DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Waddell & Reed

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Joshua Roushard LeblancMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWaddell & Reed otherOtherJun 28, 2016Aug 5, 2016 (38 d)
Evanne Marie HardinMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWaddell & Reed otherOtherJun 21, 2016Apr 7, 2017 (290 d)
Kenneth Dean HinkleAmeriprise Financial Services, LLC national BDWaddell & Reed otherOtherJun 14, 2016Jul 6, 2016
John Alexander KraniouCetera Investment Advisers LLC otherWaddell & Reed otherOtherJun 9, 2016Feb 22, 2017 (258 d)
David O'Dean HeardAmeriprise Financial Services, LLC national BDWaddell & Reed otherOtherJun 6, 2016Jun 3, 2016
Nicholas CuringaCetera Investment Advisers LLC otherWaddell & Reed otherOtherJun 6, 2016Jun 6, 2016
Jon Keith StuckerRBC Capital Markets, LLC national BDWaddell & Reed otherOtherMay 18, 2016May 2, 2016
Paul Edward StaniszewskiTlg Advisors, Inc. otherWaddell & Reed otherOtherMay 18, 2016Aug 9, 2016 (83 d)
William George Fisher ConnellB Riley Wealth Management otherWaddell & Reed otherOtherMay 17, 2016May 17, 2016
Jeffrey Curtis BrindleyB Riley Wealth Management otherWaddell & Reed otherOtherMay 17, 2016May 18, 2016
Christopher Charles BuckleyPark Avenue Securities LLC otherWaddell & Reed otherOtherMay 10, 2016Apr 12, 2016
Bruce Daniel BarronUBS Financial Services Inc. wirehouseWaddell & Reed otherOtherMay 10, 2016May 2, 2016
Darren Keith CrowMorgan Stanley wirehouseWaddell & Reed otherOtherMay 9, 2016Apr 21, 2016
Frederick Focke MischlerEdward Jones national BDWaddell & Reed otherOtherMay 3, 2016May 5, 2016
Jenna Lynn SpurrierRBC Capital Markets, LLC national BDWaddell & Reed otherOtherApr 27, 2016May 2, 2016
Catherine Camille DoneyTransamerica Financial Advisors, LLC otherWaddell & Reed otherOtherApr 4, 2016Mar 29, 2016
Nathaniel George VieiraNorthwestern Mutual Investment Services,LLC no RAUMWaddell & Reed otherOtherMar 30, 2016May 11, 2016 (42 d)
Amanda Erin CampbellMontage Investments, LLC otherWaddell & Reed otherOtherMar 21, 2016Mar 21, 2016
Peter Jacob Hunter-HansonAmeriprise Financial Services, LLC national BDWaddell & Reed otherOtherMar 2, 2016Mar 1, 2016
Jeremy Lee PardueEdward Jones national BDWaddell & Reed otherOtherMar 1, 2016Feb 29, 2016
Joseph Clayton GanoteBankers & Investors Co. unclassifiedWaddell & Reed otherOtherFeb 29, 2016Feb 26, 2016
Mark Joseph ComireBoston Asset Management, Inc. otherWaddell & Reed otherOtherFeb 26, 2016Apr 29, 2016 (63 d)
Christopher Hays WilkinsonThrivent Investment Management Inc. otherWaddell & Reed otherOtherFeb 26, 2016Feb 25, 2016
Jason Nicholas AlvaradoMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWaddell & Reed otherOtherFeb 22, 2016Apr 25, 2016 (63 d)
Christopher Donald McdonaldEquitable Advisors, LLC national BDWaddell & Reed otherOtherFeb 16, 2016Feb 10, 2016
Scott Allen BoschThrivent Investment Management Inc. otherWaddell & Reed otherOtherFeb 4, 2016Feb 2, 2016
Jeremiah George DellasFifth Third Securities, Inc. otherWaddell & Reed otherOtherFeb 3, 2016Feb 1, 2016
Albert Tyler TynesSpc otherWaddell & Reed otherOtherFeb 1, 2016Feb 3, 2016
Kevin Kingsley HolmesAmeriprise Financial Services, LLC national BDWaddell & Reed otherOtherJan 13, 2016Dec 16, 2015
Margaret Mary KoosaPruco Securities, LLC otherWaddell & Reed otherOtherJan 6, 2016Jan 4, 2016
