DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at D.A. Davidson & Co.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Joshua Daniel AnspaughRaymond James & Associates, Inc. national BDD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIAOct 16, 2018Oct 11, 2018
Brett B MegrueMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseD.A. Davidson & Co. independent RIAWirehouse to independent RIAOct 8, 2018Dec 22, 2020 (806 d)
Kyle Kenyon WellsWells Fargo Advisors wirehouseD.A. Davidson & Co. independent RIAWirehouse to independent RIAOct 4, 2018Sep 28, 2018
Don Kenyon WellsWells Fargo Advisors wirehouseD.A. Davidson & Co. independent RIAWirehouse to independent RIAOct 2, 2018Sep 28, 2018
Arron Christopher DieterSteward Partners Investment Solutions, LLC independent RIAD.A. Davidson & Co. independent RIARIA to RIASep 19, 2018Sep 19, 2018
Michelle Lynn WanlessE2i Advisors, LLC independent RIAD.A. Davidson & Co. independent RIARIA to RIASep 19, 2018Aug 16, 2018
Kevin M MonacoWells Fargo Advisors wirehouseD.A. Davidson & Co. independent RIAWirehouse to independent RIASep 12, 2018Sep 11, 2018
Riley Kathleen PoweCuna Brokerage Services, Inc. mixed wealthD.A. Davidson & Co. independent RIARIA to RIAAug 22, 2018Aug 17, 2018
Nathan Bryan WileyNorthwestern Mutual Investment Services,LLC no RAUMD.A. Davidson & Co. independent RIAOtherJul 7, 2018Jul 9, 2018
Aron Michael ThompsonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseD.A. Davidson & Co. independent RIAWirehouse to independent RIAJun 19, 2018Jun 18, 2018
Sterling Ky MccartyMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseD.A. Davidson & Co. independent RIAWirehouse to independent RIAApr 24, 2018Apr 20, 2018
Sandra L D'AngeloMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseD.A. Davidson & Co. independent RIAWirehouse to independent RIAApr 24, 2018Apr 20, 2018
Brandon Doyle BrownMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseD.A. Davidson & Co. independent RIAWirehouse to independent RIAApr 24, 2018Apr 20, 2018
John M. EdenMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseD.A. Davidson & Co. independent RIAWirehouse to independent RIAApr 24, 2018Apr 20, 2018
Shanna Daniell WileyMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseD.A. Davidson & Co. independent RIAWirehouse to independent RIAApr 24, 2018Apr 20, 2018
Jennifer Lynn ChavezMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseD.A. Davidson & Co. independent RIAWirehouse to independent RIAApr 24, 2018Apr 20, 2018
Patrick Harry FreemanLPL Financial LLC independent RIAD.A. Davidson & Co. independent RIARIA to RIAJan 18, 2018Jul 23, 2019 (551 d)
Zachary Lee BarberHorace Mann Investors, Inc. no RAUMD.A. Davidson & Co. independent RIAOtherJan 2, 2018Aug 30, 2018 (240 d)
William Andrew MoonHart Capital Management, Inc. otherD.A. Davidson & Co. independent RIAOtherDec 31, 2017Jan 4, 2018
Barbara ColletteMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseD.A. Davidson & Co. independent RIAWirehouse to independent RIADec 26, 2017Jan 9, 2018
Anthony Santiago MezaUBS Financial Services Inc. wirehouseD.A. Davidson & Co. otherOtherOct 12, 2017Oct 26, 2017
Margaret Mary Lavecchia BaldwinUBS Financial Services Inc. wirehouseD.A. Davidson & Co. otherOtherOct 12, 2017Oct 26, 2017
Kenneth Michael LarkinRaymond James & Associates, Inc. national BDD.A. Davidson & Co. otherOtherJun 21, 2017Jun 14, 2017
Jennifer Marie TuckerM Holdings Securities, Inc. otherD.A. Davidson & Co. otherOtherJun 2, 2017Jun 5, 2017
Andrew William MorinWasatch Advisors LP otherD.A. Davidson & Co. independent RIAOtherJun 1, 2017May 28, 2019 (726 d)
Rachel Ann CarlsonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseD.A. Davidson & Co. independent RIAWirehouse to independent RIAMay 5, 2017Sep 24, 2024 (2699 d)
Brandon Allen ZaroRaymond James Financial Services Advisors, Inc otherD.A. Davidson & Co. otherOtherMar 30, 2017Mar 23, 2017
