DFX Intelligence
Advisor moves
Arrivals at Private Advisor Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Henry Matthew Hernandez | Gimbal Financial, LLC independent RIA | Private Advisor Group, LLC independent RIA | RIA to RIA | Nov 24, 2020 | Oct 3, 2019 |
| Jarrod L Renninger | Good Life Advisors, LLC independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 20, 2020 | Nov 3, 2020 |
| William Patrick Davis | Archford Capital Strategies, LLC independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 19, 2020 | Nov 30, 2020 |
| Susan Jones Martin | Advice And Planning Services BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2020 | Oct 27, 2022 (713 d) |
| Michael Juergen Bock | Advice And Planning Services BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2020 | Aug 27, 2024 (1383 d) |
| Lamont Adrian Brown | Advice And Planning Services BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2020 | Nov 3, 2020 |
| Ellen Katherine Duffy | Aevitas Wealth Management, Inc. independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 9, 2020 | Nov 3, 2020 |
| Kevin Mitchell Myers | Advice And Planning Services BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 5, 2020 | May 21, 2021 (197 d) |
| Stephen Mark Littenberg | B. Riley Wealth Advisors, Inc. BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 27, 2020 | Oct 27, 2020 |
| Kevin Luke Hittinger | LPL Financial LLC BD affiliated | Private Advisor Group, LLC other | Other | Oct 8, 2020 | Jan 12, 2012 |
| Neil Thomas Hartzog | Private Capital Group, LLC independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 8, 2020 | Oct 8, 2020 |
| Gregory Grant Hood | Edward Jones national BD | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 8, 2020 | Jan 12, 2021 (96 d) |
| Benjamin Alvis Gentry | Edward Jones national BD | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 6, 2020 | Oct 2, 2020 |
| Amber Michele Moser | LPL Financial LLC BD affiliated | Private Advisor Group, LLC other | Other | Oct 6, 2020 | Apr 11, 2017 |
| Cari Anne Smith | Western Wealth Management LLC independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 5, 2020 | Oct 5, 2020 |
| Lee Dennis Berger | Bb&T Securities, LLC BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 2, 2020 | Nov 24, 2020 (53 d) |
| William Blair Hammond | T2 Asset Management, LLC independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 30, 2020 | Oct 30, 2020 |
| Verne Tetsumi Marble | LPL Financial LLC BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 25, 2020 | Mar 22, 2021 (178 d) |
| Angela Pridgen Lessor | Northwestern Mutual Investment Services,LLC no RAUM | Private Advisor Group, LLC BD affiliated | Other | Sep 24, 2020 | Sep 24, 2020 |
| Andrew Marc Newman | Wells Fargo Advisors wirehouse | Private Advisor Group, LLC independent RIA | Wirehouse to independent RIA | Sep 9, 2020 | Sep 9, 2020 |
| Mathew Christopher Lepak | My Friend In Finance, LLC unclassified | Private Advisor Group, LLC independent RIA | Other | Aug 27, 2020 | Aug 20, 2020 |
| Christopher Eric Dziklinski | Cuso Financial Services, L.P. BD affiliated | Private Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 25, 2020 | Aug 27, 2020 |
| Michelle Patricia Mackin | Fcg Wealth Management, LLC independent RIA | Private Advisor Group, LLC independent RIA | RIA to RIA | Aug 18, 2020 | Aug 18, 2020 |
| Charles P Young | Equitable Advisors, LLC national BD | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2020 | Jun 1, 2021 (300 d) |
| James G Elliott | Beacon Pointe Advisors, LLC independent RIA | Private Advisor Group, LLC independent RIA | RIA to RIA | Aug 5, 2020 | Jun 30, 2020 |
| Nolan Menachemson | Hornor, Townsend & Kent, LLC BD affiliated | Private Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 28, 2020 | Aug 18, 2020 |
| Jordan L Botvinik | LPL Financial LLC BD affiliated | Private Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 30, 2020 | Jun 30, 2020 |
| Kyle Thomas Malavasi | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Private Advisor Group, LLC independent RIA | Wirehouse to independent RIA | Jun 29, 2020 | Jun 26, 2020 |
| Daniel Alan Sellers | Edward Jones national BD | Private Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 23, 2020 | Jun 23, 2020 |
| Celia Cayce | Edward Jones national BD | Private Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 23, 2020 | Jun 22, 2020 |
| Kelly Anne Mecca | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Private Advisor Group, LLC independent RIA | Wirehouse to independent RIA | Jun 3, 2020 | Jul 1, 2020 |
| William Pennington Dunn | Next Financial Group, Inc. BD affiliated | Private Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 2, 2020 | Jun 19, 2020 |