Anthony Adam CisnerosWells Fargo Advisors wirehouseWaddell & Reed otherOtherJan 5, 2016Jan 4, 2016
Charles Franklin KlumppTransamerica Financial Advisors, LLC otherWaddell & Reed otherOtherDec 31, 2015Jun 13, 2016 (165 d)
Jason Richard HuppEdward Jones national BDWaddell & Reed otherOtherDec 16, 2015Dec 11, 2015
Sunil SharmaNorthwestern Mutual Investment Services,LLC otherWaddell & Reed otherOtherDec 5, 2015Apr 13, 2016 (130 d)
Ernest Dale AndersonVoisard Asset Management Group otherWaddell & Reed otherOtherDec 4, 2015Dec 2, 2015
Cynthia Lynn BiernbaumCreative Planning otherWaddell & Reed otherOtherDec 3, 2015Oct 5, 2016 (307 d)
Jason Allan GilmanMsi Financial Services, Inc. otherWaddell & Reed otherOtherDec 1, 2015Nov 23, 2015
Michael William TownsendProspera Financial Services, Inc. otherWaddell & Reed otherOtherNov 30, 2015Jan 6, 2015
Kimberly Michelle HayesCetera Advisors LLC otherWaddell & Reed otherOtherNov 25, 2015Jan 20, 2016 (56 d)
Grayson Joel HofferberJ.P. Morgan Securities LLC wirehouseWaddell & Reed otherOtherNov 18, 2015Dec 8, 2015
Erica Jean CortezStrategic Advisers LLC national BDWaddell & Reed otherOtherNov 12, 2015Mar 29, 2016 (138 d)
Barry CraineAmeriprise Financial Services, LLC national BDWaddell & Reed otherOtherNov 11, 2015Oct 30, 2015
Nicholas Isaac CohenEquitable Advisors, LLC national BDWaddell & Reed otherOtherNov 11, 2015Jan 20, 2016 (70 d)
Rufus J BaldwinMsi Financial Services, Inc. otherWaddell & Reed otherOtherNov 10, 2015Oct 27, 2015
Luke Elvin Joseph WillEdward Jones national BDWaddell & Reed otherOtherNov 5, 2015Jan 21, 2016 (77 d)
Matthew Thomas CrawfordCetera Advisors LLC otherWaddell & Reed otherOtherOct 27, 2015Nov 2, 2015
Bryan Thomas DecourseyForesters Advisory Services, LLC otherWaddell & Reed otherOtherOct 26, 2015Mar 10, 2016 (136 d)
Brian Thomas HornSomerset Wealth Management, LLC state registeredWaddell & Reed otherOtherOct 22, 2015Oct 13, 2015
Thomas Michael SmithPrivate Client Services, LLC otherWaddell & Reed otherOtherOct 13, 2015Oct 12, 2015
Christian LewisAmeriprise Financial Services, LLC national BDWaddell & Reed BD affiliatedAffiliated broker-dealer or bank to anotherOct 12, 2015Jul 30, 2018 (1022 d)
Ibrahim Benedict Al NaberTransamerica Financial Advisors, LLC otherWaddell & Reed otherOtherOct 8, 2015Oct 1, 2015
Eric Lemons RussellJ.P. Morgan Securities LLC wirehouseWaddell & Reed otherOtherOct 7, 2015Oct 1, 2015
Sharon Louise CountMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWaddell & Reed otherOtherOct 5, 2015Nov 17, 2016 (409 d)
Rebecca MarouskiMsi Financial Services, Inc. otherWaddell & Reed otherOtherSep 23, 2015Sep 22, 2015
David Harry ElsterMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWaddell & Reed otherOtherSep 14, 2015Sep 11, 2015
Maureen F FlanaganEdward Jones national BDWaddell & Reed otherOtherSep 3, 2015Nov 10, 2015 (68 d)
Steven KajalaMorgan Stanley wirehouseWaddell & Reed otherOtherAug 25, 2015Aug 14, 2015
Rob C RigsbyWells Fargo Advisors wirehouseWaddell & Reed otherOtherAug 18, 2015Jan 12, 2016 (147 d)
Mark Steven WildemanFintegra, LLC otherWaddell & Reed otherOtherAug 14, 2015Aug 14, 2015
Shawn Kristian SchuylerWest Virginia Financial Solutions, LLC unclassifiedWaddell & Reed otherOtherAug 12, 2015Aug 14, 2015
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949 moves match.