DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Signator Investors, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Kent Wesley Thompson	First Allied Advisory Services, Inc. other	Signator Investors, Inc. other	Other	Jul 10, 2013	Jul 10, 2013
Jason Douglas Myers	Key Investment Services LLC other	Signator Investors, Inc. other	Other	Jun 26, 2013	Oct 9, 2013 (105 d)
Beverley Smith Bouchard	Northwestern Mutual Investment Services,LLC other	Signator Investors, Inc. other	Other	May 21, 2013	Jun 17, 2013
Michael Dean Allen	New England Securities Corporation other	Signator Investors, Inc. other	Other	May 7, 2013	Jul 10, 2013 (64 d)
William J Barnett	MML Investors Services, LLC other	Signator Investors, Inc. other	Other	Mar 15, 2013	Apr 12, 2013
Bradley Gatewood Geise	Eagle Strategies LLC other	Signator Investors, Inc. other	Other	Feb 27, 2013	Mar 15, 2013
Billy Wayne Dixon	Msi Financial Services, Inc. other	Signator Investors, Inc. other	Other	Feb 25, 2013	Apr 17, 2013 (51 d)
Harris Lawrence Adams	MML Investors Services, LLC other	Signator Investors, Inc. other	Other	Feb 19, 2013	Mar 7, 2013
Brent Colby Mccrary	Eagle Strategies LLC other	Signator Investors, Inc. other	Other	Jan 18, 2013	Jan 18, 2013
Steven Cronin Castrello	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Signator Investors, Inc. other	Other	Jan 7, 2013	Oct 17, 2014 (648 d)
Marc Ross	New England Securities Corporation other	Signator Investors, Inc. other	Other	Dec 31, 2012	Jun 20, 2013 (171 d)
Craig Alan Spadafora	Global Investment Advisors, LLC unclassified	Signator Investors, Inc. other	Other	Dec 31, 2012	Apr 15, 2013 (105 d)
James E Casey	Edward Jones national BD	Signator Investors, Inc. other	Other	Dec 18, 2012	Jan 9, 2013
Michael Earl Cowell	Edward Jones national BD	Signator Investors, Inc. other	Other	Dec 18, 2012	Feb 12, 2013 (56 d)
Paul Geyman	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Signator Investors, Inc. other	Other	Dec 10, 2012	Feb 12, 2013 (64 d)
Ryan M Azinger	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Signator Investors, Inc. other	Other	Nov 16, 2012	Jan 24, 2013 (69 d)
Christopher M Scuderi	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Signator Investors, Inc. other	Other	Nov 14, 2012	Aug 12, 2014 (636 d)
Phillip William Holstrom	Cetera Investment Advisers LLC other	Signator Investors, Inc. other	Other	Oct 24, 2012	Feb 15, 2013 (114 d)
Shawn Emiko Hamada	Equitable Advisors, LLC national BD	Signator Investors, Inc. other	Other	Oct 24, 2012	Oct 19, 2012
Anna Un Jung Kim	Equitable Advisors, LLC national BD	Signator Investors, Inc. other	Other	Oct 23, 2012	Oct 19, 2012
David L. Limerick	LPL Financial LLC other	Signator Investors, Inc. other	Other	Oct 1, 2012	Sep 27, 2012
Chris Mark Kolasinski	Advice And Planning Services other	Signator Investors, Inc. other	Other	Sep 27, 2012	Oct 11, 2012
Daniel Jon Ferwerda	Valic Financial Advisors, Inc. other	Signator Investors, Inc. other	Other	Sep 20, 2012	Oct 2, 2012
Noah Behrend	Msi Financial Services, Inc. other	Signator Investors, Inc. other	Other	Sep 12, 2012	Dec 3, 2012 (82 d)
Timothy John Bol	Msi Financial Services, Inc. other	Signator Investors, Inc. other	Other	Aug 6, 2012	Dec 5, 2012 (121 d)
Joseph G Doniger	Cl Wealth Management LLC other	Signator Investors, Inc. other	Other	Aug 1, 2012	May 28, 2013 (300 d)
Kent Edmund Sipe	MML Investors Services, LLC other	Signator Investors, Inc. other	Other	Jun 26, 2012	Aug 24, 2012 (59 d)
Matthew Hanby Guba	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Signator Investors, Inc. other	Other	Jun 4, 2012	Oct 4, 2013 (487 d)
James Bernard Johnson	Msi Financial Services, Inc. other	Signator Investors, Inc. other	Other	May 18, 2012	May 16, 2012
