DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Cadaret Grant & Co Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Douglas Wesley GreeneNorthwestern Mutual Investment Services,LLC otherCadaret Grant & Co Inc BD affiliatedOtherJul 30, 2014Aug 16, 2023 (3304 d)
Michael Allen TriebwasserPark Avenue Securities LLC otherCadaret Grant & Co Inc BD affiliatedOtherJun 26, 2014May 4, 2021 (2504 d)
Jessica Lynn FontaineMorgan Stanley wirehouseCadaret Grant & Co Inc BD affiliatedWirehouse to affiliated broker-dealer or bankJun 17, 2014Oct 7, 2024 (3765 d)
Jack CupelliAmeriprise Financial Services, LLC national BDCadaret Grant & Co Inc BD affiliatedAffiliated broker-dealer or bank to anotherMay 1, 2014May 4, 2021 (2560 d)
Eric S BirdsallHornor, Townsend & Kent, LLC otherCadaret Grant & Co Inc otherOtherFeb 12, 2014Feb 7, 2014
Linda Jean PresslerEquitable Advisors, LLC national BDCadaret Grant & Co Inc otherOtherDec 12, 2013Jun 2, 2014 (172 d)
Scott David RaabPnc Wealth Management otherCadaret Grant & Co Inc otherOtherOct 22, 2013Oct 18, 2013
Michael BoothMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCadaret Grant & Co Inc otherOtherAug 28, 2013Oct 1, 2013 (34 d)
Joseph R DimaggioRBC Capital Markets, LLC national BDCadaret Grant & Co Inc otherOtherJul 26, 2013Jul 18, 2013
Jeffrey Gordon WrightsonWells Fargo Advisors wirehouseCadaret Grant & Co Inc BD affiliatedWirehouse to affiliated broker-dealer or bankJun 20, 2013Jul 7, 2020 (2574 d)
Todd Michael TevensManulife Investment Management (US) LLC otherCadaret Grant & Co Inc otherOtherMar 1, 2013Mar 8, 2013
Sandra Alterio BarryCitizens Securities, Inc. otherCadaret Grant & Co Inc otherOtherFeb 19, 2013Oct 1, 2014 (589 d)
James Alexander BianchiNew England Securities Corporation otherCadaret Grant & Co Inc otherOtherJan 3, 2013Jan 4, 2013
Scott Michael ColesMorgan Stanley wirehouseCadaret Grant & Co Inc otherOtherDec 10, 2012Jan 7, 2013
Kerri Candor HerlickMorgan Stanley wirehouseCadaret Grant & Co Inc otherOtherDec 10, 2012Apr 15, 2013 (126 d)
Michael August SidelloLPL Financial LLC otherCadaret Grant & Co Inc otherOtherSep 25, 2012Feb 6, 2014 (499 d)
Richard Jeffery AnthonyCurian Capital, LLC otherCadaret Grant & Co Inc otherOtherAug 7, 2012Aug 20, 2012
Jennifer L ReedRBC Capital Markets, LLC national BDCadaret Grant & Co Inc otherOtherJul 23, 2012Jul 24, 2012
Michael J. RioloMorgan Stanley wirehouseCadaret Grant & Co Inc otherOtherJul 11, 2012Jun 9, 2014 (698 d)
Brian David EastOsaic Institutions, Inc. otherCadaret Grant & Co Inc otherOtherJun 18, 2012Jun 15, 2012
Michael Joseph HennessyWells Fargo Advisors wirehouseCadaret Grant & Co Inc otherOtherApr 12, 2012Jul 9, 2012 (88 d)
Jonathan Keith JaegerRBC Capital Markets, LLC national BDCadaret Grant & Co Inc otherOtherMar 16, 2012Mar 16, 2012
Michael Scott SilversteinHsbc Securities (USA) Inc. otherCadaret Grant & Co Inc otherOtherMar 9, 2012Mar 15, 2012
Joseph Paul VivianoEquitable Advisors, LLC national BDCadaret Grant & Co Inc otherOtherFeb 21, 2012Mar 19, 2012
Scott Michael LippaWall Street Financial Group, Inc otherCadaret Grant & Co Inc otherOtherJan 11, 2012Jan 19, 2012
Scott Alan FergusonRaymond James Financial Services Advisors, Inc otherCadaret Grant & Co Inc BD affiliatedOtherDec 31, 2011May 4, 2021 (3412 d)
Lawrence Joseph KellyHornor, Townsend & Kent, LLC otherCadaret Grant & Co Inc otherOtherDec 31, 2011Jan 3, 2012
Michael Joseph TisdellMorgan Stanley wirehouseCadaret Grant & Co Inc otherOtherNov 9, 2011Jan 17, 2012 (69 d)
James John DevicoEquitable Advisors, LLC national BDCadaret Grant & Co Inc otherOtherNov 1, 2011Feb 1, 2012 (92 d)
