10, 2019
Donald Gregory SketchleyJ.P. Morgan Securities LLC wirehouseOneamerica Securities, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankDec 14, 2018Jan 30, 2019 (47 d)
Daniel Fredrick ClementsMML Investors Services, LLC BD affiliatedOneamerica Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherDec 12, 2018Dec 12, 2018
Amy Jo RiceLincoln Investment BD affiliatedOneamerica Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherNov 14, 2018Dec 5, 2018
Miranda BondeLPL Financial LLC independent RIAOneamerica Securities, Inc. BD affiliatedRIA to affiliated broker-dealer or bankNov 6, 2018Oct 29, 2018
Yvonne K. DeanAmeriprise Financial Services, LLC national BDOneamerica Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 11, 2018Oct 30, 2018 (49 d)
Brian C ClearyPruco Securities, LLC BD affiliatedOneamerica Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 11, 2018Aug 25, 2020 (714 d)
Jeffrey David EismanCapital Client Group, Inc. no RAUMOneamerica Securities, Inc. BD affiliatedOtherJul 19, 2018Oct 10, 2018 (83 d)
Bryan S ClarkValic Financial Advisors, Inc. BD affiliatedOneamerica Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 6, 2018Jul 11, 2018
Emily Paige SoperGlobal Financial Private Capital, Inc. BD affiliatedOneamerica Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJun 8, 2018Mar 11, 2019 (276 d)
Jorge Enrique AriasMML Investors Services, LLC BD affiliatedOneamerica Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJun 6, 2018Aug 3, 2018 (58 d)
Nicholas David McclearyPrincipal Securities, Inc. BD affiliatedOneamerica Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 17, 2018May 8, 2018
Megan Mia ShultzThrivent Investment Management Inc. BD affiliatedOneamerica Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherApr 24, 2018May 3, 2018
William E BargholtzThrivent Investment Management Inc. BD affiliatedOneamerica Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherApr 9, 2018Sep 19, 2018 (163 d)
Robert Karl ApplePark Avenue Securities LLC BD affiliatedOneamerica Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherApr 4, 2018May 2, 2018
Linda Jo JohnsonCue Financial Group, Inc. independent RIAOneamerica Securities, Inc. otherOtherMar 15, 2018Mar 13, 2018
Donald Gregory WhiteHornor, Townsend & Kent, LLC otherOneamerica Securities, Inc. otherOtherMar 9, 2018Mar 5, 2018
Timothy Michael PogueScottrade Investment Management BD affiliatedOneamerica Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMar 8, 2018Sep 11, 2018 (187 d)
Adam Keith FensterMML Investors Services, LLC otherOneamerica Securities, Inc. otherOtherMar 6, 2018Mar 8, 2018
Tyson Harvey CookMML Investors Services, LLC otherOneamerica Securities, Inc. otherOtherFeb 21, 2018Feb 21, 2018
Stephen Terry WagstaffMML Investors Services, LLC otherOneamerica Securities, Inc. otherOtherFeb 21, 2018Feb 21, 2018
Troy James PondMML Investors Services, LLC otherOneamerica Securities, Inc. otherOtherFeb 21, 2018Feb 21, 2018
Bailey Jay HornsbyLPL Financial LLC independent RIAOneamerica Securities, Inc. BD affiliatedRIA to affiliated broker-dealer or bankFeb 16, 2018May 7, 2018 (80 d)
James Norman RileyEsi Financial Advisors BD affiliatedOneamerica Securities, Inc. otherOtherJan 30, 2018Feb 1, 2018
Kimberly Lynn PopoffWells Fargo Advisors wirehouseOneamerica Securities, Inc. otherOtherJan 29, 2018Feb 28, 2018
David Anthony WaltersForesters Equity Services, Inc. otherOneamerica Securities, Inc. otherOtherJan 25, 2018Jan 25, 2018
Michael HammersleyPruco Securities, LLC BD affiliatedOneamerica Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJan 24, 2018Apr 23, 2018 (89 d)
Hike Lawrence LeeHornor, Townsend & Kent, LLC otherOneamerica Securities, Inc. otherOtherJan 12, 2018Jan 4, 2018
