| Aimee Ruth Korch | Lord, Abbett & Co. LLC other | Neuberger Berman Bd LLC other | Other | Jun 20, 2008 | Sep 7, 2011 (1174 d) |
| Christopher Biotti | Deutsche Bank Securities Inc. other | Neuberger Berman Bd LLC other | Other | Jun 18, 2008 | Jun 13, 2008 |
| Theodore Paul Giuliano | Advice And Planning Services other | Neuberger Berman Bd LLC other | Other | May 13, 2008 | Oct 5, 2009 (510 d) |
| Kelly Pettit Costello | New England Securities Corporation other | Neuberger Berman Bd LLC other | Other | Mar 14, 2008 | Mar 20, 2008 |
| Steven Joseph Lieberman | Lehman Brothers Inc. unclassified | Neuberger Berman Bd LLC other | Other | Mar 7, 2008 | Mar 3, 2008 |
| Adam Scott Cefalo | Transamerica Investment Management, LLC unclassified | Neuberger Berman Bd LLC other | Other | Feb 11, 2008 | Jan 7, 2009 (331 d) |
| Monte Ivan Resnick | Raymond James & Associates, Inc. national BD | Neuberger Berman Bd LLC other | Other | Feb 11, 2008 | Feb 6, 2008 |
| Allison Joan Saloy | Neuberger Berman Management LLC other | Neuberger Berman Bd LLC other | Other | Oct 31, 2007 | Nov 1, 2007 |
| Sharon Miriam Appelman | Ameriprise Financial Services, LLC national BD | Neuberger Berman Bd LLC other | Other | Oct 31, 2007 | Apr 16, 2014 (2359 d) |
| Giancarlo A Villanella | Wells Fargo Advisors wirehouse | Neuberger Berman Bd LLC other | Other | Oct 2, 2007 | Nov 19, 2007 (48 d) |
| Lynn Ann Boland | LPL Financial LLC other | Neuberger Berman Bd LLC other | Other | Sep 24, 2007 | Sep 7, 2007 |
| Matthew Brown | Allianz Global Investors Managed Accounts LLC other | Neuberger Berman Bd LLC other | Other | Aug 17, 2007 | Feb 5, 2015 (2729 d) |
| Stephen John Leone | Lord, Abbett & Co. LLC other | Neuberger Berman Bd LLC other | Other | Jul 24, 2007 | Jul 18, 2007 |
| Maximiliano Rohm | Lehman Brothers Inc. unclassified | Neuberger Berman Bd LLC other | Other | May 17, 2007 | May 14, 2007 |
| Wendy D Masse | Rittenhouse Asset Management, Inc. unclassified | Neuberger Berman Bd LLC other | Other | May 15, 2007 | Jun 6, 2007 |
| Michael Kenneth Korzenko | Neuberger Berman Management LLC other | Neuberger Berman Bd LLC other | Other | Mar 20, 2007 | Mar 20, 2007 |
| Meghan Elizabeth Gibney | Banc Of America Investment Services, Inc. unclassified | Neuberger Berman Bd LLC other | Other | Dec 6, 2006 | Nov 29, 2006 |
| Garry Dean Whitfield | 1st Global Advisors Inc other | Neuberger Berman Bd LLC other | Other | Dec 5, 2006 | Nov 16, 2006 |
| Michelle Rey Lutein | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Neuberger Berman Bd LLC other | Other | Oct 24, 2006 | Oct 30, 2006 |
| Thuan Tan Tranthien Nguyen | Lehman Brothers Inc. unclassified | Neuberger Berman Bd LLC other | Other | Sep 27, 2006 | Sep 26, 2006 |
| Naumdar Akhavan | Wells Fargo Investments, LLC unclassified | Neuberger Berman Bd LLC other | Other | Aug 24, 2006 | Aug 20, 2007 (361 d) |
| Garrett Mitchell Alton | Sterne Agee Asset Management, Inc. other | Neuberger Berman Bd LLC other | Other | Jul 27, 2006 | Jul 7, 2006 |
| Langston Mather Theis | Equitable Advisors, LLC national BD | Neuberger Berman Bd LLC other | Other | Jul 5, 2006 | Jun 1, 2015 (3253 d) |
| Maria Pisoni Daley | Cibc Private Wealth Advisors, Inc. other | Neuberger Berman Bd LLC other | Other | Jul 3, 2006 | Jul 5, 2006 |
| John Paul Simmons | Hornor, Townsend & Kent, LLC other | Neuberger Berman Bd LLC other | Other | Jun 20, 2006 | Jun 22, 2006 |
| Chad Wayne Toriello | Td Ameritrade, Inc. no RAUM | Neuberger Berman Bd LLC other | Other | Jun 15, 2006 | Jun 12, 2006 |
| Mark Duane Linnecke | Alliancebernstein L.P. other | Neuberger Berman Bd LLC other | Other | Jun 8, 2006 | May 17, 2006 |
| Scott Leonard Dynan | Clearbridge Investments, LLC other | Neuberger Berman Bd LLC other | Other | May 9, 2006 | Apr 27, 2006 |
| Reva Shakkottai | Banc Of America Investment Services, Inc. unclassified | Neuberger Berman Bd LLC other | Other | Jan 3, 2006 | Jan 3, 2006 |
| Haik Aram Kevorkian | Charles Schwab & Co., Inc. national BD | Neuberger Berman Bd LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 13, 2005 | Mar 25, 2021 (5581 d) |