Kenneth Stephen BlazickOsaic Fa, Inc. otherCadaret Grant & Co Inc otherOtherNov 1, 2011Nov 2, 2011
Patricia BarnesMaine Accountants Alliance, Inc. unclassifiedCadaret Grant & Co Inc otherOtherOct 6, 2011Jan 20, 2010
Ryan W YorkMorgan Stanley wirehouseCadaret Grant & Co Inc BD affiliatedWirehouse to affiliated broker-dealer or bankAug 24, 2011Oct 17, 2019 (2976 d)
Victor Lee LombardiPsa Financial Advisors Inc otherCadaret Grant & Co Inc otherOtherAug 8, 2011Aug 9, 2011
Raymond John BeninatoEquitable Advisors, LLC national BDCadaret Grant & Co Inc otherOtherJul 21, 2011Jul 18, 2011
Joel Martin MorawskiMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCadaret Grant & Co Inc otherOtherJun 1, 2011Jun 3, 2011
Mario Di LuigiEquitable Advisors, LLC national BDCadaret Grant & Co Inc otherOtherMar 7, 2011Mar 11, 2011
David Matthew GermanoEquitable Advisors, LLC national BDCadaret Grant & Co Inc otherOtherMar 4, 2011Mar 9, 2011
Michael Todd SassamanPnc Wealth Management otherCadaret Grant & Co Inc otherOtherDec 8, 2010Dec 14, 2010
Charles Thomas StacyEdward Jones national BDCadaret Grant & Co Inc otherOtherNov 30, 2010Dec 3, 2010
Gregory LambesisNew England Securities Corporation otherCadaret Grant & Co Inc otherOtherOct 27, 2010Aug 4, 2011 (281 d)
Schuyler B DombroskeRidgeway Conger Advisory Services otherCadaret Grant & Co Inc otherOtherOct 19, 2010Jan 4, 2011 (77 d)
Scott William CarrSterne Agee Asset Management, Inc. otherCadaret Grant & Co Inc otherOtherSep 17, 2010Sep 10, 2010
John AriolaSummit Financial Group Inc otherCadaret Grant & Co Inc otherOtherSep 9, 2010Sep 14, 2010
Edward Francis Wright1st Discount Brokerage, Inc. otherCadaret Grant & Co Inc BD affiliatedOtherAug 30, 2010Feb 1, 2022 (4173 d)
Anthony Joseph BossuytEquitas America, LLC unclassifiedCadaret Grant & Co Inc otherOtherAug 17, 2010Aug 17, 2010
Bonnie Ann AndersonEquitas America, LLC unclassifiedCadaret Grant & Co Inc otherOtherAug 11, 2010Sep 9, 2010
Gregory Peter GrimsleyWaddell & Reed otherCadaret Grant & Co Inc otherOtherJun 8, 2010Jun 7, 2010
Alan Randall GoodsteinAfa Advisor Services LLC unclassifiedCadaret Grant & Co Inc otherOtherApr 29, 2010Apr 27, 2010
George Alan GuttmanAfa Advisor Services LLC unclassifiedCadaret Grant & Co Inc otherOtherApr 29, 2010May 6, 2010
Angelo LaventuraAdams & Associates unclassifiedCadaret Grant & Co Inc otherOtherApr 7, 2010Feb 23, 2007
Gary Lee DietrichAdams & Associates unclassifiedCadaret Grant & Co Inc otherOtherApr 7, 2010Feb 23, 2007
Louis Anthony AddessoGunnallen Financial, Inc unclassifiedCadaret Grant & Co Inc otherOtherMar 30, 2010Mar 30, 2010
Edward LoturcoGunnallen Financial, Inc unclassifiedCadaret Grant & Co Inc otherOtherMar 29, 2010Mar 31, 2010
Frank Joseph FattizziGunnallen Financial, Inc unclassifiedCadaret Grant & Co Inc otherOtherMar 29, 2010Mar 30, 2010
Robert Thomas DeitrickLPL Financial LLC otherCadaret Grant & Co Inc otherOtherMar 9, 2010Feb 16, 2010
Jeffrey Lynn OlsonMorgan Stanley wirehouseCadaret Grant & Co Inc otherOtherMar 8, 2010Feb 11, 2010
Joseph John BrautCincinnati Analysts, Inc otherCadaret Grant & Co Inc otherOtherMar 2, 2010Mar 2, 2010
Joseph Dale ClemensNational Planning Corporation ("Npc Of America" In Fl & Ny) otherCadaret Grant & Co Inc otherOtherFeb 8, 2010Jan 29, 2010
Andrea Lynn BlackwelderNational Planning Corporation ("Npc Of America" In Fl & Ny) otherCadaret Grant & Co Inc otherOtherFeb 8, 2010Jan 29, 2010
Maggie Merrill KirchhoffNational Planning Corporation ("Npc Of America" In Fl & Ny) otherCadaret Grant & Co Inc otherOtherFeb 8, 2010Jan 29, 2010
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371 moves match.