| Lawrence Jay Cole | Wells Fargo Advisors wirehouse | Private Advisor Group, LLC independent RIA | Wirehouse to independent RIA | May 19, 2020 | May 15, 2020 |
| Shane Adkins | Wells Fargo Advisors wirehouse | Private Advisor Group, LLC independent RIA | Wirehouse to independent RIA | May 19, 2020 | May 15, 2020 |
| Zachary Michael Bromley | Wells Fargo Advisors wirehouse | Private Advisor Group, LLC independent RIA | Wirehouse to independent RIA | May 18, 2020 | May 15, 2020 |
| Paul Loren Feinstein | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Private Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 31, 2020 | Feb 14, 2020 |
| Alexandra Fiona Babb | Advice And Planning Services BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2020 | Jan 28, 2021 (339 d) |
| James Thomas Barnette | Raymond James Financial Services Advisors, Inc BD affiliated | Private Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 31, 2020 | Jan 29, 2020 |
| Joan Marie Confoy | Raymond James Financial Services Advisors, Inc BD affiliated | Private Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 31, 2020 | Jan 29, 2020 |
| Jennifer Eva Donnelly | Raymond James Financial Services Advisors, Inc BD affiliated | Private Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 31, 2020 | Jan 29, 2020 |
| Lone Maria Bjork | Raymond James Financial Services Advisors, Inc BD affiliated | Private Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 31, 2020 | Jan 29, 2020 |
| Katrina Leigh Freedman | Raymond James Financial Services Advisors, Inc BD affiliated | Private Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 31, 2020 | Jan 29, 2020 |
| Timothy David Richardson | Raymond James Financial Services Advisors, Inc BD affiliated | Private Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 31, 2020 | Jan 29, 2020 |
| Joseph Schaffer Pabis | Raymond James Financial Services Advisors, Inc BD affiliated | Private Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 31, 2020 | Jan 29, 2020 |
| Christopher Bukowczyk | Roundangle Advisors LLC independent RIA | Private Advisor Group, LLC independent RIA | RIA to RIA | Jan 22, 2020 | May 18, 2020 (117 d) |
| Robert Morris Hoffman | Advantage Investment Management, LLC independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2019 | Jan 13, 2026 (2205 d) |
| Terry Donald Schnare | Advantage Investment Management, LLC independent RIA | Private Advisor Group, LLC independent RIA | RIA to RIA | Dec 31, 2019 | Oct 28, 2019 |
| Michael Douglas Olesen | Advantage Investment Management, LLC independent RIA | Private Advisor Group, LLC independent RIA | RIA to RIA | Dec 31, 2019 | Sep 27, 2019 |
| Melissa Ann Darden | Advantage Investment Management, LLC independent RIA | Private Advisor Group, LLC independent RIA | RIA to RIA | Dec 31, 2019 | Nov 8, 2019 |
| Dennis Edward Synesael | Advantage Investment Management, LLC independent RIA | Private Advisor Group, LLC independent RIA | RIA to RIA | Dec 31, 2019 | Oct 24, 2019 |
| Henry Thomas Bolen | Advantage Investment Management, LLC independent RIA | Private Advisor Group, LLC independent RIA | RIA to RIA | Dec 31, 2019 | Oct 2, 2019 |
| Steven James Tackman | Advantage Investment Management, LLC independent RIA | Private Advisor Group, LLC independent RIA | RIA to RIA | Dec 31, 2019 | Oct 14, 2019 |
| Douglas Bryan Holder | Advantage Investment Management, LLC independent RIA | Private Advisor Group, LLC independent RIA | RIA to RIA | Dec 31, 2019 | Oct 24, 2019 |
| Joseph Roy Russo | Advantage Investment Management, LLC independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2019 | Jul 22, 2024 (1665 d) |
| James Murray Paul | Advantage Investment Management, LLC independent RIA | Private Advisor Group, LLC independent RIA | RIA to RIA | Dec 31, 2019 | Sep 27, 2019 |
| Ross James Barbatti | Advantage Investment Management, LLC independent RIA | Private Advisor Group, LLC independent RIA | RIA to RIA | Dec 31, 2019 | Sep 3, 2019 |
| Garrett Ryan Cheney | Advantage Investment Management, LLC independent RIA | Private Advisor Group, LLC independent RIA | RIA to RIA | Dec 31, 2019 | Oct 24, 2019 |
| Marilyn L Quinn | Advantage Investment Management, LLC independent RIA | Private Advisor Group, LLC independent RIA | RIA to RIA | Dec 31, 2019 | Oct 4, 2019 |
| Thomas Joseph Mchugh | Logan Capital Management, Inc. mixed wealth | Private Advisor Group, LLC other | Other | Dec 20, 2019 | Dec 14, 2016 |
| Robert Joseph Ruelle | Northwestern Mutual Investment Services,LLC no RAUM | Private Advisor Group, LLC independent RIA | Other | Dec 9, 2019 | Dec 10, 2019 |
873 moves match.