Brian Eric BoydenCharles Schwab & Co., Inc. national BDD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIAFeb 22, 2017Sep 23, 2024 (2770 d)
Scott Daniel ConstableWells Fargo Advisors wirehouseD.A. Davidson & Co. otherOtherFeb 1, 2017Jan 31, 2017
James Hugh RyanBb&T Securities, LLC otherD.A. Davidson & Co. otherOtherFeb 1, 2017Jan 19, 2017
Timothy Christopher CamasMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseD.A. Davidson & Co. independent RIAWirehouse to independent RIADec 23, 2016May 25, 2018 (518 d)
Adrian Jude MatosichMorgan Stanley wirehouseD.A. Davidson & Co. otherOtherDec 20, 2016Dec 22, 2016
Brian J ZellnerLPL Financial LLC otherD.A. Davidson & Co. independent RIAOtherNov 30, 2016Apr 16, 2018 (502 d)
Johnathan Reeves GreeneCapital One Advisors, LLC otherD.A. Davidson & Co. otherOtherNov 9, 2016Aug 28, 2017 (292 d)
Jennifer M KeelMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseD.A. Davidson & Co. otherOtherSep 1, 2016Sep 28, 2016
Daphne Colleen MartinUBS Financial Services Inc. wirehouseD.A. Davidson & Co. otherOtherJun 23, 2016Jul 5, 2016
Dustin Robert ZagerCuna Brokerage Services, Inc. otherD.A. Davidson & Co. otherOtherMar 29, 2016Apr 1, 2016
Lydia DupontBeacon Pointe Advisors, LLC otherD.A. Davidson & Co. otherOtherMar 22, 2016Mar 22, 2016
Colin Bryant AultBeam Wealth Advisors, Inc. otherD.A. Davidson & Co. otherOtherMar 14, 2016Mar 15, 2017 (366 d)
Michael Sullivan AugustineStifel, Nicolaus & Company, Incorporated national BDD.A. Davidson & Co. otherOtherMar 8, 2016Mar 2, 2016
Joseph DahindenStifel, Nicolaus & Company, Incorporated national BDD.A. Davidson & Co. otherOtherMar 8, 2016Mar 3, 2016
Ashley Nettles MackayStifel, Nicolaus & Company, Incorporated national BDD.A. Davidson & Co. otherOtherMar 8, 2016Mar 3, 2016
John Charles CameronSteward Partners Investment Solutions, LLC otherD.A. Davidson & Co. otherOtherFeb 3, 2016Feb 4, 2016
Rebecca Marie GarrowSteward Partners Investment Solutions, LLC otherD.A. Davidson & Co. otherOtherFeb 3, 2016Feb 3, 2016
Victor Raymond StorckDeutsche Bank Securities Inc. otherD.A. Davidson & Co. otherOtherJan 28, 2016Feb 12, 2016
Richard Sung-Mo HanEdward Jones national BDD.A. Davidson & Co. otherOtherJan 5, 2016Jan 5, 2016
Betsy Joann ColeTrutina Financial otherD.A. Davidson & Co. otherOtherNov 19, 2015Dec 18, 2015
Jeffrey John KotsmithFintegra, LLC otherD.A. Davidson & Co. otherOtherJul 22, 2015Aug 3, 2015
Daniel E CronenSignia Capital Management otherD.A. Davidson & Co. otherOtherJun 29, 2015Oct 21, 2015 (114 d)
Benjamin Ross HowellMorgan Stanley wirehouseD.A. Davidson & Co. otherOtherMay 28, 2015May 22, 2015
Kraig David KerrMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseD.A. Davidson & Co. otherOtherApr 30, 2015Apr 29, 2015
Michael John LarleeMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseD.A. Davidson & Co. otherOtherApr 30, 2015Apr 29, 2015
Chad Michael KrahnEdward Jones national BDD.A. Davidson & Co. otherOtherApr 30, 2015May 15, 2015
Erick Santiago BlockMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseD.A. Davidson & Co. otherOtherFeb 18, 2015Feb 13, 2015
Breanne Kay LeckieEdward Jones national BDD.A. Davidson & Co. otherOtherNov 14, 2014Aug 25, 2015 (284 d)
Shane Allen MartensPnc Wealth Management otherD.A. Davidson & Co. independent RIAOtherOct 31, 2014Jun 20, 2026 (4250 d)
Lori Delynn RussellHsbc Securities (USA) Inc. otherD.A. Davidson & Co. otherOtherOct 10, 2014Oct 6, 2014
Heather Yasmeen MichailWells Fargo Advisors wirehouseD.A. Davidson & Co. otherOtherAug 29, 2014Sep 2, 2014
Edwin James SondgrothWells Fargo Advisors wirehouseD.A. Davidson & Co. otherOtherAug 12, 2014Aug 11, 2014
Britton Robert McmannisWells Fargo Advisors wirehouseD.A. Davidson & Co. otherOtherJul 22, 2014Jul 22, 2014
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472 moves match.