Gregory R Fortier	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Signator Investors, Inc. other	Other	May 17, 2012	Jun 11, 2012
Andrew Gilbert Lynch	Waddell & Reed other	Signator Investors, Inc. other	Other	May 17, 2012	Oct 16, 2013 (517 d)
Jennifer Lynn Scroggins	Riverstone Wealth Management other	Signator Investors, Inc. other	Other	Apr 23, 2012	Jun 11, 2012 (49 d)
Kelsey Rawls Brown Lovett	Ameriprise Financial Services, LLC national BD	Signator Investors, Inc. other	Other	Apr 5, 2012	May 9, 2012 (34 d)
Richard Thomas Lanigan	Mmc Securities LLC no RAUM	Signator Investors, Inc. other	Other	Apr 2, 2012	Mar 10, 2014 (707 d)
Rhandy Arzaga	Cuso Financial Services, L.P. other	Signator Investors, Inc. other	Other	Feb 21, 2012	May 13, 2016 (1543 d)
Anne Frances Salick	Principal Securities, Inc. other	Signator Investors, Inc. other	Other	Feb 8, 2012	Mar 22, 2012 (43 d)
Chester James Ritchie	Ameriprise Financial Services, LLC national BD	Signator Investors, Inc. other	Other	Dec 20, 2011	Jan 19, 2012
David Ryan Alves	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Signator Investors, Inc. other	Other	Dec 20, 2011	Aug 13, 2012 (237 d)
Ryan Eugene Howison	Nfp Advisor Services, LLC other	Signator Investors, Inc. other	Other	Dec 14, 2011	Jan 6, 2012
Michael A Comperchio	LPL Financial LLC other	Signator Investors, Inc. other	Other	Nov 30, 2011	Dec 5, 2011
Eric Scott Dunner	Wells Fargo Advisors wirehouse	Signator Investors, Inc. other	Other	Oct 18, 2011	Jan 12, 2012 (86 d)
Alissa Lerner Kimura	Equitable Advisors, LLC national BD	Signator Investors, Inc. other	Other	Oct 5, 2011	Sep 30, 2011
Boone Edward Lancaster	Securian Financial Services, Inc. other	Signator Investors, Inc. other	Other	Sep 20, 2011	Nov 22, 2011 (63 d)
Dale Allan Glick	Osaic Fa, Inc. other	Signator Investors, Inc. other	Other	Jul 18, 2011	Sep 8, 2011 (52 d)
John Scott Pimental	Msi Financial Services, Inc. other	Signator Investors, Inc. other	Other	May 12, 2011	May 3, 2011
Richard H Buckley	Msi Financial Services, Inc. other	Signator Investors, Inc. other	Other	May 12, 2011	Apr 29, 2011
Helen Dao	Thrivent Investment Management Inc. other	Signator Investors, Inc. other	Other	May 5, 2011	Jan 17, 2012 (257 d)
Steve M Koziol	Msi Financial Services, Inc. other	Signator Investors, Inc. other	Other	Apr 28, 2011	Jun 22, 2011 (55 d)
Mark Moore Purcell	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Signator Investors, Inc. other	Other	Apr 13, 2011	Apr 21, 2011
Maria Naqishbandi	Edward Jones national BD	Signator Investors, Inc. other	Other	Mar 30, 2011	Apr 19, 2012 (386 d)
Richard Frank Parnigoni	Cantella & Co., Inc. other	Signator Investors, Inc. other	Other	Mar 25, 2011	Mar 20, 2013 (726 d)
Bruce William Stroup	Invest Financial Corporation other	Signator Investors, Inc. other	Other	Mar 23, 2011	Mar 22, 2011
Robert Baldwin Ritchie	Equitable Advisors, LLC national BD	Signator Investors, Inc. other	Other	Mar 16, 2011	Oct 13, 2011 (211 d)
Edward Thomas Smelich	Msi Financial Services, Inc. other	Signator Investors, Inc. other	Other	Mar 4, 2011	Mar 8, 2011
Gary Craig Cowles	LPL Financial LLC other	Signator Investors, Inc. other	Other	Feb 24, 2011	Feb 24, 2011
Bethani Ann Eguia	Edward Jones national BD	Signator Investors, Inc. other	Other	Feb 1, 2011	Mar 23, 2011 (50 d)
Anthony L Griffin	Msi Financial Services, Inc. other	Signator Investors, Inc. other	Other	Jan 31, 2011	Jan 21, 2011
William James Lawfield	Waddell & Reed other	Signator Investors, Inc. other	Other	Jan 26, 2011	Apr 14, 2011 (78 d)
Michael Paul Fornal	John Hancock Investment Management LLC other	Signator Investors, Inc. other	Other	Dec 31, 2010	Dec 21, 2010
Brooke Jayson Bowerman	Securian Financial Services, Inc. other	Signator Investors, Inc. other	Other	Dec 8, 2010	Jan 20, 2011 (43 d)

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368 moves match.