David Harbert EnglandEquitable Advisors, LLC national BDOneamerica Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJan 3, 2018Feb 24, 2021 (1148 d)
Donald W TalbertMML Investors Services, LLC otherOneamerica Securities, Inc. otherOtherDec 31, 2017Mar 9, 2018 (68 d)
Richard Homer BrownCreativeone Securities, LLC BD affiliatedOneamerica Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherDec 31, 2017Jan 9, 2020 (739 d)
Nancy Lynn BeckBeck Financial Strategies, Inc. unclassifiedOneamerica Securities, Inc. otherOtherDec 13, 2017Apr 4, 2007
Serge MallatMML Investors Services, LLC otherOneamerica Securities, Inc. BD affiliatedOtherDec 13, 2017Apr 24, 2018 (132 d)
Kailen H CookAk Financial Group independent RIAOneamerica Securities, Inc. BD affiliatedRIA to affiliated broker-dealer or bankDec 4, 2017Mar 20, 2019 (471 d)
Jill A DaileyEdward Jones national BDOneamerica Securities, Inc. otherOtherDec 4, 2017Dec 11, 2017
Adam Jude CorwinCetera Advisors LLC otherOneamerica Securities, Inc. otherOtherOct 4, 2017Oct 2, 2017
Gregory Mark GullingBallardsville Investment Advisors state registeredOneamerica Securities, Inc. otherOtherOct 3, 2017Sep 27, 2017
Jason Michael PoschingerCetera Advisors LLC otherOneamerica Securities, Inc. otherOtherSep 22, 2017Oct 26, 2017 (34 d)
Peter William CrimminsGeneos Wealth Management, Inc. otherOneamerica Securities, Inc. otherOtherSep 6, 2017Sep 5, 2017
David MedinaTransamerica Retirement Advisors, LLC otherOneamerica Securities, Inc. otherOtherSep 5, 2017Sep 28, 2017
Danielle Marie WebsterCapital Client Group, Inc. no RAUMOneamerica Securities, Inc. otherOtherAug 30, 2017Nov 13, 2017 (75 d)
Janice Marie FarisHornor, Townsend & Kent, LLC otherOneamerica Securities, Inc. otherOtherAug 11, 2017Aug 1, 2017
Gregory Charles StoumbelisHornor, Townsend & Kent, LLC otherOneamerica Securities, Inc. otherOtherAug 7, 2017Jul 13, 2017
Richard Dean ShupickWaddell & Reed otherOneamerica Securities, Inc. otherOtherJul 6, 2017Aug 16, 2017 (41 d)
Kate WrightNorthwestern Mutual Investment Services,LLC no RAUMOneamerica Securities, Inc. otherOtherJun 29, 2017Aug 7, 2017 (39 d)
Dane William ColbergHantz Financial Services, Inc. otherOneamerica Securities, Inc. otherOtherJun 28, 2017Feb 2, 2018 (219 d)
David Richard BaileyMML Investors Services, LLC otherOneamerica Securities, Inc. otherOtherJun 14, 2017Jun 1, 2017
Russell Robert HartigHornor, Townsend & Kent, LLC otherOneamerica Securities, Inc. otherOtherJun 1, 2017May 22, 2017
Aleksander Lech DabrowskiHornor, Townsend & Kent, LLC otherOneamerica Securities, Inc. otherOtherJun 1, 2017May 22, 2017
Nicholas Peter MccormackPark Avenue Securities LLC otherOneamerica Securities, Inc. otherOtherMay 17, 2017May 10, 2017
Dale Duane BartlettMML Investors Services, LLC otherOneamerica Securities, Inc. otherOtherMay 11, 2017Dec 6, 2017 (209 d)
Javier Neil AllenLPL Financial LLC otherOneamerica Securities, Inc. otherOtherMay 10, 2017May 25, 2017
Michael Jason SacherMML Investors Services, LLC otherOneamerica Securities, Inc. otherOtherMay 5, 2017Jun 13, 2017 (39 d)
Ernesto D RamirezJ.P. Morgan Securities LLC wirehouseOneamerica Securities, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankMay 3, 2017Apr 11, 2018 (343 d)
Jonathan CorteenHornor, Townsend & Kent, LLC otherOneamerica Securities, Inc. otherOtherMay 2, 2017May 4, 2017
Eric Michael LardnerAmeriprise Financial Services, LLC national BDOneamerica Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherApr 24, 2017Aug 8, 2018 (471 d)
William Joseph DemarcoPrincipal Securities, Inc. otherOneamerica Securities, Inc. otherOtherApr 12, 2017May 2, 2017
Brian C BoleLPL Financial LLC otherOneamerica Securities, Inc. otherOtherApr 11, 2017Apr 26, 2017
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522 moves match.