| Bradley Curtis Tank | Lehman Brothers Inc. unclassified | Neuberger Berman Bd LLC other | Other | Nov 18, 2005 | Nov 18, 2005 |
| Christina Moissiadis | UBS Financial Services Inc. wirehouse | Neuberger Berman Bd LLC other | Other | Nov 17, 2005 | Oct 31, 2005 |
| Erin M. Cottom | Morgan Stanley Dw Inc. unclassified | Neuberger Berman Bd LLC other | Other | Nov 8, 2005 | Nov 8, 2005 |
| Douglas Andrew Rachlin | Lehman Brothers Inc. unclassified | Neuberger Berman Bd LLC other | Other | Oct 6, 2005 | Oct 3, 2005 |
| Jennifer Jung | RBC Capital Markets, LLC national BD | Neuberger Berman Bd LLC other | Other | Sep 6, 2005 | Aug 24, 2005 |
| Antonio Ignarra | Banc Of America Investment Services, Inc. unclassified | Neuberger Berman Bd LLC other | Other | Aug 1, 2005 | Sep 19, 2005 (49 d) |
| David Mallory Ross | Wells Fargo Advisors wirehouse | Neuberger Berman Bd LLC other | Other | Jul 18, 2005 | Jul 28, 2005 |
| Jennifer Bari Roth | Wells Fargo Advisors wirehouse | Neuberger Berman Bd LLC other | Other | Jul 18, 2005 | Jul 15, 2005 |
| Richard Charles Mordesovich | Banc Of America Investment Services, Inc. unclassified | Neuberger Berman Bd LLC other | Other | Jul 6, 2005 | Aug 3, 2005 |
| Radoslaw Piotr Wolosiuk | Morgan Stanley Dw Inc. unclassified | Neuberger Berman Bd LLC other | Other | Jun 14, 2005 | Jun 20, 2005 |
| Laura Joy Sloate | Sloate, Weisman, Murray & Company, Inc. unclassified | Neuberger Berman Bd LLC other | Other | May 31, 2005 | Mar 3, 2005 |
| David James Heflin | Rittenhouse Asset Management, Inc. unclassified | Neuberger Berman Bd LLC no RAUM | Other | Apr 26, 2005 | May 9, 2024 (6953 d) |
| Lance Matthew Bryan | Ameriprise Financial Services, LLC national BD | Neuberger Berman Bd LLC other | Other | Mar 14, 2005 | Apr 21, 2006 (403 d) |
| Eric Patrick Gies | Alliancebernstein L.P. other | Neuberger Berman Bd LLC other | Other | Mar 9, 2005 | Mar 14, 2005 |
| Dianne Karol Davis | Banc Of America Investment Services, Inc. unclassified | Neuberger Berman Bd LLC other | Other | Feb 16, 2005 | Mar 10, 2005 |
| David Decoste | William Blair & Company L.L.C. other | Neuberger Berman Bd LLC other | Other | Feb 16, 2005 | Dec 11, 2008 (1394 d) |
| Edward Oldham | Chase Investment Services Corp. other | Neuberger Berman Bd LLC other | Other | Jan 4, 2005 | Mar 27, 2006 (447 d) |
| Erik Ronn Kidd | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Neuberger Berman Bd LLC other | Other | Dec 17, 2004 | Nov 9, 2004 |
| John Edward Heldman | Dws Investment Management Americas, Inc. other | Neuberger Berman Bd LLC other | Other | Dec 7, 2004 | Mar 28, 2005 (111 d) |
| Jeffrey Marshall Smith | Dws Investment Management Americas, Inc. other | Neuberger Berman Bd LLC other | Other | Dec 1, 2004 | Nov 10, 2004 |
| John Bayard Glover | Alliancebernstein L.P. other | Neuberger Berman Bd LLC other | Other | Nov 11, 2004 | Jan 19, 2007 (799 d) |
| Jeffery R Howey | Manning & Napier Advisors, LLC other | Neuberger Berman Bd LLC other | Other | Nov 2, 2004 | May 21, 2014 (3487 d) |
| Daryl Lee Deke | Alliancebernstein L.P. other | Neuberger Berman Bd LLC other | Other | Oct 13, 2004 | Jul 21, 2008 (1377 d) |
| Stephen Gregory Wright | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Neuberger Berman Bd LLC other | Other | Oct 5, 2004 | Oct 4, 2004 |
| Shant Thomasian | Citicorp Investment Services unclassified | Neuberger Berman Bd LLC other | Other | Aug 25, 2004 | Mar 7, 2005 (194 d) |
| Alfred Z Avazis | Bny Mellon Securities Corporation other | Neuberger Berman Bd LLC other | Other | Jul 19, 2004 | Nov 29, 2004 (133 d) |
| Ciaran John Murphy | Sanderson & Stocker, Inc. unclassified | Neuberger Berman Bd LLC other | Other | May 17, 2004 | Dec 9, 2011 (2762 d) |
| Derek R Devens | Blx Group LLC other | Neuberger Berman Bd LLC other | Other | Apr 1, 2004 | Feb 2, 2016 (4324 d) |
| Ling Wang | UBS Financial Services Inc. wirehouse | Neuberger Berman Bd LLC other | Other | Oct 15, 2003 | Jan 31, 2005 (474 d) |
| Craig David Wakefield | Burridge Group LLC unclassified | Neuberger Berman Bd LLC other | Other | Oct 1, 2003 | Aug 18, 2003 |